FILED IN THE 3 U.S. DISTRICT COURT EASTERN DISTRICT OF WASHINGTON May 16, 2024 4 SEAN F. MCAVOY, CLERK
5 UNITED STATES DISTRICT COURT 6 EASTERN DISTRICT OF WASHINGTON 7
9 AMBER LYNN S., No: 2:22-cv-00258-LRS 10 Plaintiff,
11 v. ORDER REMANDING THE COMMISSIONER’S DECISION 12 MARTIN O’MALLEY, COMMISSIONER OF SOCIAL 13 SECURITY,1
14 Defendant. 15
16 BEFORE THE COURT are the parties’ briefs. ECF Nos. 14, 18. This matter 17 was submitted for consideration without oral argument. Plaintiff is represented by 18 attorney Amy M. Gilbrough. Defendant is represented by Special Assistant United
19 1 Martin O’Malley became the Commissioner of Social Security on December 20, 20 2023. Pursuant to Rule 25(d) of the Rules of Civil Procedure, Martin O’Malley is 21 substituted for Kilolo Kijakazi as the Defendant in this suit. 1 States Attorney Jeffrey E. Staples. The Court, having reviewed the administrative 2 record and the parties’ briefing, is fully informed. For the reasons discussed below, 3 Plaintiff’s brief, ECF No. 14, is granted and Defendant’s brief, ECF No. 18, is 4 denied.
5 JURISDICTION 6 Plaintiff Amber Lynn S. 2 (Plaintiff), filed for disability insurance benefits 7 (DIB) on March 23, 2020, alleging an onset date of February 1, 2017.3 Tr. 256-57.
8 Benefits were denied initially, Tr. 147-61, and upon reconsideration, Tr. 171-75. 9 Plaintiff appeared at a hearing before an administrative law judge (ALJ) on August 10 31, 2021. Tr. 73-104. On September 20, 2021, the ALJ issued an unfavorable 11 decision, Tr. 27-47, and the Appeals Council denied review, Tr. 1-7. The matter is
12 now before this Court pursuant to 42 U.S.C. § 405(g). 13 14
15 2 The court identifies a plaintiff in a social security case only by the first name and 16 last initial in order to protect privacy. See Local Civil Rule 5.2(c). 17 3 Plaintiff filed a prior Title II claim alleging disability beginning April 1, 2018. 18 On November 27, 2019, a different ALJ issued an unfavorable decision finding
19 Plaintiff not disabled through that date. Tr. Tr. 105-27. The decision was not 20 appealed and is therefore administratively final. Tr. 30. At the hearing, the 21 alleged onset date was amended to December 19, 2019. Tr. 76. 1 BACKGROUND 2 The facts of the case are set forth in the administrative hearings and 3 transcripts, the ALJ’s decision, and the briefs of Plaintiff and the Commissioner, and 4 are therefore only summarized here.
5 Plaintiff was 47 years old on her date last insured. Tr. 76. She has work 6 experience as a pet grooming instructor, grooming salon manager, and running her 7 own pet grooming business. Tr. 95-96. She testified that since the prior ALJ
8 decision, she has become more anxious, more isolated, and more “shut down.” Tr. 9 80. She takes medication for bipolar disorder, anxiety, and a mood stabilizer. Tr. 10 82-83. Plaintiff testified that she has difficulty leaving her property due to anxiety. 11 Tr. 85-86. She has good days and bad days. Tr. 86-87. On bad days, she
12 experiences uncontrollable crying and lounges or lays in bed all day. Tr. 87. She 13 is “triggered” daily and she becomes agitated, freezes, cannot make decisions, and 14 becomes confused and emotional. Tr. 89. She has panic attacks. Her ankles hurt,
15 so she has difficulty walking. Tr. 88, 91. She ices her ankle three to four times a 16 day. Tr. 92. 17 STANDARD OF REVIEW 18 A district court’s review of a final decision of the Commissioner of Social
19 Security is governed by 42 U.S.C. § 405(g). The scope of review under § 405(g) is 20 limited; the Commissioner’s decision will be disturbed “only if it is not supported by 21 substantial evidence or is based on legal error.” Hill v. Astrue, 698 F.3d 1153, 1158 1 (9th Cir. 2012). “Substantial evidence” means “relevant evidence that a reasonable 2 mind might accept as adequate to support a conclusion.” Id. at 1159 (quotation and 3 citation omitted). Stated differently, substantial evidence equates to “more than a 4 mere scintilla[,] but less than a preponderance.” Id. (quotation and citation omitted).
