1 FILED IN THE 2 EASTER U N . S D . I S D T I R S I T C R T I C O T F C W O A U S R H T I NGTON Oct 17, 2025 3 SEAN F. MCAVOY, CLERK 4
5 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF WASHINGTON 6
7 SHAWN J. C.,1 8 NO: 1:23-CV-03151-LRS Plaintiff, 9 v. ORDER REVERSING AND 10 REMANDING THE FRANK BISIGNANO, COMMISSIONER’S DECISION FOR 11 COMMISSIONER OF SOCIAL FURTHER PROCEEDINGS SECURITY,2 12 Defendant. 13
14 BEFORE THE COURT are the parties’ briefs. ECF Nos. 8, 10. This matter 15 was submitted for consideration without oral argument. Plaintiff is represented by 16
17 1 The Court identifies a plaintiff in a Social Security case only by the first 18 name and last initial to protect privacy. See Local Civil Rule 5.2(c). 19 2 Frank Bisignano became the Commissioner of Social Security on May 7, 2025. Pursuant to Rule 25(d) of the Rules of Civil Procedure, Frank Bisignano is 20 21 substituted for Martin O’Malley as the Defendant in this suit. 1 attorney D. James Tree. Defendant is represented by Special Assistant United States 2 Attorney David Burdett. The Court, having reviewed the administrative record and 3 the parties’ briefing, is fully informed. For the reasons discussed below, Plaintiff’s 4 brief, ECF No. 8, is granted in part and Defendant’s brief, ECF No. 10, is denied.
5 JURISDICTION 6 Plaintiff Shawn C. (Plaintiff), filed for supplemental security income (SSI) on 7 February 27, 2018, and alleged an onset date of August 1, 2014. Tr. 203-08.
8 Benefits were denied initially, Tr. 114-22, and upon reconsideration, Tr. 126-32. 9 Plaintiff appeared at a hearing before an administrative law judge (ALJ) on February 10 20, 2020. Tr. 31-43. In March 2020, the ALJ issued an unfavorable decision, Tr. 11 12-30, and in September 2020, the Appeals Council denied review. Tr. 1-6.
12 Plaintiff appealed to the U.S. District Court for the Eastern District of Washington, 13 and on September 14, 2021, the undersigned remanded the matter for additional 14 proceedings pursuant to the stipulation of the parties. Tr. 1270-72. After a second
15 hearing on February 2, 2023, the ALJ issued another unfavorable decision on July 16 18, 2023. Tr. 1189-1212. The matter is now before this Court pursuant to 42 U.S.C. 17 § 1383(c)(3). 18 BACKGROUND
19 The facts of the case are set forth in the administrative hearing and transcripts, 20 the ALJ’s decision, and the briefs of Plaintiff and the Commissioner, and are 21 therefore only summarized here. 1 Plaintiff was 28 years old at the time the application was filed. Tr. 1203. He 2 completed the eleventh grade. Tr. 1219-20. He testified that he had difficulty 3 following, staying on task, and sitting still in school. Tr. 1220. He still has difficulty 4 concentrating and focusing. Tr. 1226. He has never maintained a job for significant
5 period of time. Tr. 1222. He has had pain from a pseudo tumor his whole life. Tr. 6 1220-21. It causes him to pass out, vomit, or have headaches. Tr. 1221. He gets 7 headaches two to three times per day which last three to four hours at a time. Tr.
8 1222-23. He has sporadic seizures or pseudo seizures. Tr. 1224-25. He has anxiety, 9 depression, and panic attacks. Tr. 1225. He has back and leg pain. Tr. 1229. 10 STANDARD OF REVIEW 11 A district court’s review of a final decision of the Commissioner of Social
12 Security is governed by 42 U.S.C. § 405(g). The scope of review under § 405(g) is 13 limited; the Commissioner’s decision will be disturbed “only if it is not supported by 14 substantial evidence or is based on legal error.” Hill v. Astrue, 698 F.3d 1153, 1158
15 (9th Cir. 2012). “Substantial evidence” means “relevant evidence that a reasonable 16 mind might accept as adequate to support a conclusion.” Id. at 1159 (quotation and 17 citation omitted). Stated differently, substantial evidence equates to “more than a 18 mere scintilla[,] but less than a preponderance.” Id. (quotation and citation omitted).
