Sigman v. United States

217 F.3d 785, 2000 U.S. App. LEXIS 27806
Court of Appeals for the Ninth Circuit·Decided March 29, 2000·No. Nos. 98-35913, 98-35922, 98-35935 to 98-35939, 98-35946 to 98-35948, 98-35950, 98-35951, 98-35960 to 98-35963, 98-35965 to 98-35967 and 98-36077·Published·Cited by 27 cases

Opinion

ORDER

The United States has filed a Petition for Rehearing and/or Clarification. Rehearing is not appropriate. The opinion filed on March 29, 2000 in this matter resolves only the jurisdictional issues raised by the government’s invocation of sovereign immunity, and on remand, the government is not precluded from intro-[790] during evidence to establish it complied with applicable standards and regulations.

The slip opinion filed March 29, 2000 is amended as follows:

Slip op. 3587 [208 F.3d 760], replace text of first full paragraph starting at line 12 with the following:

... must fail because the applicable regulations and internal directives denied the treating physician and reviewing officer the discretion to qualify Mellberg for enlistment without following up on Mellberg’s admission of prior treatment for mental illness.

Slip op. 3592-3 [208 F.3d. at 769-70], replace sentence starting at bottom of p. 3592 [208 F.3d at 772] with the following:

The regulations do not vest discretion in the MEB to recommend a return to duty if a member receives a non-worldwide qualified rating.

Slip op. 3594 [208 F.3d at 773], replace sentence starting at line 8 with the following:

The record fails to show that the mental health evaluation relied upon by the government to justify Mellberg’s separation complied with a mandatory regulation.

The Petition for Rehearing and/or Clarification is otherwise DENIED.

OPINION

SCHROEDER, Circuit Judge:

On June 20, 1994, less than one month after his honorable discharge from the United States Air Force, Dean Mellberg entered Fairchild Air Force Base near Spokane, Washington and opened fire, killing 4 people and wounding 23 others. The dead included two doctors who had months earlier diagnosed Mellberg as dangerous. The representatives of 19 of the victims filed these actions claiming the United States should be held liable on various theories of negligence for Mellberg’s enlistment, for his subsequent retention in the Air Force despite bizarre behavior and unfavorable medical evaluations, and for his eventual honorable discharge into society without being given any serious medical or psychological treatment.

The government moved for summary judgment, claiming all of its challenged conduct was the product of military judgment and decision making protected by the “discretionary function” exception to the Federal Tort Claims Act (FTCA). See 28 U.S.C. § 2680(a). The plaintiffs responded that none of the challenged conduct was shielded by immunity under the FTCA. The district court granted the government’s motion only in part and both sides appeal after certification for interlocutory appeal pursuant to 28 U.S.C. § 1292(b).

Factual Background

Mellberg enlisted at a Military Entrance Processing Station (MEPS) in Lansing, Michigan in June of 1992. He filled out two medical evaluation forms. On the first, an Applicant Medical Prescreening Form, DD Form 2246, he answered that he had néver been hospitalized, never had any broken bones, and had never been treated for any medical condition. On the other, a Report of Medical History, SF 93, he gave flatly contrary answers, indicating that he had been hospitalized, had suffered broken bones, and had been treated for a mental condition, describing the treatment as “family counseling” in December of 1986. Despite the conflicting answers and indications of prior physical and mental problems, Mellberg was permitted to enlist without further questions being asked. Neither the examining physician nor the senior officer, who was required by regulation to review the application, initiated any follow-up inquiries or investigation. This failure was arguably contrary to controlling regulations. See Army Regulation (AR) 40-501; Air Force Regulation (AFR) 33-3.

Mellberg reported for basic training to Lackland Air Force Base in Texas at the end of June 1992. Within three weeks of [791] arriving at Lackland, Mellberg was observed to be suffering from nervousness, excitability, low self-esteem, excessive sweating, and an inability to interact with fellow trainees. He was referred to Behavioral Analysis Services (BAS) at Wilford Hall, Lackland Air Force Base, for a mental evaluation, where he was diagnosed as having an Axis I “generalized anxiety disorder with strong obsessive traits.” It was “strongly recommended” Mellberg be administratively separated from the Air Force immediately and referred to civilian mental healthcare upon discharge. Although this recommendation was forwarded to Mellberg’s squadron commander, Mellberg was retained by the commander and returned to duty.

In August 1992, Mellberg reported for technical training to Lowry Air Force Base in Colorado. While at Lowry, Mell-berg was referred for mental health evaluations on at least two occasions for threatening to set fire to his roommate and for staring at walls for extended periods of time. The records documenting these referrals are missing from Mellberg’s medical records, possibly having been removed by Mellberg himself at a later date.

Mellberg joined the 92nd Maintenance Squadron at Fairchild Air Force Base in Washington in April 1993. On June 2, 1993, Mellberg’s roommate complained that Mellberg was masturbating repeatedly in his presence and had exhibited violent and threatening tendencies. As a result, Mellberg was directed to undergo another mental health evaluation.

On June 14, 1993, psychologist Captain Alan London diagnosed Mellberg with a generalized personality disorder with strong obsessive-compulsive tendencies and recommended he be promptly separated from the Air Force. Mellberg’s squadron commander decided not to discharge him, however, after speaking with Mell-berg’s parents and Mellberg himself.

After a public confrontation outside his roommate’s work center on September 1, 1993, Mellberg underwent a follow-up mental evaluation. In an effort to resolve the conflict, Captain London and psychiatrist Major Thomas Brigham held a meeting with Mellberg, his roommate, and their first sergeant. Alarmed by their observations during the meeting, Drs. London and Brigham concluded that Mellberg was dangerous and arranged to have him admitted for psychiatric evaluation and treatment.

On September 9, 1993, Mellberg was admitted to the medical center at Lackland Air Force Base for evaluation by a medical evaluation board (MEB). Mellberg’s first MEB diagnosed an Axis I anxiety disorder and a paranoid personality disorder. Subsequently, an informal physical evaluation board (PEB) gave Mellberg a 20 percent compensable disability rating due to his anxiety disorder, found him unfit for military duty, and recommended his discharge. Mellberg demanded a formal PEB evaluation, which was scheduled for December 8, 1993. That PEB was deferred after Mell-berg’s mother came to Texas and demanded an additional evaluation from a civilian psychiatrist.

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Sigman v. United States, 217 F.3d 785, 2000 U.S. App. LEXIS 27806 (9th Cir. 2000).

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