5 In determining whether the standard has been satisfied, a reviewing court must 6 consider the entire record as a whole rather than searching for supporting evidence in 7 isolation. Id.
8 In reviewing a denial of benefits, a district court may not substitute its 9 judgment for that of the Commissioner. Edlund v. Massanari, 253 F.3d 1152, 1156 10 (9th Cir. 2001). If the evidence in the record “is susceptible to more than one 11 rational interpretation, [the court] must uphold the ALJ’s findings if they are
12 supported by inferences reasonably drawn from the record.” Molina v. Astrue, 674 13 F.3d 1104, 1111 (9th Cir. 2012). Further, a district court “may not reverse an ALJ’s 14 decision on account of an error that is harmless.” Id. An error is harmless “where it
15 is inconsequential to the [ALJ’s] ultimate nondisability determination.” Id. at 1115 16 (quotation and citation omitted). The party appealing the ALJ’s decision generally 17 bears the burden of establishing that it was harmed. Shinseki v. Sanders, 556 U.S. 18 396, 409-10 (2009).
19 20 21 1 FIVE-STEP EVALUATION PROCESS 2 A claimant must satisfy two conditions to be considered “disabled” within the 3 meaning of the Social Security Act. First, the claimant must be “unable to engage in 4 any substantial gainful activity by reason of any medically determinable physical or
5 mental impairment which can be expected to result in death or which has lasted or 6 can be expected to last for a continuous period of not less than twelve months.” 42 7 U.S.C. §§ 423(d)(1)(A). Second, the claimant’s impairment must be “of such
8 severity that he is not only unable to do his previous work[,] but cannot, considering 9 his age, education, and work experience, engage in any other kind of substantial 10 gainful work which exists in the national economy.” 42 U.S.C. § 423(d)(2)(A). 11 The Commissioner has established a five-step sequential analysis to determine
12 whether a claimant satisfies the above criteria. See 20 C.F.R. § 404.1520(a)(4)(i)- 13 (v). At step one, the Commissioner considers the claimant’s work activity. 20 14 C.F.R. § 404.1520(a)(4)(i). If the claimant is engaged in “substantial gainful
15 activity,” the Commissioner must find that the claimant is not disabled. 20 C.F.R. § 16 404.1520(b). 17 If the claimant is not engaged in substantial gainful activity, the analysis 18 proceeds to step two. At this step, the Commissioner considers the severity of the
19 claimant’s impairment. 20 C.F.R. § 404.1520(a)(4)(ii). If the claimant suffers from 20 “any impairment or combination of impairments which significantly limits [his or 21 her] physical or mental ability to do basic work activities,” the analysis proceeds to 1 step three. 20 C.F.R. § 404.1520(c). If the claimant’s impairment does not satisfy 2 this severity threshold, however, the Commissioner must find that the claimant is not 3 disabled. 20 C.F.R. § 404.1520(c). 4 At step three, the Commissioner compares the claimant’s impairment to
5 severe impairments recognized by the Commissioner to be so severe as to preclude a 6 person from engaging in substantial gainful activity. 20 C.F.R. § 7 404.1520(a)(4)(iii). If the impairment is as severe or more severe than one of the
8 enumerated impairments, the Commissioner must find the claimant disabled and 9 award benefits. 20 C.F.R. § 404.1520(d). 10 If the severity of the claimant’s impairment does not meet or exceed the 11 severity of the enumerated impairments, the Commissioner must assess the
12 claimant’s “residual functional capacity.” Residual functional capacity (RFC), 13 defined generally as the claimant’s ability to perform physical and mental work 14 activities on a sustained basis despite his or her limitations, 20 C.F.R. §
15 404.1545(a)(1), is relevant to both the fourth and fifth steps of the analysis. 16 At step four, the Commissioner considers whether, in view of the claimant’s 17 RFC, the claimant is capable of performing work that he or she has performed in the 18 past (past relevant work). 20 C.F.R. § 404.1520(a)(4)(iv). If the claimant is capable