19 In determining whether the standard has been satisfied, a reviewing court must 20 consider the entire record as a whole rather than searching for supporting evidence in 21 isolation. Id. 1 In reviewing a denial of benefits, a district court may not substitute its 2 judgment for that of the Commissioner. Edlund v. Massanari, 253 F.3d 1152, 1156 3 (9th Cir. 2001). If the evidence in the record “is susceptible to more than one 4 rational interpretation, [the court] must uphold the ALJ’s findings if they are
5 supported by inferences reasonably drawn from the record.” Molina v. Astrue, 674 6 F.3d 1104, 1111 (9th Cir. 2012). Further, a district court “may not reverse an ALJ’s 7 decision on account of an error that is harmless.” Id. An error is harmless “where it
8 is inconsequential to the [ALJ’s] ultimate nondisability determination.” Id. at 1115 9 (quotation and citation omitted). The party appealing the ALJ’s decision generally 10 bears the burden of establishing that it was harmed. Shinseki v. Sanders, 556 U.S. 11 396, 409-10 (2009).
12 FIVE-STEP EVALUATION PROCESS 13 A claimant must satisfy two conditions to be considered “disabled” within the 14 meaning of the Social Security Act. First, the claimant must be “unable to engage in
15 any substantial gainful activity by reason of any medically determinable physical or 16 mental impairment which can be expected to result in death or which has lasted or 17 can be expected to last for a continuous period of not less than twelve months.” 42 18 U.S.C. § 1382c(a)(3)(A). Second, the claimant’s impairment must be “of such
19 severity that he is not only unable to do his previous work[,] but cannot, considering 20 his age, education, and work experience, engage in any other kind of substantial 21 gainful work which exists in the national economy.” 42 U.S.C. § 1382c(a)(3)(B). 1 The Commissioner has established a five-step sequential analysis to determine 2 whether a claimant satisfies the above criteria. See 20 C.F.R. § 416.920(a)(4)(i)-(v). 3 At step one, the Commissioner considers the claimant’s work activity. 20 C.F.R. § 4 416.920(a)(4)(i). If the claimant is engaged in “substantial gainful activity,” the
5 Commissioner must find that the claimant is not disabled. 20 C.F.R. § 416.920(b). 6 If the claimant is not engaged in substantial gainful activity, the analysis 7 proceeds to step two. At this step, the Commissioner considers the severity of the
8 claimant’s impairment. 20 C.F.R. § 416.920(a)(4)(ii). If the claimant suffers from 9 “any impairment or combination of impairments which significantly limits [his or 10 her] physical or mental ability to do basic work activities,” the analysis proceeds to 11 step three. 20 C.F.R. § 416.920(c). If the claimant’s impairment does not satisfy
12 this severity threshold, however, the Commissioner must find that the claimant is not 13 disabled. 20 C.F.R. § 416.920(c). 14 At step three, the Commissioner compares the claimant’s impairment to
15 severe impairments recognized by the Commissioner to be so severe as to preclude a 16 person from engaging in substantial gainful activity. 20 C.F.R. § 416.920(a)(4)(iii). 17 If the impairment is as severe or more severe than one of the enumerated 18 impairments, the Commissioner must find the claimant disabled and award benefits.
19 20 C.F.R. § 416.920(d). 20 If the severity of the claimant’s impairment does not meet or exceed the 21 severity of the enumerated impairments, the Commissioner must assess the 1 claimant’s “residual functional capacity.” Residual functional capacity (RFC), 2 defined generally as the claimant’s ability to perform physical and mental work 3 activities on a sustained basis despite his or her limitations, 20 C.F.R. § 4 416.945(a)(1), is relevant to both the fourth and fifth steps of the analysis.
5 At step four, the Commissioner considers whether, in view of the claimant’s 6 RFC, the claimant is capable of performing work that he or she has performed in the 7 past (past relevant work). 20 C.F.R. § 416.920(a)(4)(iv). If the claimant is capable
8 of performing past relevant work, the Commissioner must find that the claimant is 9 not disabled. 20 C.F.R. § 416.920(f). If the claimant is incapable of performing 10 such work, the analysis proceeds to step five. 11 At step five, the Commissioner should conclude whether, in view of the
12 claimant’s RFC, the claimant is capable of performing other work in the national 13 economy. 20 C.F.R. § 416.920(a)(4)(v). In making this determination, the 14 Commissioner must also consider vocational factors such as the claimant’s age,
15 education and past work experience. 20 C.F.R. § 416.920(a)(4)(v). If the claimant 16 is capable of adjusting to other work, the Commissioner must find that the claimant 17 is not disabled. 20 C.F.R. § 416.920(g)(1). If the claimant is not capable of 18 adjusting to other work, analysis concludes with a finding that the claimant is
19 disabled and is therefore entitled to benefits. 20 C.F.R. § 416.920(g)(1). 20 The claimant bears the burden of proof at steps one through four above. 21 Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). If the analysis proceeds to 1 step five, the burden shifts to the Commissioner to establish that (1) the claimant is 2 capable of performing other work; and (2) such work “exists in significant numbers 3 in the national economy.” 20 C.F.R. § 416.960(c)(2); Beltran v. Astrue, 700 F.3d 4 386, 389 (9th Cir. 2012).
