Silva v. McDonough

Court of Appeals for the Federal Circuit·Decided December 15, 2022·No. 21-1976·Unpublished

Opinion

NOTE: This disposition is nonprecedential.

United States Court of Appeals for the Federal Circuit

PHILLIP D. SILVA, Claimant-Appellant

v.

DENIS MCDONOUGH, SECRETARY OF VETERANS AFFAIRS, Respondent-Appellee

2021-1976

Appeal from the United States Court of Appeals for Veterans Claims in No. 19-5119, Chief Judge Margaret C. Bartley.

Decided: December 15, 2022

KENNETH M. CARPENTER, Law Offices of Carpenter Chartered, Topeka, KS, argued for claimant-appellant.

ANDREW JAMES HUNTER, Commercial Litigation Branch, Civil Division, United States Department of Justice , Washington, DC, argued for respondent-appellee. Also represented by BRIAN M. BOYNTON, ELIZABETH MARIE HOSFORD, PATRICIA M. MCCARTHY; BRIAN D. GRIFFIN, 2 SILVA v. MCDONOUGH

ANDREW J. STEINBERG, Office of General Counsel, United States Department of Veterans Affairs, Washington, DC.

Before REYNA, SCHALL, and CHEN, Circuit Judges.

SCHALL, Circuit Judge.

Phillip D. Silva appeals the February 23, 2021 decision of the United States Court of Appeals for Veterans Claims (“Veterans Court”). Silva v. McDonough, No. 19-5119, 2021 WL 684880 (Vet. App. Feb. 23, 2021). To the extent relevant here, in that decision the Veterans Court affirmed the April 4, 2019 decision of the Board of Veterans’ Appeals (“Board”) that denied Mr. Silva an evaluation in excess of 10 percent prior to April 4, 2014, for bipolar disorder. Also to the extent relevant here, the court denied Mr. Silva’s request that it remand to the Board for adjudication what Mr. Silva argued was a still-pending appeal of a claim of service connection for post-traumatic stress disorder (“PTSD”). For the reasons set forth below, we affirm.

BACKGROUND

I

Mr. Silva served on active duty in the U.S. Army from March of 1976 to March of 1979 and also from August of 1979 to February of 1981. Silva, 2021 WL 684880, at *1. He currently receives Department of Veterans Affairs (“VA”) disability compensation for a service-connected left ankle condition resulting from a sprain he sustained while he was in the service. Id.; see J.A. 20.

In September of 2005, Mr. Silva filed a claim for compensation with the VA’s Denver Regional Office (“RO”). The claim was for a service-connected psychiatric disability , which Mr. Silva asserted was PTSD. Silva, 2021 WL 684880, at *1; J.A. 20. On November 11, 2006, the RO denied the claim on the ground that service connection had not been established. J.A. 22. The RO’s decision became

SILVA v. MCDONOUGH 3

final after Mr. Silva failed to appeal it. Silva, 2021 WL 684880, at *1; see 38 U.S.C. § 7105(c) (2000).

On July 19, 2010, Mr. Silva filed a claim for PTSD, which the RO construed as a request to reopen his previously -denied 2005 claim. Silva, 2021 WL 684880, at *1; J.A. 24–27, 29. In a rating decision dated January 31, 2011, the RO denied the request, concluding that Mr. Silva had failed to present new and material evidence in support of the claim. J.A. 29–30; see 38 C.F.R. § 3.156(a) (2006). 1 For legacy claims, if service connection is denied by the RO, the veteran has one year to appeal to the Board by filing a notice of disagreement (“NOD”) with the RO. 38 U.S.C. § 7105(a), (b)(1), (d)(1). After a veteran files a NOD, if the RO does not grant the benefit sought, the RO must prepare a statement of the case (“SOC”). Id. § 7105(d)(1). The SOC “includes a summary of pertinent evidence in the case, a citation to pertinent laws and regulations , a discussion of how those laws and regulations affect the decision, and a summary of the reasons for the decision.” Disabled Am. Veterans v. Sec’y of Veterans Affs., 327 F.3d 1339, 1342 (Fed. Cir. 2003) (citing 38 U.S.C. § 7105(d)(1); 38 C.F.R. § 19.29 (2002); and Maggitt v. West, 202 F.3d 1370, 1375 (Fed. Cir. 2000)).