19 of performing past relevant work, the Commissioner must find that the claimant is 20 not disabled. 20 C.F.R. § 404.1520(f). If the claimant is incapable of performing 21 such work, the analysis proceeds to step five. 1 At step five, the Commissioner should conclude whether, in view of the 2 claimant’s RFC, the claimant is capable of performing other work in the national 3 economy. 20 C.F.R. § 404.1520(a)(4)(v). In making this determination, the 4 Commissioner must also consider vocational factors such as the claimant’s age,
5 education, and past work experience. 20 C.F.R. § 404.1520(a)(4)(v). If the claimant 6 is capable of adjusting to other work, the Commissioner must find that the claimant 7 is not disabled. 20 C.F.R. § 404.1520(g)(1). If the claimant is not capable of
8 adjusting to other work, analysis concludes with a finding that the claimant is 9 disabled and is therefore entitled to benefits. 20 C.F.R. § 404.1520(g)(1). 10 The claimant bears the burden of proof at steps one through four above. 11 Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). If the analysis proceeds to
12 step five, the burden shifts to the Commiss0ioner to establish that (1) the claimant is 13 capable of performing other work; and (2) such work “exists in significant numbers 14 in the national economy.” 20 C.F.R. § 404.1560(c)(2); Beltran v. Astrue, 700 F.3d
15 386, 389 (9th Cir. 2012). 16 ALJ’S FINDINGS 17 At step one, the ALJ found Plaintiff did not engage in substantial gainful 18 activity through her date last insured of June 30, 2020. Tr. 33. At step two, the ALJ
19 found that through the date last insured, Plaintiff had the following severe 20 impairments: bipolar disorder and alcohol abuse. Tr. 33. At step three, the ALJ 21 found that through the date last insured, Plaintiff did not have an impairment or 1 combination of impairments that met or medically equaled the severity of one of the 2 listed impairments. Tr. 34. 3 The ALJ then found that through the date last insured, Plaintiff had the 4 residual functional capacity to perform a full range of work at all exertional levels
5 with the following nonexertional limitations: 6 [T]he claimant could understand, remember, and carry out simple, routine tasks with short, simple instructions with occasional work- 7 setting changes and occasional, routine interaction with supervisors; no team or cooperative tasks but may work in proximity to others with 8 no required interaction with the general public as an essential element of the job. 9 Tr. 35. 10 At step four, the ALJ found that through the date last insured, Plaintiff was 11 unable to perform any past relevant work. Tr. 40. After considering Plaintiff’s age, 12 education, work experience, residual functional capacity, and the testimony of a 13 vocational expert, the ALJ found that through the date last insured, there were other 14 jobs that existed in significant numbers in the national economy that Plaintiff could 15 have performed, such as laundry worker II, unskilled work, or garment sorter. Tr. 16 42. Thus, the ALJ concluded that Plaintiff has not been under a disability, as 17 defined in the Social Security Act, at any time through June 30, 2020, the date last 18 insured. Tr. 42. 19
20 21 1 ISSUES 2 Plaintiff seeks judicial review of the Commissioner’s final decision denying 3 disability income benefits under Title II of the Social Security Act. ECF No. 14. 4 Plaintiff raises the following issues for review:
5 1. Whether the ALJ properly considered Plaintiff’s symptom testimony; 6 2. Whether the ALJ properly considered the medical opinion evidence; and 7 3. Whether the ALJ properly found no severe physical impairment.
8 ECF No. 14 at 1-2. 9 DISCUSSION 10 A. Symptom Testimony 11 Plaintiff contends the ALJ failed to properly consider her symptom testimony.