5 ALJ’S FINDINGS 6 At step one, the ALJ found Plaintiff has not engaged in substantial gainful 7 activity since February 27, 2018, the application date. Tr. 1195. At step two, the
8 ALJ found that Plaintiff has the following severe impairments: depression, anxiety, 9 sciatica, pseudo-seizure disorder; obesity. Tr. 1195. At step three, the ALJ found 10 that Plaintiff does not have an impairment or combination of impairments that meets 11 or medically equals the severity of a listed impairment. Tr. 1196.
12 The ALJ then found that Plaintiff has the residual functional capacity to 13 perform medium work with the following additional limitations: 14 no climbing of ladders, ropes, or scaffolds; occasional climbing of stairs; frequent balancing, stooping, kneeling, crouching, and 15 crawling; frequent overhead reaching; avoid concentrated exposure to hazards, extreme cold, and pulmonary irritant; simple work-related 16 instructions tasks and decisions in a predictable work setting with only occasional changes; productivity reduced by 10%; incidental 17 interaction with the public and occasional interaction with coworkers.
18 Tr. 1199. 19 At step four, the ALJ found Plaintiff has no past relevant work. Tr. 1203. At 20 step five, after considering the testimony of a vocational expert and Plaintiff’s age, 21 education, work experience, and residual functional capacity, the ALJ found that 1 there are jobs that exist in significant numbers in the national economy that the 2 claimant can perform such as cleaner II, laundry work I, and industrial cleaner. Tr. 3 1203-04. 4 Thus, the ALJ found that Plaintiff has not been under a disability within the
5 meaning of the Social Security Act since February 27, 2018, the date the application 6 was filed. Tr. 1204. 7 ISSUES
8 Plaintiff seeks judicial review of the Commissioner’s final decision denying 9 supplemental security income under Title XVI of the Social Security Act. ECF No. 10 8. Plaintiff raises the following issues for review: 11 1. Whether the ALJ properly considered the medical opinion evidence;
12 2. Whether the ALJ properly evaluated Plaintiff’s symptom testimony; 13 and 14 3. Whether the ALJ properly assessed Plaintiff’s headaches
15 ECF No. 8 at 2. 16 DISCUSSION 17 A. Medical Opinion Evidence 18 The regulations provide an ALJ must consider and evaluate the persuasiveness
19 of all medical opinions or prior administrative medical findings from medical 20 sources. 20 C.F.R. § 416.920c(a) and (b). Supportability and consistency are the 21 most important factors in evaluating the persuasiveness of medical opinions and 1 prior administrative findings, and therefore the ALJ is required to explain how both 2 factors were considered. 20 C.F.R. § 416.920c(b)(2). The ALJ may, but is not 3 required, to explain how other factors were considered. 20 C.F.R. § 416.920c(b)(2); 4 see 20 C.F.R. § 416.920c(c)(1)-(5).
5 In evaluating supportability, the more relevant the objective medical evidence 6 and supporting explanations provided by a medical source to support his or her 7 opinion, the more persuasive the medical opinion will be. 20 C.F.R. §
8 416.920c(c)(1)-(2). In evaluating consistency, the more consistent a medical 9 opinion is with the evidence from other medical sources and nonmedical sources in 10 the claim, the more persuasive the medical opinion will be. 20 C.F.R. § 11 416.920c(c)(1)-(2).
