Shively v. Stewart

421 P.2d 65, 65 Cal. 2d 475, 55 Cal. Rptr. 217, 28 A.L.R. 3d 1431, 1966 Cal. LEXIS 215
CourtCalifornia Supreme Court
DecidedDecember 16, 1966
DocketSac. No. 7756
StatusPublished
Cited by55 cases

This text of 421 P.2d 65 (Shively v. Stewart) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shively v. Stewart, 421 P.2d 65, 65 Cal. 2d 475, 55 Cal. Rptr. 217, 28 A.L.R. 3d 1431, 1966 Cal. LEXIS 215 (Cal. 1966).

Opinion

TRAYNOB, C. J.

Petitioners John P. Shively and Seymour Smith, licensed physicians authorized to practice medicine and surgery in the State of California, brought this proceeding to compel issuance of subpoenas duces tecum to obtain depositions and documents from the Executive Secretary of the State Board of Medical Examiners and from the board's attorney prior to disciplinary hearings.

On May 20,1966, Wallace W. Thompson, executive secretary of the board, filed accusations against petitioners stating that they aided, abetted, attempted, offered to procure, and performed criminal abortions on named women on specified dates. The accusations initiated disciplinary proceedings that could result in the revocation of petitioners’ licenses to practice medicine (Bus. & Prof. Code, § 2360; Gov. Code, § 11503). Petitioners filed notices of defense and requested hearings. (Gov. Code, § 11506.) On June 6 the board set Dr. Shively’s hearing for July 25 and Dr. Smith’s for July 27. (Gov. Code, § 11509.)

On June 27 petitioners presented four subpoenas duces tecum to respondent hearing officer requesting prehearing depositions and production of documents. By letter dated the same day, the hearing officer refused to sign the subpoenas.

On June 30 petitioners filed a petition for a writ of mandate in the superior court to compel issuance of the subpoenas, and on July 14 that court denied the petition.

On July 22 petitioners filed a petition for an alternative writ of mandate and a restraining order in this court. We issued an alternative writ and stayed the administrative hearings pending final disposition of the writ proceeding.

The Administrative Procedure Act (Gov. Code, § § 11501-11524), which was adopted in 1945 before pretrial discovery became a legal norm, contains no express provisions authorizing prehearing discovery in administrative proceedings. (See generally Judicial Council of California, Tenth Biennial Report (1944) ; Comment, Discovery Prior to Administrative Adjudications—A Statutory Proposal (1964) 52 Cal.L.Rev. 823.) Although section 11510 of the Government Code provides that “Before the hearing has commenced the agencj"- or the assigned hearing officer shall issue subpoenas and subpoenas duces tecum at the request of any party ...” (subd. (a)), section 11511 indicates that the Legislature expressly contemplated the use of the subpoena power to secure the attendance of witnesses and the production of evidence at hearings. Thus, in authorizing the taking of depositions [479]*479when the witness will be unable to or cannot be compelled to attend, section 11511 provides for depositions, not for the purpose of discovery, but to secure evidence for use at the hearing.

The Legislature’s silence with respect to prehearing discovery in administrative proceedings does not mean, however, that it has rejected such discovery. Instead, as in the case of criminal discovery (see Jones v. Superior Court, 58 Cal.2d 56, 58 [22 Cal.Rptr. 879, 372 P.2d 919, 96 A.L.R.2d 1213], and cases cited), it has left to the courts the question whether modern concepts of administrative adjudication call for common law rules to permit and regulate the use of the agencies’ subpoena power to secure prehearing discovery.

Statutory administrative procedures have been augmented with common law rules whenever it appeared necessary to promote fair hearings and effective judicial review. In Fascination, Inc. v. Hoover, 39 Cal.2d 260 [246 P.2d 656], we construed a statute requiring a licensing agency to “ascertain” facts to require the agency to give notice and hold a hearing. In English v. City of Long Beach, 35 Cal.2d 155 [217 P.2d 22, 18 A.L.R.2d 547], we augmented the applicable statutory rules and required the agency involved to afford the accused an opportunity to rebut ex parte evidence before it. In Brotsky v. State Bar, 57 Cal.2d 287 [19 Cal.Rptr. 153, 368 P.2d 697, 94 A.L.R.2d 1310], we held that discovery was appropriate in state bar disciplinary proceedings. These cases illustrate Professor Davis’ observation that the law determining the adequacy of administrative hearings “is mostly judge-made law ...” and “the standards are essentially the same whether judges are giving content to due process, whether they are giving meaning to inexplicit statutory provisions, or whether they are developing a kind of common law. ’ ’ (Davis, 1 Administrative Law Treatise (1958) § 7.20, p. 506.)

