Shields v. Federal Express Customer Information Services Inc.

499 F. App'x 473
CourtCourt of Appeals for the Sixth Circuit
DecidedSeptember 7, 2012
Docket10-4494
StatusUnpublished
Cited by12 cases

This text of 499 F. App'x 473 (Shields v. Federal Express Customer Information Services Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shields v. Federal Express Customer Information Services Inc., 499 F. App'x 473 (6th Cir. 2012).

Opinion

OPINION

JANE B. STRANCH, Circuit Judge.

Theah Barber, Mercedes Davis, and Angela Williams filed suit in Ohio state court against their employer, Federal Express Customer Information Services, Inc. (“FCIS”) alleging sexual harassment by their direct supervisor, Operations Manager James Klingenberg, in violation of Ohio Rev.Code Ann. § 4112.02(A) (West 2009). FCIS removed the action to federal court on the basis of diversity jurisdiction. Applying Title VII law, the district court assumed the plaintiffs could establish a hostile work environment claim, but nonetheless granted summary judgment in favor of FCIS. The court concluded as a matter of law that FCIS was entitled to the affirmative defense to supervisor liability set forth in Faragher v. City of Boca Raton, 524 U.S. 775, 118 S.Ct. 2275, 141 L.Ed.2d 662 (1998), and Burlington Indus., Inc. v. Ellerth, 524 U.S. 742, 118 S.Ct. 2257, 141 L.Ed.2d 633 (1998), because FCIS maintained an effective sexual harassment policy and the plaintiffs unreasonably failed to follow the policy to report Klingenberg’s harassment to FCIS. Because there are genuine issues of material fact on the applicability of the affirmative defense, we REVERSE and REMAND for trial.

I. FACTS

FCIS employed Barber, Davis, Williams, and Chastity Shields as customer service representatives in a southwest Ohio call center. 1 The plaintiffs were assigned to a unit managed by Klingenberg, a long-time employee.

In January 2007, manager Robert Williams found a substantial number of inappropriate instant messages that Klin-genberg sent to Shields on work computers between December 18, 2006, and early January 2007. Many of the messages contained overt sexual content. Williams provided copies of the messages to Harold Schmid, Klingenberg’s direct supervisor. It appears that Schmid’s office is not located at the call center, but Schmid visited the call center occasionally.

Upon receiving copies of Klingenberg’s messages to Shields, Schmid consulted with Marianne Mutter, Managing Director, Eastern Region Customer Service in Pennsylvania; Deborah Baur, in the Human Resources department in Tennessee; and the company’s legal department. Schmid suspended Klingenberg for three days with pay pending an investigation.

Schmid required Klingenberg to provide a written statement explaining his conduct. In a letter dated January 18, 2007, Klin-genberg referred to his broken marriage of 24 years and stated that he became fond *475 of Shields because she was appreciative of the many personal things he did for her. Klingenberg explained that Shields was the mother of three children living in different homes. During a fourth pregnancy she asked him for advice about whether to have an abortion. Although Klingenberg advised against the abortion, Shields had the procedure, but she then suffered guilt and attempted suicide. Klingenberg claimed that he served as Shields’s counselor during this period. He warned her to use birth control and avoid sexually transmitted diseases, but not long thereafter, she became pregnant again and decided to have the baby. Shields purchased a small home against Klingenberg’s advice. When she started having financial trouble, he told her he could not give her money, but he made some repairs to the house. He denied having a physical relationship with Shields. He said he felt sorry for her and tried to help her make better decisions. He conceded that he used poor judgment in sending the instant messages and asked for discipline short of termination.

Schmid did not discuss the contents of this statement with Klingenberg. No one interviewed Shields or asked Williams to examine Klingenberg’s instant messages to see if he had sent any others to Shields before December 18, 2006. Schmid, Mutter, and Baur agreed that Klingenberg was likely having an affair with Shields due to the personal nature of the messages and because Shields had not filed a sexual harassment complaint under the company’s Anti-Harassment Policy.

On January 24, 2007, Schmid issued an “Acceptable Conduct Warning” letter to Klingenberg for “Leadership Failure” and allowed him to continue in his managerial position supervising Shields and the other plaintiffs. In the warning letter, Schmid stated that Klingenberg’s conduct in sending the instant messages to Shields violated the Acceptable Conduct Policy, the Computer Resources Policy, and the Anti-Harassment Policy. Schmid further stated that, “[b]y sending messages of a personal and suggestive nature to an employee who reports directly to you, you have exhibited poor leadership, poor judgment and decision making skills, and you failed to demonstrate the highest degree of integrity, responsibility and professionalism required to be a leader.” Schmid also stated: “Based on your past history, it is very important that you understand that any additional letters, while you are a manager in FCIS, will result in termination of your employment.” Schmid modified the three-day paid suspension to a three-day unpaid suspension.

Klingenberg’s past history, as documented in his personnel file, included a sexual harassment charge filed against him by another direct-report employee, Janelle Hocker, in September 1998. Hocker reported to management that Klingenberg inappropriately leaned into the back of her chair, touched her arms and legs and commented on her muscles, and, “after rejection,” started scrutinizing her work more than the work of other employees. She alleged that he threatened to fire her on numerous occasions when there was no cause for disciplinary action. As a result of Hocker’s complaint, Senior Customer Service Manager Chris Jones issued a “Counseling/Professionalism” letter to Klingenberg on February 23, 1999. Jones stated there was no evidence that sexual harassment had occurred, but he warned Klingenberg to avoid any action or conduct that might be viewed as sexual harassment. He also directed Klingenberg to have no future contact with Hocker except for business. Klingenberg’s past history also included three other disciplinary writeups and one suspension for poor managerial behavior.

*476 On January 30, 2007, six days after issuing the “Acceptable Conduct Warning” letter to Klingenberg for sending computer messages to Shields, Schmid completed Klingenberg’s annual evaluation. Schmid awarded Klingenberg an overall rating of 3.4 out of 4 and evaluated his judgment and decision-making as “fully meeting expectations.” Schmid added a comment that Klingenberg’s conduct in sending instant messages violated the company’s computer policy and displayed “poor judgment,” but Schmid did not make any reference to Klingenberg’s violation of the Anti-Harassment Policy.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Brown v. DeJoy
W.D. Kentucky, 2021
Hall v. City of Dearborn
E.D. Michigan, 2021
LaTanya Wyatt v. Nissan N. Am., Inc.
999 F.3d 400 (Sixth Circuit, 2021)
Payne v. Great Plains Coca-Cola Bottling Co.
348 F. Supp. 3d 1194 (N.D. Oklahoma, 2018)
Ellis v. Jungle Jim's Market, Inc.
2015 Ohio 4226 (Ohio Court of Appeals, 2015)
DeNoma v. Hamilton County Court of Common Pleas
626 F. App'x 101 (Sixth Circuit, 2015)
Caroline D. Stevens v. Saint Elizabeth Medical Center
533 F. App'x 624 (Sixth Circuit, 2013)
Perry v. AutoZoners, LLC
954 F. Supp. 2d 599 (W.D. Kentucky, 2013)

Cite This Page — Counsel Stack

Bluebook (online)
499 F. App'x 473, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shields-v-federal-express-customer-information-services-inc-ca6-2012.