Shields v. United States

17 F.2d 66, 1927 U.S. App. LEXIS 2904
CourtCourt of Appeals for the Third Circuit
DecidedJanuary 11, 1927
DocketNo. 3512
StatusPublished
Cited by13 cases

This text of 17 F.2d 66 (Shields v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shields v. United States, 17 F.2d 66, 1927 U.S. App. LEXIS 2904 (3d Cir. 1927).

Opinion

BUFFINGTON, Circuit Judge.

In the court below, Daniel J. Shields, Milan Dick-lick, Julius Rothstein, William Holzmann, and a number of other persons were jointly indicted for violation of the National Prohibition Act (Comp. St. § 10138Í4 et seq.).' Before the trial, Dieklick pleaded nolo contendere and was sentenced. See Hudson v. United States (C. C. A.) 9 F.(2d) 825; Id., 47 S. Ct. 127, 71 L. Ed.-. Subsequently Rothstein, Holzmann, Shields, and sundry other defendants went to trial, and, confining our attention to his case, Shields was found guilty, was sentenced, and thereafter sued out this writ of error.

After due consideration we now hold, for the reasons we now state, that no error was committed, and therefore that the judgment of the court below be affirmed as to him. The alleged errors arise in this way:

At the trial Shields himself went on the stand and testified in his own behalf. He called as a witness in his behalf Dieklick, who had theretofore pleaded nolo contendere to the same joint offense with which Shields was being tried, and the government called in its behalf Rothstein and Holzmann, who stood in the same general situation as Dieklick; that is, they also had admitted their guilty participation in the same joint offense with which Shields was being tried. In charging the jury, the trial judge, in outlining the connection of Rothstein and Holzmann with the offense charged against Shields, said:

“The government called the defendant Rothstein, who told about Daniel Shields selling the brewery, and what occurred at the meeting at the office in the Capital Building, when Schuller, Simler, Widman, and Gastman were present, where it was agreed that there should be paid $50,000, and $25,000 was paid. And Rothstein testified further to the agreement after Shields insisted upon $13 a barrel for protection; he said that that conversation, as we recall it, occurred in a room adjoining the one in which the other parties were. And Holzmann corroborates this same thing. Rothstein testified, as the result of that, he paid to Shields the sum of $80,521 as protection money.”

As to Dickliek’s connection the judge said:

“Milan Dieklick was called to the witness stand and told us of his connection with this enterprise, and he said that no $13 arrangement was made; that they agreed to buy the brewery for $50,000, that they met at this office, that $25,000 was paid in currency at that time, and, as we recall it, he said that Simler furnished the paper to wrap up the money, but that nothing was said by Shields about requiring a tribute of $13 a barrel for the beer that was produced.”

Then, after stating that “Shields himself took the witness stand in his own behalf, and absolutely denied any connection with this enterprise other than as a friend of the parties engaged,” he went on to say:

“There is a sharp dispute in testimony between Shields, Rothstein, Widman, Holzmann, and Dieklick, as to the $13 payment. We cannot tell you which one of the witnesses to believe. That is your province. You may say where the truth of the matter lies. You have a right to determine, from their appearance on the witness stand, their interest in this enterprise, what is the correct state of affairs — who is telling the truth.”

Conceding, as he must, that this statement of the issue and the testimony was fair, the defendant, Shields, contends the court committed, an error in using the language quoted below. It will be recalled that Dick-lick, who had confessed his guilt, when called as a witness by Shields, had confirmed Shields’ testimony that he was innocent, and that Holzmann and Rothstein, who were on trial and in their testimony confessed their guilt, were called by the government, contradicted Shields, and swore they had paid Shields $80,000 for protection money. Bearing on the testimony of all three self-confessed participants in the conspiracy charged, the court then said — and herein is the alleged error:

“Now, in considering the testimony of Julius Rothstein and William Holzmann, you will have to scrutinize'that testimony carefully. They are self-confessed violators of the law, and the rule is that testimony of that kind must be carefully scrutinized. Upon that testimony alone you can find a verdict, even, if you believe it; but it should be carefully scrutinized by the jury. The same thing may be said in regard to the testimony of Milan Dieklick, who was called as a witness on behalf of the defendants. He entered a plea [68]*68of guilty in this case, and was a party to the violation of the law. His testimony ought to be scrutinized with the same degree of care that you are called upon to scrutinize the testimony of Julius Rothstein and William Holzmann, the witnesses offered by the government in this particular matter.”

And the alleged error is in the court’s putting the testimony of all three men on a parity. Confessedly, all three were in like situations as self-confessed violators of the law, etc. Their several interests in telling or concealing the truth might be different, and might or might not affect their credibility with the jury; but, in view of their admitted guilt, was there error in the court’s cautioning the jury that, as self-confessed violators of the law, “that testimony of that kind must be carefully scrutinized”? Assuredly, as far as Rothstein’s and Holzmann’s testimony was concerned, this instruction was right, and indeed Shields was entitled to have the caution of the court that testimony coming from that source “must be carefully scrutinized.”

But when Shields, by calling Diekliek, went to the, same self-confessed source for testimony exculpating him, why was not the court right in giving the same caution that it also “must be carefully scrutinized”? All three were participants in the same transaction. All were testifying about the same occurrence. All were confessedly guilty. Why should the testimony of two be carefully scrutinized, and that of a third be not, to use the alleged erroneous words of the court,- “scrutinized with the same degree of care that you are called upon to scrutinize the testimony of Julius Rothstein and William Holzmann, the. witnesses offered by the government in this particular matter”? The situation was one where equality of scrutiny was requisite, because there was equality of self-confessed guilty source from which it came. And that such necessity of careful scrutiny applied alike to self-confessed guilt, no matter by which side the witness was called, seems recognized by the law.

In Simpson v. State, 78 Ga. 91, it was held “that an accomplice is not, as a general rule, entitled to the full credit given to other witnesses, whether he be introduced by the state or the defendant, without corroboration, seems to be well-settled.” And further, referring to the testimony of self-confessed guilty witnesses, the Supreme Court in Crawford v. United States, 212 U. S. 204, 29 S. Ct. 268 (53 L. Ed. 465, 15 Ann. Cas. 392), in that the witness was called by the government, referred to the character of such wit- ■ ness in these general descriptive terms: “The evidence of such a witness ought to be received with suspicion, and with the very greatest care and caution, and'ought not to be passed upon by the jury under the same rules governing other and apparently credible witnesses.” Such being the case, we hold it was not error, but indeed the duty of the court, to caution the jury that the testimony of all three participants “must be carefully scrutinized.”

The next error assigned is that the court erred in admitting the testimony of Rothstein and Holzmann on behalf of the government.

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Bluebook (online)
17 F.2d 66, 1927 U.S. App. LEXIS 2904, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shields-v-united-states-ca3-1927.