Mr. Silva responded to the January 31, 2011 rating decision by filing an NOD with the RO on January 20, 2012. J.A. 33–34. In his NOD, Mr. Silva argued that the RO had

1 The Veterans Appeals Improvement and Modernization Act of 2017, Pub. L. No. 115-55, 131 Stat. 1105 (Aug. 23, 2017) (“AMA”), revised the VA’s administrative appeals system. The parties agree that Mr. Silva’s claim is governed by the prior “legacy” appeals system because Mr. Silva did not opt in to the AMA system. See 38 C.F.R. § 3.2400(c) (2019). Thus, we cite to the pertinent statutes and regulations in effect during the 2010–2017 time frame.

4 SILVA v. MCDONOUGH

erred in denying his claim to reopen and that it should have obtained a medical opinion with respect to his claim of PTSD. J.A. 37. In an SOC dated June 25, 2012, the RO stated that the evidence Mr. Silva had presented with his July 19, 2010 request to reopen his PTSD claim did not quality as new and material evidence because it failed to address the question of whether his diagnosis of PTSD was the result of an in-service stressor. J.A. 55. “Accordingly,” the RO stated, “the claim is not reopened and remains denied .” Id.

A veteran may appeal an adverse RO decision to the Secretary of Veterans Affairs (“Secretary”). 38 U.S.C. § 7104(a) (2000) (“All questions in a matter which . . . is subject to decision by the Secretary shall be subject to one review on appeal to the Secretary.”); 38 C.F.R. § 20.101(a) (2011). By statute, final decisions on such appeals are made by the Board. 38 U.S.C. § 7104(a). A veteran has 60 days from the date the SOC is mailed to file his or her formal appeal. 38 U.S.C. § 7105(d)(3).

On August 15, 2012, Mr. Silva submitted his appeal from the RO’s June 25, 2012 SOC. J.A. 56. As he had before the RO, he argued that the VA should have obtained a medical opinion with respect to his claim of PTSD. J.A. 61.

On October 15, 2012, Mr. Silva received a VA medical examination. J.A. 219. In her November 19, 2012 report, the examiner found that Mr. Silva’s mental condition was properly characterized as a mood disorder rather than PTSD. J.A. 220, 232–35. The examiner noted and rejected two possible PTSD stressors—the ankle sprain in service and an incident after service in which Mr. Silva was injured and that resulted in the death of a co-worker. J.A. 226–27, 230, 235. The examiner found that the ankle sprain did not meet PTSD stressor criteria set forth in the DSM-IV (Diagnostic and Statistical Manual of Mental Disorders , 4th edition). J.A. 226, 235. However, the examiner did find service connection for the mental condition

SILVA v. MCDONOUGH 5

characterized as a mood disorder, finding it linked to Mr. Silva’s frustration with long-term symptoms from his ankle injury. J.A. 220–21, 234.

Pursuant to 38 C.F.R. § 3.156(a), a veteran may reopen a finally adjudicated claim by submitting “new and material evidence.” Under the regulation, “[n]ew evidence means existing evidence not previously submitted to agency decisionmakers. Material evidence means existing evidence that, by itself or when considered with previous evidence of record, relates to an unestablished fact necessary to substantiate the claim.”

On December 6, 2012, the RO reopened Mr. Silva’s September 2005 claim, based upon the October 15, 2012 VA medical examination, which the VA termed new and material evidence. J.A. 63–64. 2 Although the RO found, based upon that examination, that Mr. Silva’s condition was a mood disorder, rather than the PTSD that he claimed, it stated that “[i]n [Clemons v. Shinseki, 23 Vet. App. 1 (2009)], the Court held that a claim for service connection for a mental condition, in this case, PTSD, cannot be limited to that diagnosis and that such claim should be considered a claim for any mental condition since the veteran is a lay person and not medically competent to diagnose himself .” J.A. 64. Based upon the VA medical examination, the RO assigned an effective date of July 19, 2010, the date of receipt of the request to reopen his claim, 3 and a

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