Shepherdson v. Nigro

179 F.R.D. 150, 1998 WL 258441
CourtDistrict Court, E.D. Pennsylvania
DecidedMay 13, 1998
DocketCivil Action No. 97-5504
StatusPublished
Cited by4 cases

This text of 179 F.R.D. 150 (Shepherdson v. Nigro) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shepherdson v. Nigro, 179 F.R.D. 150, 1998 WL 258441 (E.D. Pa. 1998).

Opinion

MEMORANDUM and ORDER

WALDMAN, District Judge.

Presently before the court is defendant’s Motion for Imposition of Rule 11 Sanctions. Defendant seeks monetary sanctions against [151]*151Rosemarie Rhodes, plaintiffs counsel in this action. Defendant asks specifically that counsel be fined and ordered to pay attorney fees and costs to defendant. Defendant asserts that such sanctions are appropriate “based on the legally frivolous claims presented in plaintiffs complaint.”

Plaintiff alleged that the failure of defendant, when serving as a Philadelphia Common Pleas Court judge, to recuse himself in her court case when members of the law firm representing her adversary had contributed to defendant’s election campaign violated plaintiffs right to procedural and substantive due process. Plaintiff asserted a claim for damages pursuant to 42 U.S.C. § 1983. Defendant argued that plaintiffs claim was barred by the Rooker-Feldman doctrine, that she had failed to state a cognizable constitutional claim and that he was in any event entitled to absolute judicial immunity.

The court granted defendant’s motion to dismiss plaintiffs complaint pursuant to Fed. R.Civ.P. 12(b)(6) by memorandum and order entered this date.

Although not cited by plaintiff, there is some authority for the proposition that a claim that a defendant involved in a state court decision violated a right independent of the merits of the decision is not barred by the Rooker-Feldman doctrine. See Nesses v. Shepard, 68 F.3d 1003,1005 (7th Cir.1995).

Plaintiff can cite no case to support her claim that the failure of a state judge to recuse himself in matters where a litigant’s attorney or law firm contributed to the judge’s election campaign is itself an actionable violation of procedural or substantive due process. As noted in the court’s memorandum accompanying the order dismissing this action, disqualification for bias is constitutionally required “only in the most extreme of cases.” Aetna Life Ins. Co. v. Lavoie, 475 U.S. 813, 828, 106 S.Ct. 1580, 1589-90, 89 L.Ed.2d 823 (1986).

On the other hand, there has been language in court opinions which seemed to suggest that arbitrary, capricious or improperly motivated conduct by a state actor might constitute an actionable violation of substantive due process without regard to any resulting deprivation of life, liberty or property. See Independent Enterprises v. Pittsburgh Water, 103 F.3d 1165, 1179 n. 12 (3d Cir.1997) (clarifying requirement that such conduct must result in deprivation of fundamental interest). “Substantive due process is an area of law ‘famous for its controversy, and not known for its simplicity.’ ” DeBlasio v. Zoning Bd. of Adjustment, 53 F.3d 592, 598 (3d Cir.1995) (quoting Schaper v. City of Huntsville, 813 F.2d 709, 716 (5th Cir.1987)).

Plaintiffs argument that adjudication of a case by a judge who received campaign contributions from an attorney for a party is incompatible with procedural due process appears to mirror that in an often cited law review article, although it has not been cited by plaintiff. See Safeguarding the Litigant’s Constitutional Right to a Fair and Impartial Forum: A Due Process Approach to Improprieties Arising from Judicial Campaign Contributions from Lawyers, 86 Mich. L.Rev. 382 (1987). Even the author of that expansive article, however, posited only that “extraordinary campaign contributions” from appearing lawyers to presiding judges may implicate due process considerations. Id. at 408. Moreover, nowhere does the author suggest, let alone cite authority to support, the availability of a direct damage claim against a judge who presides in a case in which a party is represented by an attorney who has made such a contribution. Rather, the author notes that the usual remedy for a litigant who is denied due process for reasons of bias or partiality is “a new trial with a new judge.” Id. at 406-07.

Plaintiffs reading of many of the cases she cites is expansive, if not tortured. Nevertheless, although it has been accepted by no court, a “nonfrivolous argument” can be made that a judge is inherently biased in favor of a contributing attorney and that such bias is sufficient to implicate due process concerns. See Fed.R.Civ.P. 11(b)(2). Plaintiffs contention that a judge who fails to recuse himself in such circumstances may be sued for damages is another matter. The remedy for an unfair trial before a partial judge is a new trial before another judge.

[152]*152Moreover, a judge is immune from suit on a claim predicated on his refusal or failure to recuse himself in a case which he otherwise has jurisdiction to adjudicate, whatever his motive. Plaintiffs contention that the failure of a judge to recuse himself is not a “judicial act” is objectively unreasonable, insupportable and legally frivolous. The two cases cited by plaintiff in support of this contention simply stand for no such proposition.

The first case is Commonwealth Coatings Corp. v. Continental Casualty Co., 393 U.S. 145, 89 S.Ct. 337, 21 L.Ed.2d 301 (1968). The issue of judicial immunity was never raised or discussed in that case which concerned the failure of a neutral arbitrator to disclose his close financial relationship with a party involving the very projects underlying the parties’ dispute. The Court held only that this failure to disclose warranted vacatur of the arbitral award under the federal Arbitration Act. Id. at 148-49, 89 S.Ct. at 339-40. The Court did not suggest that the arbitrator could be sued for damages in the circumstances.

The second case is Tumey v. State of Ohio, 273 U.S. 510, 47 S.Ct. 437, 71 L.Ed. 749 (1927). The issue of judicial immunity was never raised or discussed in this case. The plaintiff in Tumey was convicted of a criminal offense and fined by a quasi-judicial officer whose income depended on the collection of fines from persons convicted. Not surprisingly, the Court found that the officer thus had the type of direct, personal, substantial pecuniary interest in the outcome of the plaintiffs criminal case which triggers due process concerns. Id. at 531, 47 S.Ct. at 444. The Court held that the plaintiff was entitled to have his conviction set aside. The Court did not suggest that the adjudicating official could be sued for damages for declining to disqualify himself.

Every court to address the question in a reported opinion has held that a failure to recuse is a judicial act for purposes of absolute immunity.

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Bluebook (online)
179 F.R.D. 150, 1998 WL 258441, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shepherdson-v-nigro-paed-1998.