Sheriden Woods Health Care Center, Inc. v. Floyd (In Re Floyd)

359 B.R. 431
CourtUnited States Bankruptcy Court, D. Connecticut
DecidedJune 25, 2009
Docket19-20223
StatusPublished
Cited by2 cases

This text of 359 B.R. 431 (Sheriden Woods Health Care Center, Inc. v. Floyd (In Re Floyd)) is published on Counsel Stack Legal Research, covering United States Bankruptcy Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sheriden Woods Health Care Center, Inc. v. Floyd (In Re Floyd), 359 B.R. 431 (Conn. 2009).

Opinion

RULING ON PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT

ROBERT L. KRECHEVSKY, Bankruptcy Judge.

I.

Anthony M. Floyd (“the debtor”) filed a Chapter 7 case on October 13, 2005. On January 17, 2006, Sheriden Woods Health Care Center, Inc. (“the plaintiff’) filed a complaint (“the complaint”) against the debtor asserting that the debtor’s obligation to the plaintiff is nondischargeable pursuant to Bankruptcy Code § 523(a)(4) (debt “for ... embezzlement, or larceny” not dischargeable). The debtor appeared and, through counsel, filed, in effect, a general denial answer to the complaint. The plaintiff, on November 27, 2006, filed a *433 motion for summary judgment (“the motion”), stating it is entitled to judgment as a matter of law. The motion asserts the debt “derives from a judgment the plaintiff obtained against the [debtor] in Connecticut Superior Court based on Conn. Gen. Stat. 52-564, treble damages for theft.” (Motion at 1.) The debtor failed timely to respond to the motion.

II.

BACKGROUND

As required, the plaintiff annexed to the motion a document entitled “Local Rule 56(a)l Statement” (“the Statement”) meant to set forth “a concise statement of each material fact as to which the moving party contends there is no genuine issue to be tried.” D.Conn. L.Civ.R. 56(a). The Statement, supported by 13 exhibits, includes the following facts. The plaintiff is a skilled nursing home located in Bristol, Connecticut. Since January 6, 2003, Elizabeth Floyd, the debtor’s grandmother (“the grandmother”) has been a resident at the nursing home under the Medicaid program and has been provided with full-time room, board, and medical care. The “Admission Agreement” (Exh. 8), dated January 6, 2003, under which the grandmother was admitted to the nursing home, was signed by the debtor on her behalf.

The grandmother’s only sources of income are the payments she receives from Social Security ($925.50 per month) and a private pension plan ($68.77 per month), which sums are deposited electronically to the grandmother’s personal checking account. The debtor was the only person having access to this account. The Connecticut Department of Social Services (“the DSS”) administers the Medicaid program in Connecticut, and determines how much of the cost of care at the plaintiffs facility is to be paid personally by a resident (“the applied income”). The plaintiffs financial services office advised the debtor on how much of the grandmother’s income was to be turned over monthly to the plaintiff under the Medicaid program. Between August 2003 and October 2004, the debtor withdrew, and never replaced, monies from the grandmother’s checking account solely for his personal benefit and failed to pay the plaintiff $13,787.10 for his grandmother’s applied income during this period.

The plaintiff, on November 5, 2004, brought suit in state court against the debtor to recover the monies due it. The second count of such complaint sought triple damages pursuant to Conn. Gen.Stat. 52-564. 1 Paragraph 12 of the Statement asserts: “Thereafter, judgment was rendered against the debtor and in favor of the plaintiff in the amount of $43,636.40 plus costs by ... the New Britain Superior Court. Included within the judgment was [sic] treble damages of $41,361.51. The debtor appeared pro se in that lawsuit.” Reference was made, inter alia, to Exhibit 4. Exhibit 4 is a copy of the state-court judgment for $43,636.40 and indicates it was entered on “11/15/05.”

III.

DISCUSSION AND CONCLUSION

A.

Summary judgment is appropriate when “there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c). It is the mov- *434 ant’s burden to show that no genuine factual dispute exists. Adickes v. S.H. Kress & Co., 398 U.S. 144, 157, 90 S.Ct. 1598, 26 L.Ed.2d 142 (1970). In reviewing a summary judgment motion, we must resolve all ambiguities and draw all reasonable inferences in the non-mov-ant’s favor. See Giannullo v. City of N.Y., 322 F.3d 139, 140 (2d Cir.2003).
Federal Rule of Civil Procedure 56 provides that if a non-moving party fails to oppose a summary judgment motion, then “summary judgment, if appropriate, shall be entered against” him. Fed.R.Civ.P. 56(e) (emphasis added) .... [I]n determining whether the moving party has met this burden of showing the absence of a genuine issue for trial, the district court may not rely solely on the statement of undisputed facts contained in the moving party’s [Rule 56(a)l] statement. It must be satisfied that the citation to evidence in the record supports the assertion. Giannullo, 322 F.3d at 143 n. 5 (stating that not verifying in the record the assertions in the motion for summary judgment “would derogate the truth-finding functions of the judicial process by substituting convenience for facts”).

Vermont Teddy Bear Co., Inc. v. 1-800-Beargram Co., Inc., 373 F.3d 241, 244 (2d Cir.2004).

B.

The overriding initial issue for determination is whether, as claimed by the plaintiff, the bankruptcy court is bound by the state-court judgment rendered November 15, 2005 (“the November judgment”) and precluded, under the doctrine of collateral estoppel, from examining the merits of the plaintiffs claim. “Under collateral estoppel, once an issue is actually and necessarily determined by a court of competent jurisdiction, that determination is conclusive in subsequent suits based on a different cause of action involving a party to the prior litigation.” Montana v. United States, 440 U.S. 147, 153, 99 S.Ct. 970, 973, 59 L.Ed.2d 210, 217 (1979). State law determines the preclusionary effect of a default judgment. In Connecticut, “[A] judgment of a court having jurisdiction of the parties and of the subject matter operates as res judicata in the absence of fraud or collusion even if obtained by default, and is just as conclusive an adjudication between the parties of whatever is essential to support the judgment as when rendered after answer and complete trial.” Slattery v. Maykut, 176 Conn. 147, 157, 405 A.2d 76 (1978)

The filing of a bankruptcy petition “operates as a stay, applicable to all entities, of — (1) the commencement or continuation ... of a judicial, administrative, or other action or proceeding against the debtor.” 11 U.S.C.

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Bluebook (online)
359 B.R. 431, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sheriden-woods-health-care-center-inc-v-floyd-in-re-floyd-ctb-2009.