Shawn D. Jackson v. Hall County Government

568 F. App'x 676
CourtCourt of Appeals for the Eleventh Circuit
DecidedJune 4, 2014
Docket13-14299
StatusUnpublished
Cited by4 cases

This text of 568 F. App'x 676 (Shawn D. Jackson v. Hall County Government) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shawn D. Jackson v. Hall County Government, 568 F. App'x 676 (11th Cir. 2014).

Opinion

PER CURIAM:

Attorney Derriel MeCorvey appeals from the district court’s imposition of $12,000 in sanctions against him, pursuant to Fed.R.Civ.P. 11, in an underlying employment suit he filed on behalf of his client, Shawn D. Jackson, against the Hall County Government, Sheriff Steve Cronic, and Colonel Jeff Strickland (collectively the defendants). After a thorough review, we affirm.

I.

In April 2010, Jackson, represented by MeCorvey, brought suit against the Hall County Sheriffs Office and the individual defendants alleging, among other things, claims of racial discrimination and retaliation under Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq., and 42 U.S.C. § 1981 (Jackson I).

On March 3, 2011, the district court dismissed the claims against the Hall County Sheriffs Office with prejudice because the sheriffs office was not a legal entity with the capacity to be sued. Additionally, the court dismissed the claims against the individual defendants, without prejudice, due to insufficient service of process. The next day Jackson filed a second complaint, listing the identical claims from his first complaint {Jackson II)} 1 The defendants moved for partial *678 dismissal on the ground that Jackson’s Title VII claim against Hall County was time-barred. See 42 U.S.C. § 2000e-5(f)(1) (a plaintiff bringing suit under Title VII must file his complaint within 90 days of receiving his right-to-sue letter from the Equal Employment Opportunity Commission). In response, Jackson asserted that the statute of limitations had been tolled by the filing of Jackson I and thus his second complaint was timely. The district court granted the defendants’ motion and dismissed Jackson’s Title VII claim.

After discovery, Cronic and Strickland moved for summary, judgment on Jackson’s remaining § 1981 race discrimination and retaliation claims, which the district court granted. Jackson appealed this ruling. While Jackson’s appeal was pending in this court, the defendants moved for Rule 11 sanctions in the district court. As relevant to the instant appeal, the defendants requested sanctions based on counsel’s filing of the time-barred Title VII claim in Jackson II and on his refusal to dismiss that claim when alerted to the problem. The defendants also requested that sanctions be awarded based on the “frivolous and unfounded” § 1981 claims for which summary judgment had been granted.

Following a hearing, the district court issued a written order partially granting the defendants’ motion for sanctions. Specifically, the court awarded sanctions against McCorvey based on Jackson’s Title VII claim against Hall County, concluding that the claim was objectively frivolous because it was time-barred under clearly established case law from this circuit. As to the § 1981 claims, the court noted that, because the claims were pending on appeal, it would be “prudent to defer further consideration ... until the Eleventh Circuit has had the opportunity to evaluate plaintiffs arguments on appeal.” Therefore, the court denied without prejudice the defendants’ motion for sanctions as to those claims, but noted that the defendants could refile their claims within 30 days of an appellate decision affirming the grant of summary judgment.

After we affirmed the district court’s grant of summary judgment, Jackson v. Hall Cnty. Gov’t, 518 Fed.Appx. 771 (11th Cir.2013) (unpublished), the defendants filed a renewed Rule 11 motion, arguing that sanctions were also warranted on the § 1981 discrimination and retaliation claims. In a supplemental fee petition, the defendants requested a total of $50,416.50 in fees and expenses. At a hearing on the renewed Rule 11 motion, McCorvey argued, among other things, that he could not afford $50,000 in sanctions, and stated that he wished to introduce his financial records under seal to establish his inability to pay. Although the court stated that it did not find MeCorvey’s financial statement to be “an issue here,” the court permitted the documents to be entered into the record and explained, “I will review it and order it be sealed.”

The district court granted the renewed Rule 11 motion as to the § 1981 claims, concluding that the evidence was “so lacking” that Jackson could not even establish a prima facie claim of retaliation or discrimination. Consequently, McCorvey had failed to conduct a reasonable inquiry to determine whether there was a legitimate basis in fact before presenting the claims in court. Notably, the court highlighted that McCorvey had the benefit of “almost all the underlying facts and evidence and ample time to evaluate that evidence and consider the merit of these claims” because the majority of discovery had been *679 completed before Jackson II was even filed.

Turning to the amount of sanctions, the district court determined that $12,000, the amount of fees and costs that the defendants had incurred in bringing their two Rule 11 motions, would be appropriate to (1) encourage McCorvey to respect his Rule 11 obligations in the future, (2) appropriately compensate the defendants for the time and expense they had spent defending the meritless claims, and (3) effectively deter other attorneys from violating Rule 11. This is McCorvey’s appeal.

II.

We review a district court’s imposition of sanctions under Rule 11 for an abuse of discretion. Riccard, v. Prudential Ins. Co., 307 F.3d 1277, 1294 (11th Cir.2002). An abuse of discretion occurs if the judge fails to apply the proper legal standard or to follow proper procedures in making the determination, or bases an award upon findings of fact that are clearly erroneous. Peer v. Lewis, 606 F.3d 1306, 1311 (11th Cir.2010).

Rule 11 sanctions are warranted when a party files an action that: (1) has no reasonable factual basis; (2) has no reasonable chance of success based on the legal theory used, or that cannot be advanced as a reasonable basis to change existing law; or (3) is filed in bad faith for an improper purpose. Anderson v. Smithfield Foods, Inc., 353 F.3d 912, 915 (11th Cir.2003). In determining whether to impose sanctions, the district court determines “whether the party’s claims are objectively frivolous—in view of the facts or law—and then, if they are, whether the person who signed the pleadings should have been aware that they were frivolous; that is, whether he would have been aware had he made a reasonable inquiry.” Worldwide Primates, Inc. v. McGreal,

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Bluebook (online)
568 F. App'x 676, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shawn-d-jackson-v-hall-county-government-ca11-2014.