Silver v. Pataki

274 A.D.2d 57, 711 N.Y.S.2d 402, 2000 N.Y. App. Div. LEXIS 8044
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 20, 2000
StatusPublished
Cited by8 cases

This text of 274 A.D.2d 57 (Silver v. Pataki) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Silver v. Pataki, 274 A.D.2d 57, 711 N.Y.S.2d 402, 2000 N.Y. App. Div. LEXIS 8044 (N.Y. Ct. App. 2000).

Opinions

OPINION OF THE COURT

Buckley, J.

This case marks the first time that the principal officer of one of two chambers of the New York State Legislature has sought to involve the judiciary in one of the perennial budgetary struggles between the Legislature and the Governor. Despite no showing of authority for the institution of this litigation, the Assembly’s Speaker has been found by Supreme Court to have the inherent capacity as a legislator to obtain judicial review of his challenge to the Governor’s exercise of veto power. Because recognition of such inherent capacity would confer an authority to sue contrary to the letter and spirit of constitutionally distributed powers, and because the creation of this legislator’s cause of action will needlessly propel the judiciary into future political conflicts, we reverse.

This case involves a confrontation between the Governor and one of the several leaders in the Legislature with respect to the propriety of line-item vetoes. The Governor appeals from Supreme Court’s order, which found the Speaker of the Assembly to have capacity and standing to litigate the legality of the Governor’s exercise of 55 line-item vetoes during the enactment of the 1998-1999 State budget. In this case of first impression, the Speaker of the Assembly seeks to litigate, only in his official capacities as Speaker and Member of the Assembly, the substantive issue of whether those budget bill vetoes were legal, i.e., whether each was a line-item veto authorized by article IV (§ 7) of the New York Constitution. The Speaker claims that the Governor had no constitutional power to use his line-item veto, while the Governor asserts that he was not constrained to reject the entire bill but could excise certain “items” since the bill was part of the budget process and contained “several items of appropriation of money.”

The constitutional dimensions of New York’s unique budget process have been the frequent subject of judicial interpretation during the last 70 years (see, e.g., People v Tremaine, 252 NY 27 [legislators improperly appointed to administer ap[59]*59propriated funds]; People v Tremaine, 281 NY 1 [Governor’s itemized budget cannot be replaced by Legislature’s lump-sum budget]; Matter of Posner v Rockefeller, 26 NY2d 970 [members of Legislature have no standing to challenge validity of budget bill submitted by Governor]; New York State Bankers Assn. v Wetzler, 81 NY2d 98 [Legislature’s addition of revenue provision in budget bill unconstitutional]). On the one occasion when our Court of Appeals specifically considered legislator lawsuits regarding the budget, it broadly declined to recognize such causes of action (Matter of Posner v Rockefeller, supra, at 971-972). To reach the result it proposes today, the dissent must ignore the history of our Constitutions and repudiate sound precedent which keeps the judiciary out of political disputes. Logic and common sense counsel judicial abstinence, or at least restraint, when a political dispute beckons, as this does.

According to the Speaker, the present dispute arises from the Legislature’s response to New York State Bankers Assn. v Wetzler (supra), whereby, to preserve the legislators’ desire to enact amendments to the Governor’s budget bill, an “appropriations” budget bill and a complementary “programmatic” budget bill have been enacted in recent years as part of the annual budget process. Although there is no apparent legal warrant for such budget bifurcation, the Speaker asserts that the Governor can only veto the entire “programmatic” budget bill and, thus, has no line-item veto power with respect to that bill.

It is undisputed that budget litigation may present questions which are “justiciable” (People v Tremaine, supra, 252 NY, at 47) since courts are “ ‘always * * * available to resolve disputes concerning the scope of that authority which is granted by the Constitution to the other two branches of the government’ ” (Matter of King v Cuomo, 81 NY2d 247, 251, quoting Saxton v Carey, 44 NY2d 545, 551). This is not a case implicating either the immunity of a coordinate branch of government (Matter of Straniere v Silver, 218 AD2d 80, affd 89 NY2d 825) or a grievance more appropriately raised in a representative branch of government (Society of Plastics Indus. v County of Suffolk, 77 NY2d 761, 769). The present dispute involves the nature and scope of the delegated authority shared by the Executive and the Legislature in the enactment of the annual budget and is clearly justiciable when raised by an appropriate litigant. It is also clear that a legislator’s lawsuit is not the only way to secure judicial review of the challenged practice since the would-be beneficiaries of the budget items vetoed by the Governor have causes of action identical to that sought to be [60]*60litigated by the Speaker. Not one of those presumed beneficiaries has challenged the line-item vetoes. While not discussed by the dissent, this is not a case where the Legislature has authorized litigation to vindicate its legislative prerogatives. That a dispute may become justiciable does not mean that it has become so. A justiciable controversy can only be presented by a party with the capacity and standing to litigate.

As framed by the Governor’s pre-answer motion to dismiss, the threshold questions raised by this litigation are whether the party seeking judicial intervention has capacity and, if so, whether such party has standing (Matter of Pooler v Public Serv. Commn., 58 AD2d 940, affd 43 NY2d 750; Matter of Dairylea Coop, v Walkley, 38 NY2d 6, 9).

Having taken the latter question first, the IAS Court correctly formulated the standing test as an evolutionary product of the past several decades, marked by a significant expansion of the types of plaintiffs who can seek judicial relief (compare, Rudder v Pataki, 93 NY2d 273, 278-281 [no organizational, citizen-taxpayer or voter standing] with Saxton v Carey, 61 AD2d 645, 647-648, affd 44 NY2d 545, supra [citizen-taxpayer standing based on statute]). This judicial recognition of new plaintiffs has, however, not eliminated basic conditions which must be satisfied by one who would seek judicial review of the acts of coordinate branches of government. This expansion of justiciable controversies has not become a lever by which political issues may be removed to a courtroom. Moreover, a logical precondition to standing remains the legal capacity of a litigant, here the Speaker, to seek a judicial remedy.

Standing does not create a juridical entity which has the ability to assert legal rights. A putative litigant must first have the capacity to be a party. The Speaker’s capacity cannot be based upon his citizenship or his paying of taxes as he has elected to proceed, despite the invitation of the IAS Court, in his capacity as Speaker and Member of the Assembly.

Without the capacity to sue, a party may have standing but nonetheless remain unable to obtain judicial review (Matter of Pooler v Public Serv. Commn., supra; Matter of Queens Hosp. Ctr. Community Advisory Bd. v New York City Health & Hosps. Corp., 227 AD2d 147, lv denied 88 NY2d 814). Capacity focuses on the legal ability of this individual or entity to seek judicial relief and not on the cause of action which may nonetheless belong to the individual or entity (Walter v Walter, 170 App Div 870, affd 217 NY 439).

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Bluebook (online)
274 A.D.2d 57, 711 N.Y.S.2d 402, 2000 N.Y. App. Div. LEXIS 8044, Counsel Stack Legal Research, https://law.counselstack.com/opinion/silver-v-pataki-nyappdiv-2000.