12 ECF No. 14 at 4-11. An ALJ engages in a two-step analysis to determine whether a 13 claimant’s testimony regarding subjective pain or symptoms is credible. “First, the 14 ALJ must determine whether there is objective medical evidence of an underlying
15 impairment which could reasonably be expected to produce the pain or other 16 symptoms alleged.” Molina, 674 F.3d at 1112 (internal quotation marks omitted). 17 “The claimant is not required to show that her impairment could reasonably be 18 expected to cause the severity of the symptom she has alleged; she need only show
19 that it could reasonably have caused some degree of the symptom.” Vasquez v. 20 Astrue, 572 F.3d 586, 591 (9th Cir. 2009) (internal quotation marks omitted). 21 1 Second, “[i]f the claimant meets the first test and there is no evidence of 2 malingering, the ALJ can only reject the claimant’s testimony about the severity of 3 the symptoms if [the ALJ] gives ‘specific, clear and convincing reasons’ for the 4 rejection.” Ghanim v. Colvin, 763 F.3d 1154, 1163 (9th Cir. 2014) (internal
5 citations and quotations omitted). “General findings are insufficient; rather, the ALJ 6 must identify what testimony is not credible and what evidence undermines the 7 claimant’s complaints.” Id. (quoting Lester v. Chater, 81 F.3d 821, 834 (9th Cir.
8 1995); see also Thomas v. Barnhart, 278 F.3d 947, 958 (9th Cir. 2002) (“[T]he ALJ 9 must make a credibility determination with findings sufficiently specific to permit 10 the court to conclude that the ALJ did not arbitrarily discredit claimant’s 11 testimony.”). “The clear and convincing [evidence] standard is the most demanding
12 required in Social Security cases.” Garrison v. Colvin, 759 F.3d 995, 1015 (9th Cir. 13 2014) (quoting Moore v. Comm’r of Soc. Sec. Admin., 278 F.3d 920, 924 (9th Cir. 14 2002)).
15 Factors to be considered in evaluating the intensity, persistence, and limiting 16 effects of a claimant’s symptoms include: 1) daily activities; 2) the location, 17 duration, frequency, and intensity of pain or other symptoms; 3) factors that 18 precipitate and aggravate the symptoms; 4) the type, dosage, effectiveness, and side
19 effects of any medication an individual takes or has taken to alleviate pain or other 20 symptoms; 5) treatment, other than medication, an individual receives or has 21 received for relief of pain or other symptoms; 6) any measures other than treatment 1 an individual uses or has used to relieve pain or other symptoms; and 7) any other 2 factors concerning an individual’s functional limitations and restrictions due to pain 3 or other symptoms. Social Security Ruling 16-3p, 2017 WL 5180304, at *9 4 (effective October 25, 2017); 20 C.F.R. § 404.1529(c). The ALJ is instructed to
5 “consider all of the evidence in an individual’s record,” to “determine how 6 symptoms limit ability to perform work-related activities.” SSR 16-3p, at *2. 7 The ALJ found the record indicates a history of bipolar disorder and
8 symptoms including depression, irritability, and problems with social functioning, 9 but found the record is not entirely consistent with the extent of the symptoms 10 alleged. Tr. 37. 11 First, the ALJ found the record reflects that Plaintiff’s activities are not
12 consistent with the degree of limitations alleged. Tr. 38-39. It is reasonable for an 13 ALJ to consider a claimant’s activities which undermine claims of totally disabling 14 pain in assessing a claimant’s symptom complaints. See Rollins v. Massanari, 261
15 F.3d 853, 857 (9th Cir. 2001). However, it is well-established that a claimant need 16 not “vegetate in a dark room” in order to be deemed eligible for benefits. Cooper v. 17 Bowen, 815 F.2d 557, 561 (9th Cir. 1987). Notwithstanding, if a claimant is able to 18 spend a substantial part of her day engaged in pursuits involving the performance of
19 physical functions that are transferable to a work setting, a specific finding as to this 20 fact may be sufficient to discredit an allegation of disabling excess pain. Fair v. 21 Bowen, 885 F.2d 597, 603 (9th Cir. 1989). Furthermore, “[e]ven where [Plaintiff’s 1 daily] activities suggest some difficulty functioning, they may be grounds for 2 discrediting the claimant’s testimony to the extent that they contradict claims of a 3 totally debilitating impairment.” Molina, 674 F.3d at 1113. 4 The ALJ observed that Plaintiff reported she can prepare simple meals, drive,