12 1. Norman Staley, M.D. and JD Fitterer, M.D. 13 Dr. Staley and Dr. Fitterer, state agency medical consultants, reviewed the 14 record in July 2018 and October 2018, respectively, and both opined that Plaintiff
15 has limitations consistent with medium work with overhead reaching, postural, and 16 environmental limitations. Tr. 83-85, 104-06. They assessed postural limitations due 17 to seizures, obesity, and limited range of motion in the bilateral hips; occasional 18 climbing ramps/stairs; never climbing ladders/ropes/scaffolds; frequently balancing,
19 stooping, kneeling, crouching, and crawling. Tr. 84, 105. Manipulative limitations 20 included occasional overhead reaching. Tr. 84, 105. Environmental limitations due 21 to seizures and asthma included: avoid concentrated exposure to cold, heat, 1 humidity, and noise, and avoid even moderate exposure to fumes, odors, dusts, 2 gases, poor ventilation and hazards. Tr. 85, 105. 3 The ALJ found the opinions of Dr. Staley and Dr. Fitterer are persuasive. Tr. 4 1201. The ALJ noted both that the RFC finding “includes limitations that
5 encompass the determination of Dr. Staley and Dr. Fitterer,” and that it “did not 6 include every environmental limitation they noted, [but] this slight variation does not 7 substantially affect the overall residual functional capacity or outcome of this
8 decision.” Tr. 1201. 9 Plaintiff contends the ALJ’s statement is incorrect. ECF No. 8 at 21. The 10 RFC finding includes a limitation that Plaintiff must “avoid concentrated exposure 11 to hazards, extreme cold, and pulmonary irritants.” Tr. 1193. Thus, although Drs.
12 Staley and Fitterer opined that Plaintiff must avoid even moderate exposure to 13 pulmonary irritants, the RFC finding indicates a lesser limitation to avoiding 14 concentrated exposure to pulmonary irritants.
15 As Plaintiff notes, this distinction is important because the vocational expert 16 testified that if the hypothetical limitation is “any pulmonary disability – or exposure 17 that becomes problematic.” Tr. 1235. The ALJ clarified that meant “if there’s any 18 [exposure] at all. So, in that case it would be avoiding even moderate exposure. The
19 hypothetical [before the VE] is avoiding concentrated exposure, which would be [] 20 less exposure than more full time.” Tr. 1235-36. In other words, the vocational 21 expert testified that a limitation of avoiding even moderate exposure would be 1 “problematic,” but that there are jobs including the limitation of avoiding 2 concentrated exposure. Because the difference in the pulmonary limitation assessed 3 by the doctors and the limitation in the RFC may in fact affect the availability of 4 jobs, the ALJ’s finding that there is no impact on the outcome and the ALJ’s failure
5 to explain the basis for including the lesser limitation in the RFC are errors. On 6 remand, the ALJ shall reconsider the opinions of Drs. Staley and Fitterer and include 7 all persuasive limitations in the RFC or provide a legally sufficient explanation for
8 any portion of the opinions which is not persuasive. 9 2. Thomas Genthe, Ph.D. 10 Dr. Genthe completed a DSHS Psychological/Psychiatric Evaluation form in 11 April 2019. Tr. 1078-83. Dr. Genthe diagnosed major depressive disorder with
12 anxious distress and post-traumatic stress disorder and assessed marked limitations 13 in six functional categories, with an overall severity rating of marked. Tr. 1080-81. 14 Dr. Genthe opined that Plaintiff is unlikely to function adequately or consistently in
15 a work setting until his psychological symptoms were managed more effectively. Tr. 16 1081. 17 The ALJ found Dr. Genthe’s opinion unpersuasive. Tr. 1203. Regarding 18 supportability, the ALJ found the marked limitations were not supported by the
19 findings in Dr. Genthe’s evaluation. Tr. 1203. Plaintiff reported he could care for 20 himself, make and keep appointments, did not require reminders for medication, was 21 able to do household chores, and was able to prepare meals. Tr. 1079, 1203. Mental 1 status exam results indicated Plaintiff was well groomed with good hygiene; his 2 speech was normal; he was open, cooperative, and friendly and appeared attentive 3 and interested in doing his best; his mood was reported as “nervous” and his affect 4 was anxious and depressed. Tr. 1081-82. The ALJ noted Plaintiff struggled with
5 some concentration tasks, but other mental status findings were generally normal. 6 Tr. 1082-83, 1203. Plaintiff contends the ALJ failed to explain how his self-care 7 activities contradicted Dr. Genthe’s opinion regarding workplace limitations in light
8 of qualifying statements such as Plaintiff’s daily routine “depends on how I feel,” 9 that he is unable to shop for himself because he gets confused, and his is constantly 10 worried and isolated. ECF No. 8 at 14 (citing Tr. 1079). Plaintiff also argues the 11 ALJ failed to explain how the mixed mental status exam findings are inconsistent
12 with the limitations assessed by Dr. Genthe. 13 Regarding consistency, the ALJ found that Dr. Genthe’s opinion is 14 inconsistent with the longitudinal record which documents only mild to moderate
