Sheets v. Hodes

53 N.E.2d 804, 142 Ohio St. 559, 142 Ohio St. (N.S.) 559, 27 Ohio Op. 498, 1944 Ohio LEXIS 484
CourtOhio Supreme Court
DecidedMarch 1, 1944
Docket29457
StatusPublished
Cited by7 cases

This text of 53 N.E.2d 804 (Sheets v. Hodes) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sheets v. Hodes, 53 N.E.2d 804, 142 Ohio St. 559, 142 Ohio St. (N.S.) 559, 27 Ohio Op. 498, 1944 Ohio LEXIS 484 (Ohio 1944).

Opinion

Zimmerman, J.

This proceeding was based on Section 10506-67, General Code, which provides that upon complaint made to the Probate Court by an interested person against a fiduciary or other person suspected of having concealed, embezzled or conveyed away or of being or having been in the possession of any moneys, things in action or effects belonging to a trust estate, such court shall cite the person so suspected forthwith to appear before it to be examined, on oath, touching the matter of the complaint.

We think the petition and the evidence produced present a case within the contemplation of this section. On the original hearing in the Probate Court, plaintiff offered evidence tending to show that Hodes had borrowed the sum of $4,000 from Edward A. Morrison in April of 1932, for which Hodes gave Morrison his promissory note; and that after Morrison’s death, when Hodes became administrator of his estate, Hodes extracted the note from Morrison’s papers and thereafter concealed or disposed of it, and further concealed the fact of his indebtedness to the estate.

On the witness stand, Hodes readily admitted having-received a draft from Morrison for $4,000 in April of 1932 and having cashed it. However, he maintained that Morrison had instructed him orally at the time of the delivery of the draft to hold the proceeds in trust for distribution, after Morrison’s death, in different amounts among various persons designated by Morrison, which Hodes stated he had done or was in the process of doing.

Thus, concealment of a promissory note belonging to the Morrison estate and failure on the part of Hodes *563 to divulge his indebtedness to tbe estate were vital matters in issue.

Although Sections 10506-67 and 10506-73, General Code, were involved in the case of Goodrich, Admr., v. Anderson, 136 Ohio St., 509, 26 N. E. (2d), 1016, it differs from the instant one. The principal question before the court in that case was the admissibility of evidence in the Court of Common Pleas as to the mental capacity of William H. Anderson when he delivered certain promissory notes to his son. In the opinion the statement is made:

“While the authority of the court under such a proceeding is very broad for the purpose of discovering concealed or embezzled assets, it is not broad enough to litigate all the issues in the instant case, where the ultimate objective is a money judgment and where there has been no concealment of assets.” (Emphasis ours.)

It is to be noted that Hodes did not object to the proceeding as instituted. Moreover, Section 10501-53, General Code, gives the Probate Court plenary power at law or in equity to dispose of any matter properly before it, unless such power is expressly limited or denied by statute; and by the provisions of Section 10506-73, General Code, the Probate Court may hear and determine questions pertaining to title in a proceeding begun under Section 10506-67, General Code.

In our opinion the present proceeding was properly maintainable and was within the jurisdiction of the Probate Court.

Three questions remain for determination:

1. Hid the Court of Common Pleas have jurisdiction of the proceeding when it erroneously entertained the appeal on questions of law only?

2. Could the proceeding instituted against Hodes be revived in the. name of his. executrix?

3: .(Was .the transcribed but unsigned, testimony'of *564 Modes and other witnesses, given' upon the original hearing before the Probate Court, admissible at the second hearing before such court in view of Sections 10506-70 and 10506-71, General Code, Modes having died and other witnesses not being available!

The first question should be given an affirmative answer. An appeal was duly taken by the plaintiff on questions of law and fact from the Probate Court to the Court of Common Pleas. The latter court had jurisdiction of the subject matter and of the parties. There was no objection to the action of the court in considering the appeal on questions of law only Those concerned actively participated in the proceeding in the Court of Common Pleas, and no appeal was taken from the judgment of that court. Under these circumstances, the claim cannot effectively be made that the Court of Common Pleas was without jurisdiction or that its judgment was invalid. See Drake et al., Trustees, v. Tucker, 83 Ohio St., 97, 93 N. E., 534; Trumbull Savings & Loan Co. v. Saviers, 115 Ohio St., 403, 154 N. E., 317.

As to the second question, Section 11397, General Code, reads:

“Unless otherwise provided, no action or proceeding pending in any court shall abate by the death of either or both of the parties thereto, except actions for libel, slander, malicious prosecution, for a nuisance, or against a justice of the peace for misconduct in office, which shall abate by the death of either party. ’ ’

While a proceeding brought under Section 10506-67, General Code, has been characterized as g«asi-criminal, because a finding of “guilty” or “not guilty” is required and because a penalty is imposable upon a finding of “guilty” (Goodrich, Admr., v. Anderson, supra), still arrest and imprisonment are not provided for, and the same, objections to the survival of a proceeding of this kind do not obtain as would, in a bas *565 tardy proceeding, for instance, where the defendant dies. See 7 American Jurisprudence, 691, Section 100.

Bastardy proceedings, while often denoted as quasi- criminal in nature, are largely controlled by the Code of Civil Procedure. 5 Ohio Jurisprudence, 545, Section 5. Section 10501-22, General Code, makes the Code of Civil Procedure applicable to proceedings in the Probate Court, and no convincing or compelling reason is' apparent why such* code should not govern a proceeding brought under Section 10506-67, General Code.

By Section 8, Article IV of the Constitution of Ohio, and by virtue of statutory provisions, notably Section 10501-53, General Code, the jurisdiction of the Probate Court in matters pertaining to the administration of trust estates and the control of fiduciaries is wide and comprehensive in scope.

Undoubtedly the Probate Court has jurisdiction of the subject matter of the present proceeding, and the ■ question is still open as to whether Hodes concealed or had in his possession an asset belonging to the Morrison estate, which he failed to produce, divulge or account for. If it is determined that he did, we see no good reason why his estate should not be held accountable for his dereliction. Therefore, in our opinion the proceeding did not abate upon Hodes’ death and it's revivor by the substitution .of the executrix — his personal representative — was proper, even though a proceeding in the form adopted could not originally have been instituted against the executrix.

As to the third question, Section 10506-70, General Code, provides:

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re Estate of Beatley v. Fisher
2024 Ohio 5109 (Ohio Court of Appeals, 2024)
Lucarell v. Sait
2022 Ohio 4279 (Ohio Court of Appeals, 2022)
Mancz v. McHenry
2012 Ohio 3285 (Ohio Court of Appeals, 2012)
Bauer v. Pullman Co.
239 N.E.2d 226 (Ohio Court of Appeals, 1968)
Mantho v. Board of Liquor Control
162 Ohio St. (N.S.) 37 (Ohio Supreme Court, 1954)

Cite This Page — Counsel Stack

Bluebook (online)
53 N.E.2d 804, 142 Ohio St. 559, 142 Ohio St. (N.S.) 559, 27 Ohio Op. 498, 1944 Ohio LEXIS 484, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sheets-v-hodes-ohio-1944.