Shultz, F. & W. v. York Hospital

Superior Court of Pennsylvania·Decided April 16, 2024·No. 984 MDA 2022·Unpublished

Opinion

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT OP 65.37

FRED L. AND ELLEN W. SHULTZ : IN THE SUPERIOR COURT OF : PENNSYLVANIA

Appellants :

:

:

v. :

:

:

YORK HOSPITAL, WELLSPAN : No. 984 MDA 2022 MEDICAL GROUP, T/D/B/A : WELLSPAN HOSPITALISTS :

Appeal from the Judgment Entered August 17, 2022 In the Court of Common Pleas of York County Civil Division at No(s):

2016-SU-001288-82

BEFORE: PANELLA, P.J., OLSON, J., and KUNSELMAN, J. MEMORANDUM BY OLSON, J.: FILED: APRIL 16, 2024 Appellants, Fred L. and Ellen W. Shultz (husband and wife), filed an action alleging corporate negligence against York Hospital, together with claims for vicarious liability against York Hospital and Wellspan Medical Group, t/d/b/a Wellspan Hospitalists (“Wellspan Hospitalists”) (collectively, the “Appellees”) after Fred L. Shultz (“Shultz”) suffered a stroke in September 2014. At the close of Appellants’ case-in-chief, the trial court granted Appellees’ motion for a compulsory non-suit. After the court denied Appellants’ request to remove the non-suit, Appellants appealed following the entry of an adverse judgment. We affirm, in part, reverse, in part, and remand for a new trial.

The trial court summarized the relevant facts of this case as follows.

[Shultz], then 65[ years-old], was admitted to York Hospital on September 25, 2014[,] after waking up early in the morning

with a feeling of numbness and weakness in his left side. The day before his admission, Shultz underwent an operation on his right leg for varicose veins. [At] the time Shultz arrived at York Hospital[,] it was unknown whether he was still within the time [period during which an effective dose of tissue plasminogen activator1 could be administered;] thus, it was not administered to him. Dr. Craig Goldstein attended to Shultz while at York Hospital. Dr. Goldstein identified trace right leg edema in addition to the obvious stroke [Shultz suffered].

Dr. Goldstein formulated a treatment plan for Shultz, which included [the administration of] a transthoracic echocardiogram to determine whether Shultz[‘s] heart contained a patent foramen ovale [(“PFO”)2]. Dr. Goldstein’s treatment plan did not include either a transesophageal echocardiogram or a right leg ultrasound to confirm or rule out the presence of a deep vein thrombosis [(“DVT”)] in Shultz’[s] leg at the area of the varicose vein surgery. After the transthoracic echocardiogram, further testing was recommended on an outpatient basis as []

some abnormalities [] were noted. York Hospital’s physicians and nursing staff performed additional tests to confirm it was safe to discharge Shultz, and he was in fact discharged on September 26, 2014.

Notably, prior to [Shultz’s] discharge on September 26, 2014[, a] York Hospital nurse[,] Kimberly Pope[,] identified research connecting varicose vein surgery in the presence of a [PFO] with subsequent stroke. Even with this connection, [] Pope noted [that,] even if further testing confirmed the presence of a [PFO], this discovery “would not change [the hospital’s]

management at this point.” Another York Hospital doctor, Dr.

Kathy McGill, relied upon [] Pope’s statement in not ordering a transesophageal echocardiogram before Shultz[‘s] discharge.

1 Introduced to the body through intravenous means, tissue plasminogen activator is a medical treatment that dissolves blood clots that block blood flow to the brain. HTTS://www.ninds.nih.gov (last visited 8/8/23).

2 A patent foramen ovale or PFO is a small opening between the two upper

chambers of the heart, the right and left atrium. A PFO can allow blood clots to travel from the right atrium to the left atrium and out to blood vessels of the body. HTTS://www.hopkinsmedicine.org (last visited 8/14/23).

Shultz returned to York Hospital on September 27, 2014 at 11:55 p.m. with stroke symptoms. This second stroke was described as “a large territory right middle cerebral artery infarction.” While hospitalized for this stroke, Shultz underwent a transesophageal echocardiogram on September 29, 2014.

The next day, September 30, [2014,] Shultz underwent a right calf endovenous ultrasound which confirmed the presence of [DVT] at the site of Shultz[‘s] varicose vein surgery. Almost immediately upon confirmation of both the [PFO] and [DVT], Shultz was started on an anticoagulant, specifically[,]

[C]oumadin.

Trial Court Opinion, 8/12/22, at 1-3 (footnotes added).

On May 11, 2016, Appellants filed a complaint against Appellees, which they amended on June 22, 2016. In their amended complaint, Appellants set forth a claim of corporate negligence against York Hospital. In addition, Appellants set forth claims alleging vicarious liability against Wellspan Hospitalists and York Hospital. In support of their vicarious liability claims, Appellants averred that physicians, nurses, and other hospital personnel, acting as Wellspan Hospitalists’ agents and as York Hospital’s ostensible agents, failed to provide reasonable care under the circumstances and that this failure caused Shultz’s subsequent stroke.

On May 28, 2021, Appellants moved for summary judgment, arguing that, pursuant to Thompson v. Nason Hospital, 591 A.2d 703 (Pa. 1991), York Hospital owed a duty to “ensure [Shultz’s] safety and well[-]being” while admitted as a patient in the hospital. Appellants’ Brief in Support of Motion for Summary Judgment, 5/28/21, at 30. Appellants claimed that York Hospital breached this duty by discharging Shultz without proper medications and without conducting all appropriate tests to accurately assess his medical

condition after his first stroke. Id. at 37-41. Appellants also alleged that these failures caused Shultz’s second stroke. Id. at 37-41. Within their motion, Appellants alleged that no disputed material facts existed, and they were entitled to judgment as a matter of law with respect to their corporate negligence claim against York Hospital and their vicarious liability claims against Appellees, collectively. Id. at 47-48.

On June 1, 2021, Appellees moved for partial summary judgment, asserting that Appellants’ claims of corporate negligence against York Hospital were subject to summary dismissal. In particular, Appellees argued that Appellants misrepresented and incorrectly sought to expand the standard of care set forth in Thompson by claiming York Hospital owed a duty to “’ensure the safety and well[-]being’ of its patients” through development and enforcement of procedures intended to ensure “point of care” supervision. Appellees’ Brief in Support of Partial Summary Judgment, 6/1/21, at 9 (citations omitted). Appellees also claimed that, in a recent case, this Court “explained [that] the doctrine of corporate negligence [did] not require a hospital to direct or override its providers’ clinical judgment.” Id. at 10, citing Ruff v. York Hospital, 257 A.3d 43 (Pa. Super. 2021). Accordingly, Appellees argued they were entitled to an order granting partial summary judgment and dismissing Appellants’ corporate negligence claim against York Hospital. On September 10, 2021, the trial court denied both sides’ requests for summary judgment, concluding that genuine issues of fact remained, and

summary judgment was therefore inappropriate. Trial Court Opinion, 9/10/21, at *7 (unpaginated).

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