Shores v. United States

80 F.2d 942, 1935 U.S. App. LEXIS 3424
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 20, 1935
DocketNo. 7725
StatusPublished
Cited by6 cases

This text of 80 F.2d 942 (Shores v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shores v. United States, 80 F.2d 942, 1935 U.S. App. LEXIS 3424 (9th Cir. 1935).

Opinions

WILBUR, Circuit Judge.

This appeal is from a judgment entered upon the conviction of appellant on eighteen counts of an indictment charging him with using the mails to defraud and one count charging conspiracy to do so. He was sentenced on each count, sentences to run concurrently, a total of two years. Upon this appeal he assigns two errors': First, that the court erred in overruling his objections to the introduction of letters and pamphlets covered :by the counts for mailing on the ground that such letters and pamphlets were not shown to have been mailed by appellant or under his authority; and, second, that the court erred in denying his application for a continuance.

As to the first assignment, it is sufficient to point out that the sentence on the conspiracy count was for two years, and, consequently, error upon the other counts was immaterial, as the sentences were less than and were to run concurrently with the sentence on the conspiracy count. Furthermore, the claim that the appellant had severed his connection with the conspiracy before these letters and pamphlets were mailed was based upon the testimony of a codefendant which hardly goes so far and which the jury may well have disbelieved.

The second assignment with reference to the denial of the appellant’s request for a continuance upon the ground that his attorney had been suddenly taken ill and was unable to conduct his defense presents some peculiar features which are not explained in the record. When the case was called for trial, two defendants, George Keller and John Keller, were represented by attorney Ohannesian. Attorney Wallis was added by "substitution before the trial began. Gus Shores was represented by Attorney D. G. Taylor. The appellant, Howard Shores, presented his affidavit for continuance, copy of which is set out in the footnote,1 and also presented an affidavit of a physician as to the condition of the [943]*943attorney to the effect that R. E. Parsons, an attorney, was ill by reason of a nervous breakdown; that he could not participate in the trial without endangering his life; and that he would be unable to return to his office for at least two weeks. No prophecy was ventured as to when he would be able to appear in court and conduct the appellant’s defense. It is clear that the court was justified in not awaiting the uncertain event of the recovery of the attorney who was ill. A motion for a continuance is addressed to the discretion of the trial court, and unless that discretion is abused, there is no error in the ruling thereon. Rachmil v. U. S. (C.C.A.) 288 F. 782; Crono v. U. S. (C.C.A.) 59 F.(2d) 339.

In the consideration of the question of whether or not there was an abuse of discretion in denying the appellant’s application for a continuance, it is proper to consider the nature of the charge and of the evidence presented to sustain it and the nature of the proposed defense, if any, as well as the knowledge and ability of the appellant and his counsel.

The scheme to defraud alleged in the indictment was one to organize the International Securities Company to sell stock in the Ford Motor Company of Berlin by fraudulent representations and without any intention to deliver such stock, and later to placate the defrauded victinjs by offering to exchange stock in another corporation organized by the defendants, the United States Foreign Securities Company, for the undelivered stock of the Ford Motor Company of Berlin, this offer to be accompanied by other fraudulent representations concerning this latter corporation. Some of the witnesses for the prosecution were former employees of the defendants who had conducted the business under the direction of the defendants, and prepared, signed and mailed the form letters and pamphlets containing the fraudulent representations which are set out in the specific counts charging the mailing of matter in pursuance of the scheme to defraud. Howard Shores’ connection with the matter was testified to by Bently with whom he arranged to use the name International Securities Company, and also by the clerks he had employed. It appeared that he had signed a statement for the bank, carrying the accounts of the International Securities Company, stating that he was the sole owner thereof; that he had represented that company in hearings before the State Corporation Commissioner and had signed numerous applications on its behalf for brokers’ licenses. The printed matter mailed by the defendants showed beyond doubt the fraudulent character of the. scheme. The connection of Howard Shores with it was established beyond question by the evidence adduced by the government. The cross-examination of the witnesses was conducted by either Ohannesian or Wallis, attorneys for the two Kellers. Numerous victims testified to the receipt of letters from the defendants, their payment of money to the defendants and their failure to receive any [944]*944stock as promised. To answer this array of witnesses and documentary evidence, George L. Keller, a codefendant, took the stand. No other evidence was offered. Keller testified that Howard Shores, Buckley, and himself were equal partners in the scheme to sell the stock of the Ford Motor Company of Berlin for $100 per share; that the market value of this stock was never more than $24 per.share. He also testified that Bently, the government witness, was a partner; that they paid $16 per share commission to their brokers for selling the stock of the Ford Motor Company of Berlin; that Buckley, one of the partners, was to procure the stock for $74 a share from his brother who was connected with a brokerage company in New York handling the stock, although why they were to pay three times the market price is not explained; that Buckley took between $20,000 and $30,000 of the partners’ money and only delivered three shares of the stock; that he was a drunkard and finally committed suicide. The witness testified that he got nothing out of the deal and had invested and lost all his money in it in an attempt to make good; that only about 10 per cent, of their customers remained unsatisfied and that the balance represented about the amount Buckley had misappropriated. He it was who testified that Howard Shores had nothing to do with the matter'after the International Securities Company had transferred all its liabilities and assets (the latter consisting largely of office furniture and supplies) to the United States Foreign Securities Company.

This is hardly a meritorious defense. There was a variance in that the fraud testified to by the codefendant was one to actually sell and deliver a share of stock worth $24 for each $100 secured from the victim, but in view of the failure to acquire the stock or to make any reasonable arrangement to do so, the jury was justified in finding that there was no intention to deliver the stock. In view of the abundant testimony as to the connection of Howard Shores with the fraudulent scheme, we are left wholly in the dark as to the defense he sought to interpose' through attorney Parsons, nor is it disclosed in the briefs by such attorney who now represents him on this appeal. The defense was not disclosed in the application for a new trial, nor is 'it suggested by hypothesis or otherwise how or .why the appellant was prejudiced by the denial of the motion for a continuance.

It remains to consider whether the court was justified in appointing attorney Taylor who represented the codefendant, Gus Shores, and in requiring him to proceed with the trial.

The right to the assistance of counsel is constitutional, but it is entirely immaterial whether it is constitutional or statutory.

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Bluebook (online)
80 F.2d 942, 1935 U.S. App. LEXIS 3424, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shores-v-united-states-ca9-1935.