Shih Wei Su v. Gary H. Filion, Superintendent, Coxsackie Correctional Facility

335 F.3d 119, 2003 U.S. App. LEXIS 13949, 2003 WL 21574780
CourtCourt of Appeals for the Second Circuit
DecidedJuly 11, 2003
DocketDocket 02-2683
StatusPublished
Cited by54 cases

This text of 335 F.3d 119 (Shih Wei Su v. Gary H. Filion, Superintendent, Coxsackie Correctional Facility) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shih Wei Su v. Gary H. Filion, Superintendent, Coxsackie Correctional Facility, 335 F.3d 119, 2003 U.S. App. LEXIS 13949, 2003 WL 21574780 (2d Cir. 2003).

Opinion

CALABRESI, Circuit Judge.

Petitioner-Appellant Shih Wei Su has brought a habeas corpus petition under 28 U.S.C. § 2254 challenging his conviction in New York state court on two counts of attempted murder in the second degree, two counts of assault in the first degree, and one count of criminal possession of a weapon in the second degree. He claims that the prosecution misled the trial court concerning the cooperation agreement it had with a key witness, Jeffrey Tom, and that the prosecution knowingly allowed Tom to perjure himself.

The district court (Ross, •/.) first found that the state courts that had reviewed Petitioner’s conviction had adjudicated his prosecutorial misconduct claim on the merits. The court then held that the prosecution had breached both (a) its duty to disclose exculpatory evidence, see, e.g., Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), and (b) its duty not to elicit testimony it knows to be false, see, e.g., Napue v. Illinois, 360 U.S. 264, 79 S.Ct. 1173, 3 L.Ed.2d 1217 (1959). The district court did not, however, grant the writ of habeas corpus. It concluded that Petitioner had not shown sufficient prejudice to justify overturning his conviction. Nevertheless “on the question of whether petitioner has demonstrated that the prosecutorial misconduct so prejudiced his conviction as to undermine confidence in the jury’s verdict,” the court granted a certificate of appealability. Joint Appendix at 6.

We agree with the district court that the prosecution knowingly elicited false testimony from a crucial witness with regard to a cooperation agreement that existed between that witness and the prosecution. But we believe the district court erred in its analysis of the prejudice stemming from the prosecutor’s misconduct. Because we reverse the order of the district court on this ground, we do not reach any of Petitioner’s additional allegations of prosecutorial misconduct, neither those linked to other putative lies by the same witness nor those that stemmed from the asserted Brady violations.

*122 The shooting

The criminal charges against Petitioner arose out of a shooting that occurred at a pool hall in Queens on January 4, 1991. Tom — the witness whose testimony is the subject of the habeas petition — testified that he entered the pool hall on that date and, together with two individuals he said were fellow members of a street gang known as the Green Dragons, 1 sat down near the entrance. Tom further testified that there were “close to maybe 30” other people there at the time. He added that, shortly thereafter, • three men and one woman came from the back of the establishment toward the entrance to pay for a pool table. The table was near where Tom and his companions were sitting. Tom testified that he knew two of the four by name: Petitioner, who was allegedly wearing a sling on his right arm, and a man Tom called Jimmy. Tom stated that the four were members of a rival gang— known as the White Tigers — which frequented the pool hall.

Tom added that the Dragons and the Tigers had not previously engaged in violence against each other. They had been hostile but the manifestation of this rivalry had been “[j]ust basically words said back and forth.” Consistent with this, when Petitioner and his companions approached the counter to pay for a pool table, there were “stares going back and forth” between the gangs. The staring lasted about a minute.

According to Tom, however, after the White Tigers had paid for their table, he heard Petitioner say to Jimmy, “[W]hen I leave shoot them.” Tom reiterated a slight variation — “Shoot them when I leave.” — on cross-examination and added that he remembered the statement distinctly because Petitioner had said it loudly-

Tom continued that Petitioner, having made the statement, walked out of the pool hall. At that point, the man Tom knew as Jimmy allegedly removed his jacket, revealing a gun. Tom then ducked, heard shots fired, and, a minute later, got up to find one of his companions with a gunshot wound. Tom says he quickly ran outside and saw Petitioner and the other White Tigers “half way down the block already running.” Tom did not explain what he and his companions did upon hearing Petitioner’s “loud” order to shoot them or while Petitioner was walking out of the pool hall.

The rest of the testimony at trial, though on the whole supporting Tom’s testimony, was inconclusive. Thus Matt Sa-coll, who ran the pool hall and allegedly had known Petitioner for several months, testified that he did not recall seeing Petitioner at the pool hall on the night in question. Sacoll said that while putting away tools behind the counter, he heard gunshots. Looking up, he saw a woman and two men, one of whom had a gun; the three then fled the scene. Petitioner, he asserted, was not one of the three.

Similarly, one of Tom’s two companions said Petitioner was the person who had said, “Shoot them.” But the other, while stating that the person who had given the order to shoot was wearing a sling, could not identify Petitioner as the perpetrator. There was, however, medical evidence that Petitioner had been wounded in the arm several days before the shooting. But Donna Wan, the proprietor of a beauty shop, testified that Petitioner had been in her shop just before January 1 to have his hair washed. Although she noted stitches and a nasty wound to Petitioner’s upper *123 arm, Petitioner was not then wearing a sling.

None of the other “maybe 30” people in the pool hall were called on by the state to confirm the “loud” order or that Petitioner had given it.

Tom’s cooperation agreement

The issue before us arises from testimony Tom gave at Petitioner’s trial regarding Tom’s arrest for grand larceny and the ensuing plea and sentencing agreement Tom made with the prosecution. About one month after Petitioner’s arrest for the pool hall shooting, Tom was charged with attempted grand larceny in the second degree. In September 1991, several months before Petitioner’s trial, Tom pleaded guilty. In chambers, before Tom’s judge, Tom’s prosecutor gave his understanding of the condition of the plea Tom was making:

Condition of the plea[,] the terms and conditions of the plea, as I understand them, Judge, is that the defendant will plead to the only remaining count in the indictment and be offered a promise of [Youthful Offender status] and probation. Further conditioned upon his continued cooperation with my office, which may include offering testimony, truthful testimony in a homicide case with which he’s been cooperating ....

Toms’s defense counsel and Tom himself then confirmed that this was the agreement. His counsel said, “My client has testified in the Grand Jury and is prepared to continue with whatever is needed, including, viewing line-ups, giving testimony, etc.” These discussions were sealed by Tom’s court, and Tom proceeded to enter his plea.

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Cite This Page — Counsel Stack

Bluebook (online)
335 F.3d 119, 2003 U.S. App. LEXIS 13949, 2003 WL 21574780, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shih-wei-su-v-gary-h-filion-superintendent-coxsackie-correctional-ca2-2003.