5 and do household chores with some prompting, and she spends time watching 6 television, talking on the phone or video chatting. Tr. 38-39, 306-13. However, the 7 Ninth Circuit has “repeatedly warned that ALJs must be especially cautious in
8 concluding that daily activities are inconsistent with testimony about pain, because 9 impairments that would unquestionably preclude work and all the pressures of a 10 workplace environment will often be consistent with doing more than merely resting 11 in bed all day.” Garrison, 759 F.3d at 1016; Vertigan v. Halter, 260 F.3d 1044, 1050
12 (9th Cir. 2001) (“This court has repeatedly asserted that the mere fact that a plaintiff 13 has carried on certain daily activities, such as grocery shopping, driving a car, or 14 limited walking for exercise, does not in any way detract from her [testimony] as to
15 her overall disability.”). The ALJ cited no evidence suggesting that these activities 16 were performed by Plaintiff in a manner transferable to a work setting, nor did the 17 ALJ describe how these activities contradict her reported symptom claims. See Orn 18 v. Astrue, 495 F.3d 625, 639 (9th Cir. 2007). These activities do not constitute
19 substantial evidence of daily activities inconsistent with Plaintiff’s allegations. 20 The ALJ also noted that Plaintiff said one of her treatment goals was that she 21 wanted to find work, Tr. 479, and that her “past work history demonstrates much 1 more ability than she alleged at the hearing.” Tr. 39 (citing Tr. 259-60). First, 2 wanting to work is not the same as being able to work, nor does it shed any light on 3 a claimant’s ability to work. Second, it is unclear what the ALJ means by 4 referencing Plaintiff’s work history because the statement is not explained. Tr. 39.
5 As Plaintiff observes, ECF No. 14 at 10, the ALJ’s decision includes a finding that 6 she cannot perform her past work, Tr. 40, so there is no inconsistency between 7 Plaintiff’s allegations and her ability to perform certain jobs before the alleged onset
8 date. The ALJ’s finding that Plaintiff’s activities are inconsistent with her 9 allegations is not supported by Plaintiff’s desire to work and work history. 10 The ALJ also noted that before the date last insured, Plaintiff reported driving 11 to or being in Eastern Washington and spending time with family or friends. Tr. 38-
12 39, 492, 500, 518. In February 2020, Plaintiff reported that “[s]he is excited to head 13 to Spokane for a few days” and “[s]he will be traveling to Spokane with [her 14 mother] and staying a week.” Tr. 492. In March 2020, Plaintiff reported that she
15 was “in quarantine in Elk, Eastern Washington”4 and would be unable to make her 16 next appointment for an Abilify injection. Tr. 500. In May 2020, Plaintiff said she 17 “went over to Spokane to visit her brother and nephews. She had a nice drive with 18 her nephew and indicated it was a good trip.” Tr. 518. It is not clear whether these
19 records reference one trip or multiple trips, nor do they reveal the nature and extent
20 4 The town of Elk is located in Spokane County, approximately 30 miles from 21 Spokane. 1 of Plaintiff’s activities or social interaction while traveling. In this case, these few 2 vague records, without more, do not constitute substantial evidence that Plaintiff 3 engaged in activities inconsistent with her allegations. 4 Lastly, the ALJ observed that Plaintiff consistently attended her appointments
5 independently and engaged appropriately with providers. Tr. 39. Attendance at 6 intermittent appointments is not the same as attending work on a consistent and 7 regular basis and the ALJ did not document how Plaintiff’s behavior with regard to
8 medical appointments is inconsistent with her allegations. While this may be a 9 reasonable consideration if adequately supported by references to the record, this 10 finding by itself is an insufficient basis for discounting Plaintiff’s symptom 11 statements.
12 Second, the ALJ found Plaintiff’s statements and alleged limitations are 13 inconsistent with modest mental status exam findings throughout the relevant period. 14 Tr. 37-38. An ALJ may not discredit a claimant’s pain testimony and deny benefits
15 solely because the degree of pain alleged is not supported by objective medical 16 evidence. Rollins, 261 F.3d at 857; Bunnell v. Sullivan, 947 F.2d 341, 346-47 (9th 17 Cir. 1991); Fair, 885 F.2d at 601. However, the medical evidence is a relevant 18 factor in determining the severity of a claimant’s pain and its disabling effects.
