Silvesan v. State

1999 ND 62, 591 N.W.2d 131, 1999 N.D. LEXIS 61, 1999 WL 185043
CourtNorth Dakota Supreme Court
DecidedApril 6, 1999
Docket980002, 980330
StatusPublished
Cited by17 cases

This text of 1999 ND 62 (Silvesan v. State) is published on Counsel Stack Legal Research, covering North Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Silvesan v. State, 1999 ND 62, 591 N.W.2d 131, 1999 N.D. LEXIS 61, 1999 WL 185043 (N.D. 1999).

Opinion

VANDE WALLE, Chief Justice.

[¶ 1] Reed Ray Silvesan appealed the district court’s denial of his second application for post-conviction relief and the denial of post-conviction relief on supplemental issues. We conclude res judicata and abuse of process bar Silvesan’s claims, and we affirm.

I

[¶ 2] On June 20, 1995, the district court (the Honorable William W. McLees) issued a judgment and commitment upon Silvesan’s plea of guilty to the offense of gross sexual imposition in violation of N.D.C.C. § 12.1-20 — 03(l)(d).

[¶ 3] Silvesan filed an application for post-conviction relief. Silvesan asserted he had not had counsel appointed, had not validly waived counsel, the contents of a presentence investigation report were not timely disclosed to him, and he was not advised of his right to remain silent at his initial appearance. Silve-san sought withdrawal of his plea of guilty, the appointment of counsel, and a jury trial. On December 1, 1995, the district court (the Honorable Gerald Rustad) issued an order concluding “the requests of the Defendant are without merit in fact or law,” and denying Silvesan’s application for post-conviction relief. No appeal was taken.

[¶ 4] Silvesan filed a second application for post-conviction relief. In that application, Silvesan alleged (1) he had been denied his right to be heard at sentencing; (2) prosecu-torial misconduct; (3) the trial court failed to comply with N.D.R.Crim.P. 11; (4) the trial court violated Silvesan’s plea agreement; (5) he had been denied counsel, without a knowing and intelligent waiver of counsel; (6) issues about his mental state at the time of the proceedings leading to his guilty plea and judgment, which Silvesan said he wanted to “preserve ... for further submission to the court, if necessary,” but did “not wish to litigate this issue at this time”; and (7) he had been denied counsel for his earlier application for post-conviction relief.

[¶ 5] The State responded to Silvesan’s allegations in his second application for post-conviction relief by addressing the merits of Silvesan’s claims and by asserting Silvesan inexcusably failed to raise the first four of those claims in his previous post-conviction application. The State argued the fifth and sixth claims were fully and finally determined in the previous post-conviction proceeding. On the last claim, the State contended “[d]e-nial of counsel for the initial post-conviction proceeding is not a ground[ ] for subsequent post-conviction relief’ and Silvesan’s “proper recourse would have been to appeal.”

[¶ 6] On December 18, 1997, the district court (the Honorable Robert W. Holte) issued an order denying Silvesan’s second application for post-conviction relief. In that order, Judge Holte concurred with Judge Rustad’s ruling there was no basis for Silve-san’s claim he had been denied counsel in the proceedings leading to his guilty plea. Judge Holte also ruled the matter was res judicata, because it had been “raised and ruled upon during Silvesan’s first application for post conviction relief.” Judge Holte found Silvesan had not been denied the right to be heard at sentencing; there was no evidence of prosecutorial misconduct; and the trial court did not fail to comply with N.D.R.Crim.P. 11. On Silvesan’s claim he had been denied counsel for his first application for post-conviction relief, Judge Holte ruled that issue “should have been raised on appeal of the Court’s orders denying Silve-san’s first application for post conviction relief’ and was res judicata. On Silvesan’s claim the trial court violated Silvesan’s plea agreement, Judge Holte found “Silvesan’s request for relief on that issue is without merit in law or fact.” On Silvesan’s claim about his mental state, Judge Holte concluded “there is no evidence to substantiate that Silvesan’s mental health interfered with Silvesan’s ability to understand the nature of the trial court *133 proceedings, or as to his ability to make a knowing and voluntary plea of guilty to the charges against him.”

[¶7] Silvesan appealed the denial of his second application for post-conviction relief. While that appeal was pending, we remanded for consideration of additional claims Silve-san presented to the district court. Silvesan subsequently appealed the district court’s denial of relief on the supplemental issues.

II

[¶ 8] On appeal from the judgment denying his second application for post-conviction relief, Silvesan alleges he was denied his right to counsel; prosecutorial misconduct; a failure to comply with N.D.R.Crim.P. 11; and the trial court did not address him personally and ask if he wished to make a statement in his own behalf, pursuant to N.D.R.Crim.P. 32(a), before sentencing.

[¶ 9] Section 29-32.1-12, N.D.C.C., which was drawn from § 12 of the Uniform Post-Conviction Procedure Act (1980), authorizes denial of an application for post-conviction relief on the ground of res judicata or misuse of process:

1. An application for postconviction relief may be denied on the ground that the same claim or claims were fully and finally determined in a previous proceeding.
2. A court may deny relief on the ground of misuse of process. Process is misused when the applicant:
a. Presents a claim for relief which the applicant inexcusably failed to raise either in a proceeding leading to judgment of conviction and sentence or in a previous postconviction proceeding; or
b. Files multiple applications containing a claim so lacking in factual support or legal basis as to be frivolous.
3. Res judicata and misuse of process are affirmative defenses to be pleaded by the state. The burden of proof is also upon the state, but, as to any ground for relief which, by statute or rule of court, must be presented as a defense or objection at a specified stage of a criminal prosecution, the applicant shall show good cause for noncompliance with the statute or rule.

This section addresses “the concern about repetitive applications for post-conviction relief by a single prisoner.” Comment, Uniform Post-Conviction Procedure Act § 12 (1980). “If the first or any subsequent application presents a claim or claims previously adjudicated, ordinary principles of res judicata apply.” Id. The section is also concerned with “successive applications by a single prisoner who raises different claims in the multiple filings.” Id. “Matters are sometimes raised in a post-conviction proceeding that might have been, but were not, presented in the prosecution stage. This section ... allows a state to oppose post-conviction relief for either kind of misuse of process.” Id.

[10] “As we noted in State v. Manke, 361 N.W.2d 247, 248 (N.D.1985), postconviction proceedings are not intended to allow a defendant multiple opportunities to raise the same issues.” Murchison v. State, 1998 ND 96, ¶7, 578 N.W.2d 514. “[A]ppli-cations for post-conviction relief may be denied if the same claim or claims were fully and finally determined in a previous proceeding. N.D.C.C. § 29-32.1-12(1).” Id. at ¶ 11.

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Bluebook (online)
1999 ND 62, 591 N.W.2d 131, 1999 N.D. LEXIS 61, 1999 WL 185043, Counsel Stack Legal Research, https://law.counselstack.com/opinion/silvesan-v-state-nd-1999.