15 limitations. Tr. 1203. Plaintiff argues this finding is unsupported by citations to the 16 record and is not sufficiently explained. The Court agrees the consistency factor is 17 not sufficiently explained. “The ALJ must do more than offer his conclusions. He 18 must set forth his own interpretations and explain why they, rather than the
19 doctors’, are correct.” Embrey v. Bowen, 849 F.2d 418, 421-22 (9th Cir. 1988). 20 The ALJ also cited the results of the Personality Assessment Inventory (PAI) 21 administered by Dr. Genthe which reflected that certain indicators fell outside of 1 the normal range, “suggesting that the respondent may not have answered in a 2 completely forthright manner.” Tr. 1083. Plaintiff points out the full analysis of the 3 PAI is not included in the record and there are no comments from Dr. Genthe 4 regarding the PAI in his opinion, so it is unclear how the PAI results were
5 considered. ECF No. 8 at 15; Tr. 1083. The Court agrees that to the extent the ALJ 6 relied on a partial PAI report, this is an insufficient basis for rejecting Dr. Genthe’s 7 opinion.
8 This matter is remanded on other grounds, but on remand, the ALJ shall also 9 reconsider Dr. Genthe’s opinion and provide legally sufficient reasons supported 10 by substantial evidence for finding any portion of the opinion unpersuasive. 11 3. Cara Kline, M.Ed.
12 In July 2018 and April 2019, Ms. Kline completed a DSHS WorkFirst 13 Documentation Request Form for Medical or Disability Condition. Tr. 989-92, 14 1084-86. In both opinions, she listed diagnoses of posttraumatic stress disorder and
15 major depressive disorder, and opined Plaintiff was unable to work more than 10 16 hours per week due to significant anxiety that interferes with his ability to interact 17 with others, stay in crowded places, and moderate his moods. Tr. 989, 1084. She 18 further stated that Plaintiff’s symptoms may exacerbate poor concentration, lack of
19 motivation/energy, and his ability to complete necessary tasks. Tr. 989, 1084. 20 The ALJ found Ms. Kline’s statements unpersuasive. Tr. 1202. Regarding 21 supportability, the ALJ noted there is no support for the limitations and statements. 1 Tr. 1202. Ms. Kline’s treatment records were from 2014 and 2017 and do not offer 2 insight into Plaintiff’s functioning in July 2018 or April 2019. Tr. 1202. Regarding 3 consistency, the ALJ considered the treatment records contemporaneous to Ms. 4 Kline’s opinions and found that the observations and activities in them were not
5 consistent with Plaintiff’s claims. Tr. 1202. 6 Since this matter is remanded for additional proceedings other grounds, Ms. 7 Kline’s opinion will be reevaluated as part of a new sequential evaluation.
8 4. Peter Metoyer, Ph.D. 9 Dr. Metoyer examined Plaintiff in June 2018 and diagnosed posttraumatic 10 stress disorder, panic disorder, major depressive disorder, learning disability, and 11 ADHD. Tr. 983-87. Functionally, Dr. Metoyer opined that Plaintiff’s remote, recent,
12 and immediate memory are mildly impaired; sustained concentration and persistence 13 are adequate; Plaintiff describes difficulty following through with tasks at home; his 14 ability to interact with coworkers and the public is likely moderately impaired; his
15 ability to maintain regular attendance in the workplace is moderately impaired; his 16 ability to complete a normal workday and workweek without interruption from 17 mental health symptoms is likely moderately impaired, and his ability to deal with 18 the usual stressors encountered in the workplace is markedly impaired if it involves
19 persistent activity, complex tasks, task pressure, or interacting with others. Tr. 987. 20 The ALJ found Dr. Metoyer’s opinion is unpersuasive. Tr. 1202. Regarding 21 supportability, the ALJ concluded the objective and mental status exam findings in 1 Dr. Metoyer’s report indicate no more than moderate limitations. Tr. 1202. The 2 ALJ acknowledged the mental status exam revealed some memory deficits but 3 observed that concentration was unremarkable. Tr. 985-86. Plaintiff contends this 4 is improper lay analysis, ECF No. 8 at 18, but it is the ALJ who is tasked with
5 interpreting the assessments and all other medical evidence. See Brown–Hunter v. 6 Colvin, 806 F.3d 487, 492 (9th Cir. 2015); see also Vertigan v. Halter, 260 F.3d 7 1044, 1049 (9th Cir. 2001) (noting the RFC determination is ALJ’s responsibility,
8 not physician’s). 9 Regarding consistency, the ALJ found Dr. Metoyer appeared to rely 10 significantly on Plaintiff’s subjective complaints, which were not consistent with the 11 treatment record. Tr. 1202. In assessing limitations, Dr. Metoyer noted that Plaintiff
12 reported difficulty following through with tasks and significant interpersonal 13 challenges in his personal life and work environments. Tr. 987. The ALJ observed 14 that, for example, in February 2018, shortly before Dr. Metoyer’s June 2018
15 assessment, the record indicates he was engaged and friendly with appropriate mood 16 and affect, and that he was active at church, which helped reduce his depression and 17 anxiety. Tr. 941, 1202. Similarly, in March 2018, mental status exam findings were 18 normal and he reported medication and counseling were helping. Tr. 937-38, 1202.