19 Rollins, 261 F.3d at 857. Minimal objective evidence is a factor which may be 20 relied upon in discrediting a claimant’s testimony, although it may not be the only 21 factor. See Burch v. Barnhart, 400 F.3d 676, 680 (9th Cir. 2005). 1 The records cited by the ALJ indicate that during the relevant period, Plaintiff 2 presented with a normal or euthymic mood at times and a depressed mood on other 3 occasions. Tr. 37-38 (citing Tr. 465-66 (euthymic), 468 (depressed), 474 4 (euthymic), 485-86 (sad, depressed), 748 (depressed)); see also Tr. 471 (depressed),
5 476 (depressed), 483 (euthymic), 492 (euthymic), 494 (sad, labile), 496 (euthymic), 6 512 (euthymic) 744 (euthymic), 744 (euthymic).5 Other mental status exam findings 7 in those same records were otherwise essentially normal. See id. Although mental
8 status exams document some variable depression, the ALJ found that mostly normal 9 findings such as speech, logical thought processes, and appropriate thought content 10 undermine the degree of tearfulness, anxiety, and lability alleged. Tr. 38. 11 Plaintiff argues that she had telehealth or telephone appointments with Mr.
12 Belete due to the COVID-19 pandemic, so her mental status exams “would not 13 generally have been abnormal given that they were conducted with Plaintiff was at 14 home.” ECF No. 14 at 14. However, neither Mr. Belete nor any other provider
15 drew such a conclusion, and this assumption is not supported by the record. Plaintiff 16 also observes that the ALJ did not cite records from Mr. Belete indicating what she 17 characterizes as significant symptoms, such as an August 2020 record finding 18 Plaintiff to be whining with anxious and depressed mood, emotional, and very
19 5 Plaintiff cites other records indicating anxious mood in the record, but those 20 records generally post-date the date last insured or are otherwise addressed above. 21 ECF No. 14 at 19. 1 anxious, Tr. 764; records from fall 2020 wherein Plaintiff reported her symptoms 2 were under control, Tr. 774, 781; and records from December 2020, February 2021, 3 and April 2021, Tr. 931, 947, 975. ECF No. 14 at 14. However, these records are 4 all dated after the date last insured.
5 Regardless, even if substantial evidence supports the ALJ’s finding about the 6 content of mental status exams during the relevant period, an ALJ may not discredit 7 a claimant’s pain testimony only because the degree of pain alleged is not supported
8 by objective medical evidence. Rollins, 261 F.3d at 857 (9th Cir. 2001); Bunnell, 9 947 F.2d at 346-47; Fair, 885 F.2d at 601. As discussed supra, the only other 10 reason given by the ALJ for rejecting Plaintiff’s symptom testimony involved 11 analysis of her daily activities, which was based on error.
12 Defendant asserts the ALJ gave two other reasons for discounting Plaintiff’s 13 symptom claims, arguing the ALJ “noted inconsistencies in Plaintiff’s reports about 14 her impairments” and “found evidence that Plaintiff’s conditions improved with
15 treatment.” ECF No. 18 at 11. Defendants cites references to the ALJ’s recitation of 16 the evidence which are not identified by the ALJ as reasons for rejecting Plaintiff’s 17 symptom statements. Tr. 38. See Bray v. Comm’r of Soc. Sec. Admin., 554 F.3d 18 1219, 1226 (9th Cir. 2009) (noting the Court “review[s] the ALJ’s decision based on
19 the reasoning and factual findings offered by the ALJ - not post hoc rationalizations 20 that attempt to intuit what the adjudicator may have been thinking.”). 21 1 The ALJ did not provide any other legally sufficient reason for discounting 2 Plaintiff’s testimony. Because a lack of supporting objective evidence cannot be the 3 only reason for rejecting a claimant’s symptom claims, the ALJ’s reasoning is 4 inadequate, and the matter must be remanded for reconsideration.
