Sierra Club v. Espy

Procedural entryThis page is a short order in Sierra Club v. Espy. Read the opinion of the Court — 18 F.3d 1202
Court of Appeals for the Fifth Circuit·Decided November 15, 1994·No. 93-05050·Published

Opinion

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

No. 93-5050

SIERRA CLUB, ET AL., Plaintiffs-Appellees,

versus

MIKE ESPY, in his official capacity as Secretary of Agriculture, ET AL., Defendants-Appellants.

Appeal from the United States District Court for the Eastern District of Texas

(November 15, 1994)

Before HIGGINBOTHAM, JONES, and BARKSDALE, Circuit Judges.

PATRICK E. HIGGINBOTHAM, Circuit Judge:

The district court issued a preliminary injunction barring the

Forest Service from conducting even-aged management in any of the

four Texas national forests. The injunction was based on the

district court's finding of probable success on plaintiffs' claims

under two statutes: the National Forest Management Act, 16 U.S.C.

§§ 1600-1614, and the National Environmental Policy Act, 42 U.S.C.

§§ 4321-4347. The government and the timber industry intervenors

bring this interlocutory appeal challenging the district court's

order.

We disagree with the district court's insistence that NFMA

restricts even-aged management to exceptional circumstances. We are persuaded that the district court erected too high a barrier to

even-aged management. The standard that even-aged management may

be used only in exceptional circumstances goes to the heart of the

finding by the district court of a likelihood of success on the

merits and upsets the delicate balance struck by Congress between

friends and foes of this harvesting method. We must vacate the

preliminary injunction and remand.

I.

A.

The Forest Service of the Department of Agriculture is charged

with administering the resources of this country's national forests

"for outdoor recreation, range, timber, watershed, and wildlife and

fish purposes." Multiple-Use Sustained-Yield Act of 1960, 16

U.S.C. § 528. The principles of MUSYA were expressly incorporated

into the statutory and regulatory scheme of NFMA. The pressures to

enact NFMA came from many sources. On the one hand, there was

increasing national concern over the Forest Service's use of

clearcutting. On the other hand, Congress felt it necessary to

counteract a Fourth Circuit decision which strictly construed the

Organic Act of 1897 to effectively prohibit the practice of

clearcutting in the national forests. See West Va. Div. of the

Izaak Walton League of Am., Inc. v. Butz, 522 F.2d 945 (4th Cir.

1975) (the Monongahela decision). The result was a compromise

expressed in a statute repealing the portion of the Organic Act

interpreted in the Monongahela decision, Pub. L. No. 94-588, § 13,

2 1976 U.S.C.C.A.N. (90 Stat.) 2949, 2958, yet imposing new

procedural and substantive restraints on the Forest Service.

Specifically, NFMA sets forth requirements for Land and

Resource Management Plans under which the national forests are

managed. The national forests are divided into management units,

see 36 C.F.R. § 200.2, and the Forest Service must prepare an LRMP

for each unit. An LRMP must "provide for multiple use and

sustained yield of the products and services obtained [from units

of the National Forest System] . . ., and, in particular, include

coordination of outdoor recreation, range, timber, watershed,

wildlife and fish, and wilderness . . . ." 16 U.S.C. § 1604(e)(1).

Once an LRMP is in place, the Forest Service can decide to sell

timber only after analyzing timber management alternatives and the

sale's particular environmental consequences. Site-specific

analysis, sometimes referred to as compartment-level analysis, must

be consistent with the LRMP. Id. § 1604(i).

Broadly stated, there are two ways to manage a forest's timber

resources. The first method is even-aged management. See 36

C.F.R. § 219.3. Even-aged management includes clearcutting, where

all the trees are cut down; seed tree cutting, where most of the

trees are cut down, leaving only a few to naturally seed the cut

area; and shelterwood cutting, where about double the number of

trees are left standing as would be under the seed tree method.

Even under the least intrusive even-aged management technique,

shelterwood cutting, only about sixteen trees per acre remain after

a cut. Moreover, under seed tree cutting, the older trees left to

3 naturally seed the cut area are later removed. Even-aged

management results in stands of trees that are essentially the same

age. Before choosing to clearcut a portion of the forest, the

Forest Service must find that clearcutting is the "optimum method"

for achieving the objectives and requirements of the LRMP. 16

U.S.C. § 1604(g)(3)(F)(i). Similarly, before choosing to seed tree

cut or shelterwood cut, the Forest Service must find that those

methods are "appropriate" for achieving the objectives and

requirements of the LRMP. Id.

The second method of timber resource management is uneven-aged

management, also known as selection management. See 36 C.F.R.

§ 219.3. Uneven-aged management encompasses both single tree

selection and group selection. Group selection involves cutting

small patches of trees, while single tree selection involves

selecting particular trees for cutting. Uneven-aged management

maintains a continuous high-forest cover, and the stands are

characterized by a number of differently aged trees.

The process prescribed by NFMA is intertwined with NEPA. NEPA

requires federal agencies to prepare a detailed Environmental

Impact Statement to be included in every major federal action

significantly affecting the quality of the human environment. 42

U.S.C. § 4332(2)(C). NEPA is, of course, a procedural statute,

mandating a process rather than a result. Robertson v. Methow

Valley Citizens Council, 490 U.S. 332, 350 (1989); see Sabine River

Auth. v. United States Dep't of Interior, 951 F.2d 669, 676 (5th

Cir.), cert. denied, 113 S. Ct. 75 (1992). NEPA regulations are

4 made applicable to NFMA by 16 U.S.C. § 1604(g)(1). By regulation,

the Forest Service has committed to prepare an EIS before adopting

an LRMP. 36 C.F.R. § 219.10(b). Once the Forest Service has

adopted an LRMP, its specific actions in implementing that plan

will typically be undertaken after preparation of a site-specific

Environmental Assessment. An EA is a concise document that briefly

discusses the relevant issues and either reaches a conclusion that

preparation of a site-specific EIS is necessary or concludes with

a finding of no significant impact, in which case preparation of an

EIS is unnecessary. 40 C.F.R. § 1508.9. A finding of no

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