Siefert v. Leonhardt

975 S.W.2d 489, 1998 Mo. App. LEXIS 1600, 1998 WL 549336
CourtMissouri Court of Appeals
DecidedSeptember 1, 1998
Docket73901
StatusPublished
Cited by13 cases

This text of 975 S.W.2d 489 (Siefert v. Leonhardt) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Siefert v. Leonhardt, 975 S.W.2d 489, 1998 Mo. App. LEXIS 1600, 1998 WL 549336 (Mo. Ct. App. 1998).

Opinion

AHRENS, Judge.

Plaintiffs, all of whom have a future contingent interest in the corpus of the Roger E. Leonhardt Revocable Living Trust (Roger Trust), filed a four-count petition in equity against defendant, Jacqueline Leonhardt, the trustee of the Roger Trust. The trial court dismissed plaintiffs’ petition because it found that there was no fiduciary relationship between plaintiffs and defendant. We reverse and remand.

Bertha Leonhardt created the Bertha Le-onhardt Revocable Living Trust (Bertha Trust). In this trust, Bertha Leonhardt di *491 rected that one half of her assets at death be set aside for her son, Roger Leonhardt, as life beneficiary. Bertha Leonhardt also stated that upon Roger Leonhardt’s death, the trust corpus was to be distributed to her grandchildren, who are the plaintiffs in the instant case, and to those whom Roger Leon-hardt appointed in his will. The provision of the Bertha Trust became effective upon her death.

Roger Leonhardt drafted a will and a revocable trust (Roger Trust) after his mother’s death. In his will, Roger Leonhardt exercised the power of appointment that the Bertha Trust granted him and appointed the Roger Trust as an entity to receive a portion of the Bertha Trust corpus upon his death. In the Roger Trust, Roger Leonhardt named his second wife, Jacqueline J. Leonhardt, defendant in the instant ease, as the lifetime beneficiary of the trust. Roger Leonhardt also provided that upon the death of his wife, the corpus of the trust should be distributed to his children who are then living and to the living descendants of any of his children who did not survive his wife.

Roger Leonhardt died on March 14, 1994. Jacqueline Leonhardt filed a petition in the Probate Division of the St. Louis County Circuit Court seeking a declaration that only the Roger Trust was entitled to the corpus of the Bertha Trust. Jacqueline Leonhardt and Roger Leonhardt’s children reached a settlement in this claim and filed a stipulation of dismissal on April 25, 1996. Under the terms of the settlement, the children received $850,000 from the Bertha Trust. Also, Jacqueline Leonhardt was allowed to continue to serve as trustee of the Roger Trust on condition that she provide quarterly reports to the children on the assets and distributions of the trust property and provide them with fourteen days notice of any encroachment on principal in excess of $10,-000.

The children (hereinafter “plaintiffs”) filed a four-count petition in equity against Jacqueline Leonhardt (hereinafter “defendant”) on September 10, 1997. In their petition, plaintiffs generally claim that defendant has failed to comply with the obligation of the settlement agreement and that she has breached her fiduciary duties as trustee of the Roger Trust. In Count I of their petition, plaintiffs assert an accounting action against defendant, claiming that defendant had faded to provide the quarterly reports required in the settlement agreement. Count II of plaintiffs’ petition is an action for restitution seeking to force defendant to return to the Roger Trust $148,201.03 of principal that she withdrew since the date of the settlement. Count III is an action to replace defendant as trustee of the Roger Trust, and Count IV is a request to add a co-trustee of the Roger Trust.

Defendant filed a motion to dismiss plaintiffs’ petition claiming that plaintiffs did not have standing to assert any of the claims in the petition because they did not have a present interest in the trust corpus. The trial court issued an order, not denominated as a judgment, on November 19, 1997 dismissing plaintiffs’ petition without prejudice on the basis that defendant owed no fiduciary obligations to the plaintiffs because they had no present enforceable interest in the corpus of the Roger Trust.

Plaintiffs filed a Motion for Reconsideration and Entry of Judgment and Order on December 9, 1997. In this motion, plaintiffs requested that the trial court either reconsider its dismissal of plaintiffs’ claims or enter a final judgment as defined by Rule 74.01(a). On January 23, 1998 the trial court denied plaintiffs’ motion to reconsider its prior order of dismissal and once again dismissed plaintiffs’ petition without prejudice in a document denominated as “judgment”. This appeal follows.

Defendant first argues that plaintiffs’ notice of appeal filed January 30, 1998 was not timely filed and therefore this Court lacks jurisdiction over their appeal. Defendant premises her assertion on the argument that the November 11, 1997 order was the final judgment and, therefore, plaintiffs were required to file their notice of appeal within ten days of the date of that order. However, the November 11,1997 order was not denominated as a judgment and therefore was not a judgment under Rule 74.01(a). City of St. Louis v. Hughes, 950 S.W.2d 850, 852-53 (Mo. banc 1997). The trial court did not *492 enter its judgment until January 23, 1998 when it denied plaintiffs’ request to reconsider its prior order and dismissed plaintiffs’ petition without prejudice in a document denominated as judgment. Accordingly, plaintiffs’ January 30, 1998 notice of appeal was timely filed and we have jurisdiction over the appeal. 1 Rule 81.01(a).

In their only point on appeal, plaintiffs claim the trial court erred in dismissing their petition for lack of standing. Plaintiffs argue they do have standing as beneficiaries of the trust to bring suit against defendant as trustee. We agree.

In reviewing the trial court’s dismissal of plaintiffs’ cause of action, we will assume all of plaintiffs’ averments in their petition are true and will grant all reasonable inferences drawn from those averments. Consolidated Financial Investments, Inc. v. Manion, 948 S.W.2d 222, 223 (Mo.App.1997). A plaintiff has standing to assert an action against a trustee if the plaintiff can demon strate that the trustee is a fiduciary to her. Engelsmann v. Holekamp, 402 S.W.2d 382, 388 (Mo. banc 1966). Thus, we will affirm the trial court’s dismissal of plaintiffs’ petition for lack of standing only if it appears from plaintiffs’ petition, and any other undisputed facts in the record, that plaintiffs cannot prove as a matter of law that there is a fiduciary relationship between themselves and defendant. See Hinton v. City of St. Joseph, 889 S.W.2d 854, 857 (Mo.App.1994). Also, because the trial court’s dismissal is based upon the record the parties have submitted to us and the applicable law, our review of the trial court’s judgment is de novo. ITT Commercial Finance v. Mid-America Marine, 854 S.W.2d 371, 376 (Mo. banc 1993).

There is no dispute that plaintiffs have future contingent interests in the corpus of the Roger Trust. Specifically, their interests are contingent upon their survival of defendant, the lifetime beneficiary of the trust.

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Bluebook (online)
975 S.W.2d 489, 1998 Mo. App. LEXIS 1600, 1998 WL 549336, Counsel Stack Legal Research, https://law.counselstack.com/opinion/siefert-v-leonhardt-moctapp-1998.