5 6 B. Abebe Belete, ARNP 7 Plaintiff contends the ALJ erred by failing to properly consider the opinion of
8 Abebe Belete, ARNP. ECF No. 14 at 11-15. For claims filed on or after March 27, 9 2017, the regulations provide that the ALJ will no longer “give any specific 10 evidentiary weight…to any medical opinion(s)…” Revisions to Rules Regarding the 11 Evaluation of Medical Evidence, 2017 WL 168819, 82 Fed. Reg. 5867-88 (Jan. 18,
12 2017); 20 C.F.R. § 404.1520c. Instead, an ALJ must consider and evaluate the 13 persuasiveness of all medical opinions or prior administrative medical findings from 14 medical sources. 20 C.F.R. § 404.1520c(a) and (b). Supportability and consistency
15 are the most important factors in evaluating the persuasiveness of medical opinions 16 and prior administrative findings, and therefore the ALJ is required to explain how 17 both factors were considered. 20 C.F.R. § 404.1520c(b)(2). The ALJ may, but is 18 not required to, explain how other factors were considered. 20 C.F.R. §
19 404.1520c(b)(2); see 20 C.F.R. § 404.1520c(c)(1)-(5). 20 In July 2021, Mr. Belete, a psychiatric nurse practitioner, completed a 21 Medical Source Statement form. Tr. 1073-77. He listed diagnoses of bipolar 1 disorder, current episode depressed moderate; and post-traumatic stress disorder 2 unspecified. Tr. 1077. He opined that Plaintiff has a marked difficulty in 3 maintaining concentration and has a hard time remembering things, a hard time 4 concentrating, and is usually easily distracted. Tr. 1073. Mr. Belete also opined that
5 Plaintiff is unable to understand, remember, and carry out short and simple or 6 detailed instructions in an eight-hour workday five days per week. Tr. 1073. He 7 indicated that Plaintiff has no problems attending appointments, groups, or meetings
8 as scheduled. Tr. 1075. Socially, Mr. Belete noted Plaintiff deals with anxiety and 9 being isolated from others, that she goes outside a few times per month, and that she 10 has difficulty being in crowds of people. Tr. 1075. He opined that Plaintiff is easily 11 stressed, becomes anxious, and occasionally experiences psychotic symptoms; and
12 that she is limited in daily activities and is unable to work on a sustained basis. Tr. 13 1077. He noted that he has not observed her in a work setting and answered “N/A,” 14 or “not sure” to most other questions regarding Plaintiff’s functional ability. Tr.
15 1074-76. 16 The ALJ found Mr. Belete’s opinion unpersuasive for several reasons. Tr. 40- 17 41. First, the ALJ also found that there is no support for Mr. Belete’s statement that 18 Plaintiff is unable to work on a sustained basis. Tr. 41. The ALJ concluded this
19 statement appears to be based in part on Plaintiff’s subjective reports. Tr. 41. A 20 medical opinion may be discounted if it relies on a claimant’s unreliable self-report. 21 Tommasetti v. Astrue, 533 F.3d 1035, 1041 (9th Cir. 2008); Bayliss v. Barnhart, 427 1 F.3d 1211, 1217 (9th Cir. 2005). Having found that the ALJ’s assessment of 2 Plaintiff’s subjective reports is based on error, supra, this reasoning is insufficient. 3 Second, the ALJ found the opinion was rendered more than a year after the 4 date last insured and that the records pertaining to the relevant period are not
5 consistent with the degree of limitation assessed in July 2021. Tr. 41. “It is obvious 6 that medical reports are inevitably rendered retrospectively and should not be 7 disregarded solely on that basis.” Smith v. Bowen, 849 F.2d 1222, 1225 (9th Cir.