We need not reeanvass the arguments for and against at-trial and pretrial discovery in civil and criminal eases. We are committed to the wisdom of discovery, by statute in civil cases (Code Civ. Proc., §§ 2016-2036), and by common law in criminal cases. (Jones v. Superior Court, supra, 58 Cal.2d 56, 58, and cases cited.) The criminal law analogy is appropriate here. The medical board has the resources of the state at its command to enable it to secure complete information and to prepare its case before filing an accusation. (Gov. Code, §§ 11180-11181.) Such investigatory powers have been liberally construed. (Brovelli v. Superior Court, 56 Cal.2d 524, 528-529 [480]*480[15 Cal.Rptr. 630, 364 P.2d 462] ; see Redding Pine Mills v. State Board of Equalization, 157 Cal.App.2d 40, 44 [320 P.2d 25]; United States v. Morton Salt Co., 338 U.S. 632, 642-643 [94 L.Ed. 401, 70 S.Ct. 357].) A disciplinary proceeding has a punitive character, for the agency can prohibit an accused from practicing his profession. (See Reich, The New Property (1964) 73 Yale L.J. 733, 751-755, 781, 784.) Since the agency is the accuser, a party to the proceeding, and ultimately makes a decision on the record, its concentration of functions calls for procedural safeguards. (Ibid., p. 752, fn. 97.) Petitioners have been charged with crimes and should have the same opportunity as in criminal prosecutions to prepare their defense. (See Funk v. Superior Court, 52 Cal.2d 423, 424 [340 P.2d 593].) Moreover, when, as in this ease, a busy professional board must be assembled to hear the charges, it is of the utmost importance that full preparation be promoted so that needless continuances can be avoided.

The Attorney General contends that even if subpoenas duces tecum should have issued to compel prehearing production of documents and statements, the denial of the subpoenas was an interlocutory decision of an administrative agency that cannot be reviewed until administrative remedies are exhausted. (See Abelleira v. District Court of Appeal, 17 Cal.2d 280, 292 [109 P.2d 942, 132 A.L.R. 715].) There is no administrative remedy, however, for the erroneous denial of a subpoena before a hearing.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Tuckwell v. State Personnel Board CA1/4
California Court of Appeal, 2016
Riverside County Sheriff's Department v. Stiglitz
339 P.3d 295 (California Supreme Court, 2014)
Gillis v. Dental Board
206 Cal. App. 4th 311 (California Court of Appeal, 2012)
Stiger v. Flippin
201 Cal. App. 4th 646 (California Court of Appeal, 2011)
James Selvitella v. City of South San Francisco, C
425 F. App'x 544 (Ninth Circuit, 2011)
People ex rel. Department of Conservation v. El Dorado County
116 P.3d 567 (California Supreme Court, 2005)
Benjamin G. v. California Special Education Hearing Office
32 Cal. Rptr. 3d 366 (California Court of Appeal, 2005)
PEOPLE EX REL. DEPT. OF CON. v. El Dorado County
133 Cal. Rptr. 2d 780 (California Court of Appeal, 2003)
Mohilef v. Janovici
51 Cal. App. 4th 267 (California Court of Appeal, 1996)
Untitled California Attorney General Opinion
California Attorney General Reports, 1996
Pet v. Department of Health Services
542 A.2d 672 (Supreme Court of Connecticut, 1988)
Gilbert v. Superior Court
193 Cal. App. 3d 161 (California Court of Appeal, 1987)
Blinder, Robinson & Co. v. Tom
181 Cal. App. 3d 283 (California Court of Appeal, 1986)
Rosenberg v. Bd. of Educ. of Sch. Dist. 1
710 P.2d 1095 (Supreme Court of Colorado, 1985)
States v. Anderson
364 N.W.2d 38 (Nebraska Supreme Court, 1985)
Waller v. Powers Department Store
343 N.W.2d 655 (Supreme Court of Minnesota, 1984)
People v. Jordan
142 Cal. App. 3d 628 (California Court of Appeal, 1983)
La Petite Auberge, Inc. v. Rhode Island Commission for Human Rights
419 A.2d 274 (Supreme Court of Rhode Island, 1980)
People v. York
108 Cal. App. 3d 779 (California Court of Appeal, 1980)

Cite This Page — Counsel Stack

Bluebook (online)
421 P.2d 65, 65 Cal. 2d 475, 55 Cal. Rptr. 217, 28 A.L.R. 3d 1431, 1966 Cal. LEXIS 215, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shively-v-stewart-cal-1966.