Shenzhen IVPS Tech v. FDA

CourtCourt of Appeals for the Fifth Circuit
DecidedAugust 6, 2025
Docket24-60032
StatusPublished

This text of Shenzhen IVPS Tech v. FDA (Shenzhen IVPS Tech v. FDA) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shenzhen IVPS Tech v. FDA, (5th Cir. 2025).

Opinion

United States Court of Appeals for the Fifth Circuit United States Court of Appeals Fifth Circuit ____________ FILED July 23, 2025 No. 24-60032 Lyle W. Cayce ____________ Clerk

Shenzhen IVPS Technology Company, Limited; ECIGRUSA, L.L.C., doing business as Worldwide Vape Distribution,

Petitioners,

versus

Food & Drug Administration,

Respondent. ______________________________

Petition for Review from the Food & Drug Administration Agency No. PM0001254.PD6 ______________________________

Before Wiener, Stewart, and Southwick, Circuit Judges. Leslie H. Southwick, Circuit Judge: Petitioner Shenzhen IVPS Technology Company, Ltd. submitted applications for its electronic nicotine delivery systems, which the Food and Drug Administration denied. It and a retailer seek to have the denial order set aside as being arbitrary and capricious and then to have FDA ordered to reconsider. We DENY the petition. No. 24-60032

FACTUAL AND PROCEDURAL BACKGROUND I. Administrative Background Under the Family Smoking Prevention and Tobacco Control Act of 2009 (“TCA”), the Food and Drug Administration regulates “cigarettes, cigarette tobacco, roll-your-own tobacco, and smokeless tobacco and . . . any other tobacco products that the Secretary by regulation deems to be subject to” the TCA. 21 U.S.C. § 387a(b). In 2016, FDA issued a final rule extending its regulatory authority to all electronic nicotine delivery systems (“ENDS”). Deeming Tobacco Products to be Subject to the Federal Food, Drug, and Cosmetic Act (“Deeming Rule”), 81 Fed. Reg. 28,974, 29,028 (May 10, 2016) (codified at 21 C.F.R. pts. 1100, 1140, 1143) (“In this final rule, FDA clarifies that although there are many types of ENDS (including e-cigarettes, e-cigars, e-hookah, vape pens, personal vaporizers, and electronic pipes), all are subject to FDA’s chapter IX authorities with this final deeming rule.”). ENDS devices use electricity to heat an e-liquid, which can contain nicotine, flavorings, and other ingredients. The e-liquids are converted into an aerosol and inhaled in a process called vaping. There are two types of ENDS devices: open-system ENDS and closed-system ENDS. Closed-system ENDS devices utilize pre-filled, replaceable cartridges or pods to provide the e-liquid. Open-system ENDS devices allow for the user to fill the device themselves with e-liquid. The e-liquid for these devices comes in two forms: freebase nicotine and nicotine salt formulations. This petition only concerns open-system ENDS devices; e- liquid is sold separately from the devices. Tobacco products that were not on the market as of February 15, 2007, must obtain marketing authorization from FDA. § 387j(a)(1)(A)– (a)(2)(A). FDA provides three pathways to obtain marketing authorization: (1) a premarket tobacco product application (“PMTA”); (2) a substantial

2 No. 24-60032

equivalence report (only available if the applicant can show the tobacco product “is substantially equivalent” to one on the market as of February 15, 2007); and (3) a substantial equivalence exemption report. §§ 387j(a)(2)(A)–(B), 387e(j). There are statutory requirements for PMTA applications. Relevant here are these provisions: (2) The Secretary shall deny an application submitted under subsection (b) if, upon the basis of the information submitted to the Secretary as part of the application and any other information before the Secretary with respect to such tobacco product, the Secretary finds that — (A) there is a lack of a showing that permitting such tobacco product to be marketed would be appropriate for the protection of the public health. § 387j(c)(2)(A). In determining whether the product is appropriate for the protection of the public health, FDA must consider “the risks and benefits to the population as a whole, including users and nonusers of the tobacco product.” § 387j(c)(4). FDA must account for: (A) the increased or decreased likelihood that existing users of tobacco products will stop using such products; and (B) the increased or decreased likelihood that those who do not use tobacco products will start using such products. § 387j(c)(4)(A)–(B). Extensive reports and data must be in the application. § 387j(b)(1). In addition to the statutory guidance, FDA issued a draft guidance document in 2016, which provided ENDS-specific application recommendations. The agency finalized the guidance recommendations in June 2019. U.S. Food & Drug Admin., Premarket Tobacco Product Applications for Electronic Nicotine Delivery

