Shaw v. Bryant

19 N.Y.S. 618, 72 N.Y. Sup. Ct. 57, 47 N.Y. St. Rep. 227, 65 Hun 57
New York Supreme Court·Decided June 29, 1892·Published·Cited by 3 cases

Opinion

Patterson, J.

The judgment entered upon the report of the referee in this action must be reversed. There are two fatal errors pointed out by the appellants. The first consists in the allowance by the referee of an amendment which radically changed the issues raised by the pleadings, and allowed a new cause of action to be set up in the amended complaint. As the original complaint was framed, the action was for an injunction to restrain the Farmers’ Loan & Trust Company from paying over to the other defendants certain moneys therein referred to, and it was also asked that the court direct the said company to pay out of trust funds in its hands, belonging to the infant children of C. O’B. Bryant, the amount of the claim the plaintiff asserted against them for board and lodging furnished and moneys advanced for the necessary support, maintenance, education, and medical attendance of such infant defendants for a period intermediate the 17th June, 1882, and 2d April, 1885, and to require the said trust company to set apart and pay over to the plaintiff such portion of the annual income of the fund, or of the securities in which iPwas invested, as to the court might seem proper. Upon the answers interposed to this complaint the issues were referred. After much time spent in the trial of the case before the referee, an application was made by the counsel for plaintiff to amend the complaint; and the referee ordered that it be amended by allowing allegations to be inserted therein, which charged upon the defendant 0. O’B. Bryant a conversion of moneys paid by the trust to him as the supposed general guardian of his infant children, to be applied to their maintenance and support, but which it was alleged he appropriated to himself, and also allegations which would devolve upon the defendant C. O’B. Bryant a personal liability for the whole or some portion of the indebtedness the plaintiff claimed to be due her; and the amended complaint asks judgment, not only that the plaintiff may have a lien upon the fund or the proceeds thereof, but also against the defendants, and each of them, except the Farmers’ Loan & Trust Company, for $15,000 and interest, and, in case the court should determine that the infant defendants were not liable to pay the whole of the amount claimed, that the plaintiff have judgment against them for the amount which should be paid by them, and against the defendant C. O’Brien Bryant for the remainder of the said $15,000.

The difference between the two complaints is most marked; and by the amended complaint a new cause of action was introduced, namely, one to enforce against the father personally the claim, or some part of it, which by the original complaint was sought to be charged only upon the funds or securities in the hands of the Farmers’ Loan & Trust Company. By this-amendment the defendant C. O’B. Bryant was called upon to litigate a matter which was not in any way connected with the cause of action as set forth in the original complaint. It was entirely beyond the province of the referee to permit such an amendment. That a court or referee has no power to permit on the trial an amendment to a complaint or answer, which changes the cause of action or defense, or introduces a new cause of action or defense, follows from the terms of section 723 of the Code of Civil Procedure, and this view has been taken in Reeder v. Sayre, 70 N. Y. 181; Gas-Light Co. of Syracuse v. Rome, W. & O. R. Co., (Sup.) 5 N. Y. Supp. 459; Price v. Brown, 98 N. Y. 388; Freeman v. Grant, (Sup.) 8 N. Y. Supp. 912; Chapin v. Dobson, 78 N. Y. 74. That the amendment allowed by the referee introduces a new cause of action is beyond controversy; the original complaint being only for equitable relief, and the amended complaint claiming a personal judgment against one of the defendants by reason of acts set forth in that amended complaint which would, render him liable in a common-law action. Such defendant is not debarred from reviewing the decision of the referee by appeal. [620] He could not have moved against the order of the referee, as the proper way of reviewing the decision is by exception and an appeal from the judgment. Quimby v. Claflin, 77 N. Y. 270. Nor has he waived his right by answering. He did so on compulsion, and under protest.

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Shaw v. Bryant, 19 N.Y.S. 618, 72 N.Y. Sup. Ct. 57, 47 N.Y. St. Rep. 227, 65 Hun 57 (N.Y. Super. Ct. 1892).

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