8 1988) (internal citations omitted); see Turner v. Comm’r of Soc. Sec. Admin., 613 9 F.3d 1217, 1228-29 (9th Cir. 2010) (“[E]vidence post-dating the [date last insured] 10 is probative of . . . pre-[date last insured] disability.”); Svaldi v. Berryhill, 720 F. 11 App’x 342, 343-44 (9th Cir. 2017) (indicating that medical opinion issued after the
12 DLI should be considered because it referred to the chronic condition and symptoms 13 during the relevant period). To the extent the ALJ rejected the opinion because it 14 post-dated the date last insured, the finding is erroneous. Otherwise, the ALJ’s
15 reasoning references the ALJ’s conclusions regarding the objective medical evidence 16 which must be reconsidered on remand, as discussed supra. 17 The ALJ’s other reasons for rejecting Mr. Belete’s opinion are also based at 18 least partially on the ALJ’s overall evaluation of the record which must be
19 reevaluated as discussed throughout this decision. As such, Mr. Belete’s opinion 20 must also be reconsidered on remand. 21 C. Ankle Impairment 1 Plaintiff contends the ALJ improperly found that she does not have a severe 2 ankle impairment. ECF No. 14 at 15-18. At step two of the sequential process, the 3 ALJ must determine whether there is a medically determinable impairment 4 established by objective medical evidence from an acceptable medical source. 20
5 C.F.R. § 404.1521. A statement of symptoms, a diagnosis, or a medical opinion 6 does not establish the existence of an impairment. Id. After a medically 7 determinable impairment is established, the ALJ must determine whether the
8 impairment is “severe;” i.e., one that significantly limits his or her physical or 9 mental ability to do basic work activities. 20 C.F.R. § 404.1520(c). However, the 10 fact that a medically determinable condition exists does not automatically mean the 11 symptoms are “severe” or “disabling” as defined by the Social Security regulations.
12 See e.g. Edlund, 253 F.3d at 1159-60; Fair, 885 F.2d at 603; Key v. Heckler, 754 13 F.2d 1545, 1549-50 (9th Cir. 1985). 14 At step two, the ALJ found that Plaintiff did not establish a severe ankle
15 impairment before the date last insured. Tr. 33. In order to obtain disability 16 insurance benefits, a claimant must establish disability before the date last insured. 17 See 42 U.S.C. § 423(c); 20 C.F.R. § 404.1520. The burden of proof on this issue is 18 on the claimant. See Morgan v. Sullivan, 945 F.2d 1079, 1080 -1081 (9th Cir. 1991)
19 (citing Gamer v. Sec’y of Health and Human Servs., 815 F.2d 1275, 1278 (9th Cir. 20 1987)). In this case, Plaintiff’s date last insured is June 30, 2020, and Plaintiff must 21 establish disability before that date. See Tr. 30. 1 The ALJ noted that Plaintiff testified that she has ankle pain that causes 2 difficulty standing and walking and that she can only be on her feet for 45 minutes 3 before needing to rest or sit down. Tr. 33. She testified that she elevates and ices 4 her ankle three to four times a day every day. Tr. 33. The ALJ noted that in August
5 2020, after the date last insured, Plaintiff first reported months of ankle pain to a 6 provider. Tr. 34 (citing Tr. 690). The ALJ observed there is no documentation of 7 her ankle condition before the date last insured. Tr. 34. Plaintiff was treated for
8 ankle pain and swelling with medication and physical therapy, but the ALJ noted all 9 treatment was after Plaintiff’s date last insured. Tr. 34, 635-82, 705-10, 989-1007. 10 Thus, the ALJ found a severe impairment was not established before the date last 11 insured. Tr. 34.
12 Because this finding is based in part on the ALJ’s consideration of Plaintiff’s 13 symptom testimony, and because Plaintiff’s symptom testimony must be considered 14 on remand, the ALJ should also reconsider Plaintiff’s ankle impairment at step two.
15 The Court makes no finding as to what the outcome should be on remand. 16 CONCLUSION 17 Having reviewed the record and the ALJ’s findings, this Court concludes the 18 ALJ’s decision is not supported by substantial evidence and free of harmful legal
19 error. The Court hereby remands the Commissioner’s decision. 20 Accordingly, 21 1. Plaintiff’s Brief, ECF No. 14, is GRANTED. 1 2. Defendant’s Brief, ECF No. 18, is DENIED. 2 3. This case is REVERSED and REMANDED for further administrative 3 || proceedings consistent with this Order pursuant to sentence four of 42 U.S.C. § 405(g). 5 IT IS SO ORDERED. The District Court Clerk is directed to enter this Order and provide copies to counsel. Judgment shall be entered for the Plaintiff 7|| and the file shall be CLOSED. 8 DATED May 16, 2024. 9 OS, 10 " LONMYR.SUKO Senior United States District Judge 11 12 13 14 15 16 17 18 19 20 21
ORWER