19 Plaintiff contends the ALJ made a “selective” citation of records and cites negative 20 findings. 21 1 Because this matter is remanded for additional proceedings other grounds, Dr. 2 Metoyer’s opinion will be reevaluated as part of a new sequential evaluation. 3 5. Lynda Trimble 4 Plaintiff’s friend/advocate Lynda Trimble completed a third-party function
5 report and a headache questionnaire in March 2018. Tr. 241-49. Ms. Trimble 6 indicated Plaintiff’s conditions affect lifting, squatting, bending, standing, walking, 7 kneeling, talking, stair climbing, memory, completing tasks, concentration,
8 understanding, following instructions, and getting along with others. Tr. 246. She 9 stated Plaintiff gets headaches daily and that she had witnessed “about 7” in the 10 previous two weeks. Tr. 249. According to Ms. Trimble, Plaintiff said when he has 11 a headache, his body hurts, he gets blurred vision, exhaustion, tiredness, and
12 weakness. Headaches last about an hour after he takes medication; once he gets a 13 headache, he is unable to do anything but lie down for hours. Tr. 249. 14 The ALJ considered Ms. Trimble’s statement and noted he is not required to
15 state the persuasiveness of the statement under 20 C.F.R. § 416.920c. Tr. 1200. The 16 ALJ stated that while he agreed that Plaintiff has some limitations due to his 17 impairments, Ms. Trimble’s statement is not entirely consistent with the 18 observations of medical professionals, the objective evidence, or Plaintiff’s activities
19 and reports to providers. Tr. 1200-01. Because this matter is remanded for 20 reconsideration on other grounds, Ms. Trimble’s statement must also be reevaluated 21 1 on remand, especially considering the need to further consider the headache 2 evidence. See infra. 3 B. Symptom Testimony 4 An ALJ engages in a two-step analysis to determine whether a claimant’s
5 testimony regarding subjective pain or symptoms is credible. “First, the ALJ must 6 determine whether there is objective medical evidence of an underlying impairment 7 which could reasonably be expected to produce the pain or other symptoms alleged.”
8 Molina, 674 F.3d at 1112 (internal quotation marks omitted). Second, “[i]f the 9 claimant meets the first test and there is no evidence of malingering, the ALJ can 10 only reject the claimant’s testimony about the severity of the symptoms if [the ALJ] 11 gives ‘specific, clear and convincing reasons’ for the rejection.” Ghanim v. Colvin,
12 763 F.3d 1154, 1163 (9th Cir. 2014) (internal citations and quotations omitted). 13 “General findings are insufficient; rather, the ALJ must identify what 14 testimony is not credible and what evidence undermines the claimant’s complaints.”