3 No. 24-60032

Systems (Revised): Guidance for Industry (“PMTA Guidance”) (Mar. 2023).1 The guidance document contained nonbinding recommendations detailing the studies and data that should be included in applications and had a section specifically addressing open-system ENDS devices. Id. at 19–45. FDA proposed a rule for PMTAs in September 2019. See Premarket Tobacco Product Applications and Recordkeeping Requirements, 84 Fed. Reg. 50,566 (proposed Sept. 25, 2019) (codified at 21 C.F.R. pts. 1100, 1107, 1114). The rule became final in October 2021. See Premarket Tobacco Product Applications and Recordkeeping Requirements, 86 Fed. Reg. 55,300, 55,399 (Oct. 5, 2021) (codified at 21 C.F.R. pts. 1100, 1107, 1114). Many ENDS products were already on the market when FDA issued the final rule putting ENDS under its authority. Those products entered the market after February 15, 2007, but did not have premarket authorization. They therefore were “adulterated” under the Act. § 387b(6)(A). FDA announced it would permit products introduced on the market between February 15, 2007, and August 8, 2016, to remain on the market if the manufacturer filed a PMTA by August 8, 2018. Deeming Rule, 81 Fed. Reg. at 29,011. For manufacturers who submitted a PMTA by the deadline, FDA stated it would not bring enforcement action for the products until August 8, 2019, unless FDA denied the manufacturer’s application before that date. Id. FDA later attempted to delay the application deadline further, but a federal district court ordered the PMTAs be submitted within 10 months of its order. American Acad. of Pediatrics v. FDA, 399 F. Supp. 3d 479, 487 (D. Md. 2019). The deadline was later extended until September 9, 2020, due to

_____________________ 1 Though the guidance document was revised in March 2023, the parties agree that the relevant portions remained unchanged from the June 2019 version. The guidance can be found at https://perma.cc/B29W-TFCD.

4 No. 24-60032

COVID-19. American Academy of Pediatrics v. FDA, No. 18–CV–883 (D. Md. Apr. 22, 2020), ECF No. 182. II. Procedural History In July and September 2020, Shenzhen IVPS Technology Co., Ltd. (“IVPS”) applied for premarket authorization for six open-system ENDS devices and components, including replacement pods, or cartridges, and atomizers. IVPS’s devices are designed to “allow each user to customize his or her own vaping ‘experience.’” Users can do so by “vary[ing] the voltage output from the battery,” which “affect[s] the volume and content of the nicotine-containing aerosol generated and intended to be inhaled.” Users can also customize their experience by purchasing their preferred e- liquid to use with the device.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Encino Motorcars, LLC v. Navarro
579 U.S. 211 (Supreme Court, 2016)
FCC v. Prometheus Radio Project
592 U.S. 414 (Supreme Court, 2021)
Guillot v. Russell
59 F.4th 743 (Fifth Circuit, 2023)
R.J. Reynolds Vapor v. FDA
65 F.4th 182 (Fifth Circuit, 2023)
Fontem US, LLC v. FDA
82 F.4th 1207 (D.C. Circuit, 2023)
BNSF Railway v. FRA
105 F.4th 691 (Fifth Circuit, 2024)

Cite This Page — Counsel Stack

Bluebook (online)
Shenzhen IVPS Tech v. FDA, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shenzhen-ivps-tech-v-fda-ca5-2025.