Sheridan v. Kennedy

12 A.D.2d 332, 212 N.Y.S.2d 296, 1961 N.Y. App. Div. LEXIS 12451
Appellate Division of the Supreme Court of the State of New York·Decided February 23, 1961·Published·Cited by 8 cases

Opinion

Eager, J.

This proceeding, according to the petitioners, was brought to adjudge the respondent guilty of a criminal contempt. The order herein, without a determination that respondent’s conduct impaired, impeded or prejudiced the rights and remedies of petitioners, adjudged that the “respondent’s disobedience of the mandates of this Court has been wilful and deliberate, and that, therefore, the said respondent * * * is found and hereby held to be in contempt of this Court ”. Thus, it is clear that the order was intended to be and must be considered as an adjudication of criminal contempt.

By virtue of applicable provisions, there is a distinction between criminal contempts and proceedings to punish for a civil contempt. ‘‘ As it respects disobedience to the orders of a court, the sole difference appears to be that a ‘ wilful ’ disobedience is a criminal contempt, while a mere disobedience by which the right of a party to an action is defeated or hindered is treated otherwise.” (People ex rel. Negus v. Dwyer, 90 N. Y. 402, 406; also Matter of North v. Foley, 149 Misc. 572.) Punishment for a criminal contempt is a drastic remedy for willful wrong ” (Matter of Spector v. Allen, 281 N. Y. 251, 259); and [a]s described in the statute, an element of willfulness, or of evil intention enters into and characterizes them [criminal contempts].” (People ex rel. Munsell v. Court of Oyer and Terminer, 101 N. Y. 245, 248-249.)

In view of the foregoing, the adjudication of the respondent here in criminal contempt may not stand unless it clearly appears that he did willfully act or that he did deliberately fail to act in a manner contrary to the plain directive of the court. The conduct and inaction of the respondent in respects claimed by petitioners to be criminally contemptuous may not be held to be such unless they clearly bespeak of an intent to defy the dignity and authority of the court. (9 N. Y. Jur., Contempt, [334]*334§ 3; Matter of Rotwein [Goodman], 291 N. Y. 116, 122; Pawolowski v. City of Schenectady, 217 N. Y. 117, 118.) “ The command must be clear; disobedience must be willful. Guilt arises only where the authority of the court is flouted.” (Matter of Spector v. Allen, supra, p. 260.)

To begin with, therefore, in this as in all charges of criminal contempt, we must look first to the order which the respondent is alleged to have willfully disobeyed. To determine whether or not there was a willful violation, the respondent’s conduct must be examined in light of the terms of the order. The “mandate alleged to be violated should be clearly expressed, and when applied to the act complained of it should appear, with reasonable certainty, that it had been violated. ’ ’ (Ketchum v. Edwards, 153 N. Y. 534, 539.) Where the terms of an order are vague and indefinite as to whether or not particular action by a party is required, then, of course, he may not be adjudged in criminal contempt for the willful failure to take such action. (Ketchum v. Edwards, supra; Matter of Carlson v. Podeyn, 12 A D 2d 810; Howard S. Tierney, Inc., v. James, 269 App. Div. 348, 354; Saal v. South Brooklyn Ry. Co., 122 App. Div. 364, 369; New York City Tr. Auth. v. Loos, 9 Misc 2d 492.) ‘ ‘ If the order alleged to be disobeyed is capable of a construction consistent with the innocence of the party there should be no punishment. (Weeks v. Smith, 3 Abb. Pr. 211.) ” (Matter of North v. Foley, 149 Misc. 572, 574, supra.)

The basic order, entered September 16, 1959, merely adjudged and decided that the respondent was “ enjoined, restrained and prohibited from engaging in the practice herein declared to be unlawful,” which practice was merely therein stated to be “ to regularly designate without appointing Patrolmen, Sergeants and Lieutenants in the Police Department of the City of Mew York to perform the duties of the positions of Sergeant, Lieutenant and Captain, respectively, without appointment to the title, grade and salary of such higher position * * * declared and adjudged to be unlawful as in violation of the applicable civil service statutes, rules and regulations, and public policy ”.

The said order was general in terms absent a direction of specific action to be taken by the respondent Commissioner in designated areas or types of police work or with respect to particular officers. The respondent insists that he proceeded in good faith to carry out these general directions of the court as he understood them. Concededly, he did take certain action looking toward the eliminating of the unlawful practice of [335]*335assigning ont-of-title work to police employees. In the meantime, the order was appealed to this- court where it was affirmed (10 A D 2d 606), and to the Court of Appeals, where it was affirmed on April 29, 1960 (8 N Y 2d 794). Thereafter, by means of order to show cause, dated July 11, 1960, the petitioners applied to punish respondent for contempt. Special Term, upon considering said application on affidavits, concluded that the respondent’s compliance had “been far from ‘ substantial ’ ”, but specifically held that it was not established that his conduct was “ willful and deliberate ” so as to warrant his being held in contempt. Thereupon, Special Term denied this first application upon condition, however, that within 30 days of service of the order, the respondent take necessary action in accordance with the opinion of the court to eliminate ‘ ‘ the practice of having officers regularly perform the duties of higher positions without appointment to the title, grade and salary of such higher position.” It is to be noted that the directions of the court were still general in terms, but it was expressly provided that, upon failure of compliance within 30 days, the petitioners might renew their application.

The petitioners, still claiming noncompliance by respondent, on the expiration of the 30-day period, .promptly instituted the contempt proceeding now before this court. Upon affidavits and without a hearing, Special Term concluded that the respondent “has failed to substantially comply as directed” after being ‘‘ afforded * * * ample opportunity to effect the necessary compliance by eliminating out-of-title assignments ’ ’, and further concluded “ that respondent’s disobedience to its mandate has been willful and deliberate.” In our opinion, however, these conclusions are not supported.

Certainly, the court, in the rendition of its orders of September 15, 1959 and October 19, 1960, necessarily foresaw that there would be administrative and other unique and special problems confronting the respondent in making the many changes required to comply with the general terms of the order. As noted by Special Term in its October 11, 1960 opinion, “ A police commissioner must of necessity be given considerable latitude in allocating his personnel in such a manner as will provide for the most efficient service * * * With a roster ox almost 24,000 men performing duties requiring such a variety ot skilly, it is neither feasible nor humanly possible to expect a 100% literal compliance with established civil service procedures, and in permitting some deviation therefrom with respect to a re'i atively small percentage of the total personnel employed n<. violence is done to established civil service principles.”

[336]

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Sheridan v. Kennedy, 12 A.D.2d 332, 212 N.Y.S.2d 296, 1961 N.Y. App. Div. LEXIS 12451 (N.Y. Ct. App. 1961).

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