15 Id. (quoting Lester v. Chater, 81 F.3d 821, 834 (9th Cir. 1995)); see also Thomas v. 16 Barnhart, 278 F.3d 947, 958 (9th Cir. 2002) (“[T]he ALJ must make a credibility 17 determination with findings sufficiently specific to permit the court to conclude that 18 the ALJ did not arbitrarily discredit claimant’s testimony.”). “The clear and
19 convincing [evidence] standard is the most demanding required in Social Security 20 cases.” Garrison v. Colvin, 759 F.3d 995, 1015 (9th Cir. 2014) (quoting Moore v. 21 Comm’r of Soc. Sec. Admin., 278 F.3d 920, 924 (9th Cir. 2002)). 1 In assessing a claimant’s symptom complaints, the ALJ may consider, inter 2 alia, (1) the claimant’s reputation for truthfulness; (2) inconsistencies in the 3 claimant’s testimony or between her testimony and her conduct; (3) the claimant’s 4 daily living activities; (4) the claimant’s work record; and (5) testimony from
5 physicians or third parties concerning the nature, severity, and effect of the 6 claimant’s condition. Thomas, 278 F.3d at 958-59. 7 The ALJ found that Plaintiff’s medically determinable impairments could
8 reasonably be expected to produce his alleged symptoms, but his statements 9 regarding the intensity, persistence, and limiting effects of such symptoms are not 10 entirely consistent with the medical evidence and other evidence in the record. Tr. 11 1199.
12 In rejecting Plaintiff’s allegations regarding his physical symptoms, the ALJ 13 referred to his discussion of the evidence at step two. Tr. 1200. Plaintiff contends 14 the step two discussion provides no basis for discounting his allegations regarding
15 his physical disorders because the discussion at step two relates to severity. ECF 16 No. 8 at 22; Tr. 1195-96. To the extent the step two finding could be considered a 17 finding of a lack of objective evidence supporting certain physical impairments, 18 this is insufficient, standing alone, to justify rejecting all of Plaintiff’s physical
19 allegations. An ALJ may not discredit a claimant’s pain testimony and deny 20 benefits solely because the degree of pain alleged is not supported by objective 21 medical evidence. Rollins v. Massanari, 261 F.3d 853, 857 (9th Cir. 2001); 1 Bunnell v. Sullivan, 947 F.2d 341, 346-47 (9th Cir. 1991); Fair v. Bowen, 885 F.2d 2 597, 601 (9th Cir. 1989). Specifically, Plaintiff’s symptom statements regarding 3 his headaches appear insufficiently addressed. The ALJ found Plaintiff’s 4 headaches are not a severe impairment, noting that they “appear in the record from
5 time to time” but it is a “mild condition[] of short duration.” Tr. 1195. 6 Nevertheless, Plaintiff described significant limitations from headaches during 7 testimony and in his headache questionnaire. Tr. 250-51, 1222-25. The ALJ did
8 not give any reasons for giving little weight to Plaintiff’s statements regarding his 9 physical symptoms. 10 Next, the ALJ gave four reasons for finding Plaintiff’s mental health 11 symptoms are not fully credible: (1) there are periods of increased symptoms, but
12 they are typically related to situational stressors; (2) Plaintiff’s symptoms have 13 improved over time; (3) observations in the record are “generally normal”; and (4) 14 Plaintiff’s activities are inconsistent with his mental health allegations. Tr. 1199-
15 1200. Plaintiff contends none of these reasons are supported by the record and 16 offers another interpretation of the evidence. ECF No. 8 at 3-10. 17 The ALJ’s discussion of Plaintiff’s daily activities is insufficient. Tr. 1200. 18 The ALJ mentioned three activities in passing: Plaintiff reported he was actively
19 engaged in church, he was spending less time playing video games, and that he 20 was helping more with household chores. Tr. 1199-1200. Without more, it is not 21 apparent to the Court how these activities are inconsistent with Plaintiff’s mental 1 health allegations. Although the record is arguably mixed as to the first three 2 reasons, given that this matter is remanded on other grounds and the insufficiency 3 of the physical symptom testimony findings, on remand the ALJ should also 4 reassess Plaintiff’s mental health symptom testimony.
5 C. Headaches 6 Plaintiff contends the ALJ erred at step two by failing to properly evaluate his 7 headaches. At step two of the sequential process, the ALJ must determine whether
8 there is a medically determinable impairment established by objective medical 9 evidence from an acceptable medical source. 20 C.F.R. § 416.921. After a 10 medically determinable impairment is established, the ALJ must determine whether 11 the impairment is “severe;” i.e., one that significantly limits his or her physical or
12 mental ability to do basic work activities. 20 C.F.R. § 416.920(c). Regardless, the 13 ALJ must consider the effect of all impairments, including medically determinable 14 but non-severe impairments, in evaluating the RFC. 20 C.F.R. § 416.945(a)(2).
