Shirley Goodman v. Audrey Lee and Nikki N. Lee

78 F.3d 1007, 38 U.S.P.Q. 2d (BNA) 1354, 1996 U.S. App. LEXIS 6139, 1996 WL 115717
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 1, 1996
Docket95-30071
StatusPublished
Cited by36 cases

This text of 78 F.3d 1007 (Shirley Goodman v. Audrey Lee and Nikki N. Lee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shirley Goodman v. Audrey Lee and Nikki N. Lee, 78 F.3d 1007, 38 U.S.P.Q. 2d (BNA) 1354, 1996 U.S. App. LEXIS 6139, 1996 WL 115717 (5th Cir. 1996).

Opinion

WIENER, Circuit Judge:

Plaintiff-Appellee Shirley Goodman filed this action in 1985 against Defendants-Appellants Audrey and Nikki Lee (the Lees), respectively the widow and daughter of Leonard Lee (Leonard). Goodman sought inter alia a declaration that, together with Leonard, she was a co-author of the rock and roll hit “Let the Good Times Roll,” and an accounting from the Lees for all royalties received from the use and exploitation of that song. Goodman thereby let roll a seemingly endless legal battle, instigating litigation that has lingered in the federal courts for more than ten years. After a jury trial and several post-trial hearings, the district court entered a final judgment declaring Goodman a joint owner of the copyright of “Let the Good Times Roll”; ordering the Register of Copyrights to identify her as a co-author and joint owner of the copyright registration; and awarding her one-half of all royalties received by the Lees from 1976 to 1993, together with prejudgment interest computed for those dates at the rates set forth in the Louisiana Civil Code. We affirm.

I.

FACTS AND PROCEEDINGS

From 1953 through 1961, the young Goodman and her childhood friend, Leonard, worked together as a rock and roll duo, composing and recording songs under the professional name of “Shirley and Lee.” In 1956, “Shirley and Lee” composed their biggest hit, “Let the Good Times Roll,” a song which was eventually to be rerecorded by such well known artists as Barbra Streisand, B.B. King, and Ray Charles. Even though Goodman asserts — and the jury found — that she co-authored “Let the Good Times Roll” with Leonard, when the song was copyrighted as a result of Leonard’s efforts, he was listed as its sole author. Consequently, he *1010 received all of the royalties from “Let the Good Times Roll” from 1956 to the time of his death in 1976. After Leonard died, the Lees continued collecting the income from the song.

In 1984, after the Lees had authorized the renewal of the copyright pursuant to 17 U.S.C. § 304(a), 1 Goodman demanded payment of her share of the royalties that they had received from the song. The following year she filed this suit against the Lees in federal district court, seeking a declaration that (1) “Let the Good Times Roll” constituted a joint work under the provisions of the Copyright Act, 2 and (2) her name should be included on the copyright registration as a joint author and co-owner of the copyright. Goodman also asked the court to order an accounting from the Lees for one-half of the royalties received from the song, and she brought inter alia a state law fraud claim against Audrey Lee. Even though Leonard’s succession was judicially opened in 1977 and has never been closed, Goodman named neither the estate nor the succession representative 3 as a defendant in the action.

The district court initially dismissed Goodman’s action for lack of subject matter jurisdiction. But, in Goodman I, we reversed that determination, holding that the district court had exclusive original jurisdiction over Goodman’s action. 4 We reasoned that her claim for a declaratory judgment establishing her co-authorship of the song was a federal question arising under the federal copyright laws. 5 In January of 1988, the case was tried to a jury, which returned a verdict in favor of Goodman. The jury found that Goodman was a co-author of “Let the Good Times Roll” and that she “did not know or should not have known” until 1984 that Leonard had listed himself as the sole author on the copyright register of the song. In 1995, in its final judgment, the district court awarded Goodman $670,899.39 — a sum comprising (1) one-half of all royalties received by the Lees from 1976 to 1993, and (2) prejudgment interest computed from 1976 to 1993 at the rates set by Louisiana Civil Code Article 2924. 6 The Lees timely appealed to this court.

II.

ANALYSIS

A. Evidentiary Issues

The Lees first contend that the district court abused its discretion by refusing to admit three items into evidence; (1) the 1956 Certificate of Copyright Registration for “Let the Good Times Roll”; (2) a published sheet music edition of the song that credited authorship of the song solely to Leonard Lee; and (3) music publishing statements received by Goodman between 1954 and 1981. The court refused to admit these documents because the Lees had neglected to identify them as exhibits in their pretrial order. We have consistently held that the determination whether to admit into evidence exhibits that are not listed in the pre-trial order is within the “broad discretion” of the *1011 district court. 7 Moreover, a district court need not consider matters omitted from a pre-trial order unless such consideration is necessary to prevent manifest injustice. 8 In the instant case, none dispute that the Lees not only knew of the existence of the subject documents for at least two years before trial but also had ready access to them. As the Lees have given no compelling justification for their failure to include these items in the pre-trial order, and as we are not convinced that the district court’s decision produces manifest injustice, we hold that the court did not abuse its discretion by refusing to admit these exhibits.

B. Jury Instruction

The Lees next contend that the district court committed plain error by failing to instruct the jury on the doctrine of constructive or inquiry notice. According to the Lees, without an instruction explaining the doctrine of constructive notice, the jurors “could not reasonably be expected to interpret” the following interrogatory: “Do you find by a preponderance of the evidence that Shirley Goodman did not know or should not have known that Leonard Lee listed himself as the sole author on the copyright register for ‘Let the Good Times Roll’ until 1984?” The Lees concede that at the time of the trial they failed to object to the jury charge given by the court.

We have repeatedly held that jury instructions issued without objection can lead to reversal only if plain error is demonstrated. 9 Reviewing for plain error entails determining whether “the deficient charge was likely responsible for an incorrect verdict which in itself creates a substantial injustice or resulted in a plain error so fundamental as to result in a miscarriage of justice.” 10

We find no such error in the instant case.

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78 F.3d 1007, 38 U.S.P.Q. 2d (BNA) 1354, 1996 U.S. App. LEXIS 6139, 1996 WL 115717, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shirley-goodman-v-audrey-lee-and-nikki-n-lee-ca5-1996.