Simon v. Cook

261 F. App'x 873
CourtCourt of Appeals for the Sixth Circuit
DecidedJanuary 30, 2008
Docket06-6514
StatusUnpublished
Cited by19 cases

This text of 261 F. App'x 873 (Simon v. Cook) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Simon v. Cook, 261 F. App'x 873 (6th Cir. 2008).

Opinion

BOGGS, Chief Judge.

On October 31, 2003, Ronald Simon telephoned the Lexington Police Department to report that government officials had been harassing him. After two officers arrived at his house, Simon allegedly stated that the police and county coroner had been harassing him and that many agencies and government officials were implicated in the alleged harassment. Officer John Cook handcuffed Simon after Simon pointed his finger in Cook’s face. Pursuant to Kentucky law, Officer Cook detained Simon and transported him to Eastern State Hospital (ESH) for a mental evaluation. A clinician diagnosed Simon with “psychotic disorder—not otherwise *875 specified” and ordered him medicated and held for 72 hours. Simon brought a § 1983 suit against Officer Cook, individually and in his capacity as a police officer, and the Lexington-Fayette Urban County Government (LFUCG). Simon also challenged the constitutionality of the Kentucky statute and raised numerous state law claims. The district court held that Simon’s constitutional rights had not been violated and granted summary judgment for Cook and the LFUCG. The court also rejected Simon’s challenges to the statute itself. Simon appeals those holdings and appeals the district court’s holding allowing discovery of his psychotherapist-patient communications. We affirm.

I

On October 31, 2003, around 4:30 p.m., Simon telephoned the Lexington Police Department to report “an incident of harassment.” Specifically, Simon reported seeing a coroner’s van behind him in traffic for the second time in a week and stated that he felt that the coroner’s van had been following him and that he “felt harassed by the coroner’s van.” Simon also told the dispatcher that he “had received ambiguous warnings over the previous two or three years from various anonymous people that may or may not have been threats against [his] life.” Simon emphasized that he “did not know who was responsible for harassing [him] and that [he] had only vague and very reluctant suspicions that police officers might he involved.”

Officer Gene Haynes was dispatched to Simon’s home to take Simon’s statement and arrived approximately ten minutes after Simon’s call to the police. En route, Haynes remembered that Simon’s address had been mentioned during a briefing sometime prior to October 31, checked his police computer, and saw that Simon’s address was flagged as a “signal 10,” meaning that officers were advised of a potential risk in them contact with citizens at that address. 2 Haynes did not know the basis for the “signal 10” alert but requested dispatch of a second unit to Simon’s address. When Haynes arrived, he and Simon began to converse on Simon’s porch. According to Haynes’s deposition, Simon stated that he felt he had been harassed, that the coroner had been following him, that such harassment may have been politically motivated, that the state police were involved, and that then-congressman Ernie Fletcher was also involved. Haynes described Simon’s appearance as “neatly dressed and well-groomed” and admitted that Simon displayed a “calm demeanor” and spoke rationally and coherently. Haynes also admitted that Simon was not violent or threatening at that time.

When Officer Cook arrived, he determined that the situation was non-violent and that Officer Haynes had the situation under control. Officer Cook stood at the foot of Simon’s porch, approximately four or five feet from Simon. Officer Haynes asked Simon to repeat his story. Simon again repeated that he felt that he was being watched, that it was politically motivated, that the state police were involved, and that the Kentucky Attorney General’s office was involved. Haynes recalled that Simon had mentioned being attacked while using a phone and while in his own house. Haynes later testified that such comments “did not seem like comments of a rational person at the time.” According to Officer Cook, Simon said that the coroner’s van was sending him the message that the police would put Simon in a “body bag.” *876 Officer Cook asked Simon if he had ever been diagnosed with a mental illness, if he was under the care of a physician, or if he had been prescribed any medication. Simon replied negatively.

Officer Cook told Simon that his allegations “sounded outlandish” and told Simon that if he felt there was a conspiracy against him, he should contact the FBI or the Attorney General’s office. Simon stated that he had tried to call those authorities from a phone booth, but that three men in black had attacked him. Simon thought those men were LFUCG police officers. According to Officer Cook, Simon said that he was going to begin following police officers himself to find out why they were harassing him. Simon later denied making such a statement and insisted that he only said “how would you like it if I followed you around.” According to Haynes and Cook, Simon then began screaming and yelling and “stuck his finger in the close proximity of Officer Cook’s face.” Haynes felt that Simon’s actions “could have been a threat.” Simon disputes that he raised his voice or jabbed his finger at Cook, although he admits pointing his finger within approximately a foot of Cook’s face. Officer Cook told Simon not to point at him, but, according to Cook, Simon continued to approach and jabbed his finger in Cook’s face. Officer Cook stated that if he had not flinched away from Simon, Simon’s finger would have struck his face. Simon maintains that he merely continued pointing his finger at Cook. Officer Cook handcuffed Simon’s arms behind his back, emptied his pockets, and confined Simon in the back seat of his police cruiser.

Kentucky Revised Statutes § 202A.041 authorizes the warrantless arrest of an individual who appears to be mentally ill, under certain circumstances:

Any peace officer who has reasonable grounds to believe that an individual is mentally ill and presents a danger or threat of danger to self, family, or others if not restrained shall take the individual into custody and transport the individual without unnecessary delay to a hospital or psychiatric facility....

Ky.Rev.Stat. Ann. § 202A.041(1). The statute further states that “the peace officer shall provide written documentation which describes the behavior of the person which caused the peace officer to take the person into custody.” Ibid. Within 18 hours, a qualified mental-health professional must determine whether the person meets the criteria for involuntary hospitalization as provided in Kentucky Revised Statutes §§ 202A.026, 202A.081, and other sections. Ibid. Elsewhere in chapter 202A, “danger” or “threat of danger” is defined as “substantial physical harm or threat of substantial physical harm upon self, family, or others.... ” Id. § 202A.011(2). “Mentally ill. person” is defined as “a person with substantially impaired capacity to use self-control, judgment, or discretion in the conduct of the person’s affairs and social relations, associated with maladaptive behavior or recognized emotional symptoms where impaired ■ capacity, maladaptive behavior, or emotional symptoms can be related to physiological, psychological, or social factors.” Id. § 202A.01K9).

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261 F. App'x 873, Counsel Stack Legal Research, https://law.counselstack.com/opinion/simon-v-cook-ca6-2008.