15 As noted above, the ALJ found Plaintiff’s headaches, along with several 16 other impairments, are “mild conditions [] of short duration, controllable, and/or 17 without significant effect on the claimant’s ability to perform work activities.” Tr. 18 1195. The ALJ cited some records mentioning headaches, including Plaintiff’s
19 headache questionnaire and Ms. Trimble’s headache questionnaire, Tr. 1195 20 (citing Tr. 249-51, 272, 325-26, 1006, 1404, 1417), but minimizes them while 21 failing to address other records involving reports or complaints of headaches, 1 including emergency room visits for headache pain. See ECF No. 8 at 11-12 (citing 2 Tr. 1222-23, 330, 375-78, 434, 380, 460, 472, 963-64, 1004, 1575). 3 The Court does not find that the ALJ erred by failing to find headaches are a 4 severe impairment, only that the ALJ’s consideration of the headache evidence is
5 insufficiently addressed. Defendant argues that step two was decided in Plaintiff’s 6 favor, and that any error regarding headaches at step two is harmless. ECF No. 10 7 at 5 (citing Buck v. Berryhill, 869 F.3d 1040, 1049 (9th Cir. 2017). However, as
8 discussed above, it is not clear that the ALJ adequately considered Plaintiff’s 9 headaches throughout the decision such that the effect of Plaintiff’s headaches on 10 his functioning, if any, was included in the RFC. 11 REMEDY
12 Plaintiff requests remand for an award of benefits. ECF No. 8. The decision 13 whether to remand for further proceedings or reverse and award benefits is within 14 the discretion of the district court. McAllister v. Sullivan, 888 F.2d 599, 603 (9th
15 Cir. 1989). An immediate award of benefits is appropriate where “no useful purpose 16 would be served by further administrative proceedings, or where the record has been 17 thoroughly developed,” Varney v. Sec’y of Health & Human Servs., 859 F.2d 1396, 18 1399 (9th Cir. 1988), or when the delay caused by remand would be “unduly
19 burdensome[.]” Terry v. Sullivan, 903 F.2d 1273, 1280 (9th Cir. 1990); see also 20 Garrison, 759 F.3d at 1021 (noting that a district court may abuse its discretion not 21 1 to remand for benefits when all of these conditions are met). This policy is based on 2 the “need to expedite disability claims.” Varney, 859 F.2d at 1401. 3 But where there are outstanding issues that must be resolved before a 4 determination can be made, and it is not clear from the record that the ALJ would be
5 required to find a claimant disabled if all the evidence were properly evaluated, 6 remand is appropriate. See Benecke v. Barnhart, 379 F.3d 587, 595-96 (9th Cir. 7 2004); Harman v. Apfel, 211 F.3d 1172, 1179-80 (9th Cir. 2000).
8 The Court finds that further administrative proceedings are appropriate. See 9 Treichler v. Comm’r of Soc. Sec. Admin., 775 F.3d 1090, 1103-04 (9th Cir. 2014). 10 There are several issues which must be resolved by the ALJ, including reassessment 11 of Plaintiff’s symptom statements, the medical opinions, and Plaintiff’s headaches.
12 The Court does not direct that any medical opinion or specific evidence should be 13 credited; only that the ALJ reconsider the sequential evaluation in light of the 14 insufficient findings identified herein.
15 CONCLUSION 16 Having reviewed the record and the ALJ’s findings, this Court concludes the 17 ALJ’s decision is not supported by substantial evidence and free of harmful legal 18 error. Accordingly,
19 IT IS HEREBY ORDERED: 20 21 1 1. Plaintiff's Brief, ECF No. 8, is GRANTED in part regarding Plaintiff's 2 || request to remand the case for further proceedings and DENIED in part regarding Plaintiff's request that the Court determine an award of benefits is appropriate. 4 2. Defendant’s Brief, ECF No. 10, is DENIED. 5 3. This case is REVERSED and REMANDED for further administrative proceedings consistent with this Order pursuant to sentence four of 42 U.S.C. § 405(g). 8 IT IS SO ORDERED. The District Court Executive is directed to enter this Order and provide copies to counsel. Judgment shall be entered for Plaintiff and the file shall be CLOSED. 11 DATED October 17, 2025.
13 Ye fest Senior United States District Judge 14 15 16 17 18 19 20 21
ORDER PEVERGING ANT RPENANDING TUE CONMNTCOTIONER °C