Sherman Holmes v. Department of Veterans Affairs

CourtMerit Systems Protection Board
DecidedNovember 15, 2022
DocketCH-0752-14-0714-I-1
StatusUnpublished

This text of Sherman Holmes v. Department of Veterans Affairs (Sherman Holmes v. Department of Veterans Affairs) is published on Counsel Stack Legal Research, covering Merit Systems Protection Board primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sherman Holmes v. Department of Veterans Affairs, (Miss. 2022).

Opinion

UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD

SHERMAN BRISCOE HOLMES, DOCKET NUMBER Appellant, CH-0752-14-0714-I-1

v.

DEPARTMENT OF VETERANS DATE: November 15, 2022 AFFAIRS, Agency.

THIS FINAL ORDER IS NONPRECEDENTIAL 1

Julius L. Carter, Esquire, Dayton, Ohio, for the appellant.

Demetrious A. Harris, Esquire, Cincinnati, Ohio, for the agency.

BEFORE

Cathy A. Harris, Vice Chairman Raymond A. Limon, Member Tristan L. Leavitt, Member

FINAL ORDER

¶1 The appellant has filed a petition for review of the initial decision, which sustained his removal. Generally, we grant petitions such as this one only when: the initial decision contains erroneous findings of material fact; t he initial decision is based on an erroneous interpretation of statute or regulation or the

1 A nonprecedential order is one that the Board has determined does not add significantly to the body of MSPB case law. Parties may cite nonprecedential orders, but such orders have no precedential value; the Board and administrative judges are not required to follow or distinguish them in any future decisions. In contrast, a precedential decision issued as an Opinion and Order has been identified by the Board as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c). 2

erroneous application of the law to the facts of the case; the administrative judge’s rulings during either the course of the appeal or the initial decision were not consistent with required procedures or involved an abuse of discretion, and the resulting error affected the outcome of the case; or new and material evidence or legal argument is available that, despite the petitioner’s due diligence, was not available when the record closed. See Title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this appeal, we conclude that the petitioner has not established any basis under section 1201.115 for granting the petition for review. Therefore, we DENY the petition for review. Except as expressly modified to address an additional consideration in the penalty determination, we AFFIRM the initial decision, still sustaining the removal.

BACKGROUND ¶2 The agency removed the appellant from his position as a Medical Support Assistant in the Dental Service at a Veterans Affairs (VA) Medical Center facility in Ohio, effective July 11, 2014, based on a charge of inappropriate conduct. Initial Appeal File (IAF), Tab 4 at 20, 39. The charge was based on four specifications: (1) mishandling a December 5, 2013 telephone call from a nurse who needed to speak to a dentist to obtain post-surgical antibiotics and pain medication for a veteran; (2) mishandling another December 5, 2013 telephone call by leaving a veteran on hold for 1 hour before instructing him to call back the next day to make an appointment; (3) placing a veteran’s wife on hold withou t her consent for 48 minutes before disconnecting her November 21, 2013 call and placing her on hold for 12 minutes during her January 2, 2014 call; and (4) calling his female coworkers “bitches” and using obscene language during a facilitated training meeting on March 7, 2014. Id. at 39-40. ¶3 The agency informed the appellant that, in proposing his removal, it considered his prior discipline consisting of a 14-day suspension beginning 3

August 26, 2011, for failure to follow supervisory instructions and ina ppropriate conduct, and his prior 14-day suspension beginning April 15, 2010, for inappropriate conduct. Id. at 40. Both of those disciplinary actions occurred during his employment at the VA Nursing Service before his reassignment to the Dental Service. Id. at 7, 39. ¶4 After holding a 3-day hearing, the administrative judge issued an initial decision finding that the agency proved specifications 1 and 4, sustaining the inappropriate conduct charge, and finding that the appellant failed to prove his affirmative defenses of harassment based on sexual orientation and retaliation for filing a police report against his supervisor. IAF, Tabs 34, 37, 40, Hearing Compact Discs (HCDs); IAF, Tab 41, Initial Decision (ID) at 1, 3-25. The administrative judge also found that the deciding official’s personal knowledge of the appellant’s prior disciplinary history did not constitute a violation of constitutional due process because the appellant was advised in the proposed removal notice that his prior discipline would be considered and he was aware of his personal history with the deciding official. ID at 18. The administrative judge found that the deciding official appropriately considered the relevant factors set forth in Douglas v. Veterans Administration, 5 M.S.P.R. 280 (1981), that the sustained misconduct was serious, that there was nexus between the misconduct and a legitimate Government interest, and that the penalty of removal was within the tolerable bounds of reasonableness. ID at 13, 18-21. ¶5 The appellant has filed a petition for review arguing the following: (1) the agency violated his due process rights; (2) the administrative judge abused her discretion by denying the appellant an opportunity to file a post -hearing brief; (3) the administrative judge erroneously concluded that the agency proved specifications 1 and 4; and (4) the appellant’s post-traumatic stress disorder (PTSD) should have been considered as a mitigating factor in the initial decision. Petition for Review (PFR) File, Tab 1 at 9-16. 4

DISCUSSION OF ARGUMENTS ON REVIEW The administrative judge correctly determined that the appellant failed to prove that he was denied due process. ¶6 When an agency intends to rely on aggravating factors, such as prior discipline, as the basis for imposing a penalty, such factors should be included in the advance notice of adverse action so that the employee will have a fair opportunity to respond to those factors before the agency’s deciding official. Lopes v. Department of the Navy, 116 M.S.P.R. 470, ¶ 6 (2011). It is improper for a deciding official to rely on an employee’s alleged negative past work record in determining the penalty when the employee was not disciplined for the purported misconduct and which is mentioned as an aggravating factor for the first time in a Board proceeding. Id. (citing Stone v. Federal Deposit Insurance Corporation, 179 F.3d 1368, 1376 (Fed. Cir. 1999)). ¶7 The Board’s reviewing court has held that, if an employee has not been given “notice of any aggravating factors supporting an enhan ced penalty[,]” an ex parte communication with the deciding official regarding such factors may constitute a constitutional due process violation. Ward v. U.S. Postal Service, 634 F.3d 1274, 1280 (Fed. Cir. 2011). 2 When such circumstances are present, the court directed the Board to analyze whether the additional aggravating factors supporting an enhanced penalty constituted new and material information under the factors set forth in Stone. Id. ¶8 Pursuant to Stone, the Board will consider the following factors, among others, to determine whether an ex parte contact is constitutionally impermissible:

2 The U.S. Court of Appeals for the Federal Circuit’s reasoning rests on the decision of the U.S. Supreme Court in Cleveland Board of Education v. Loudermill, 470 U.S. 532

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Sherman Holmes v. Department of Veterans Affairs, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sherman-holmes-v-department-of-veterans-affairs-mspb-2022.