MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be FILED regarded as precedent or cited before any Jun 23 2020, 10:49 am court except for the purpose of establishing the defense of res judicata, collateral CLERK Indiana Supreme Court estoppel, or the law of the case. Court of Appeals and Tax Court
ATTORNEY FOR APPELLANT ATTORNEY FOR APPELLEE Jennifer L. Koethe Curtis T. Hill, Jr. Navarre, Florida Attorney General of Indiana Josiah Swinney Deputy Attorney General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Shaun Walton, June 23, 2020 Appellant-Defendant, Court of Appeals Case No. 19A-CR-2664 v. Appeal from the LaPorte Superior Court State of Indiana, The Honorable Richard R. Appellee-Plaintiff Stalbrink, Jr., Judge Trial Court Cause No. 46D02-1812-F6-1347
Baker, Judge.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2664 | June 23, 2020 Page 1 of 6 [1] Shaun Walton appeals his conviction for Level 6 Felony Battery,1 arguing that
the trial court erred when it denied his motion for a mistrial. Finding no error,
we affirm.
Facts 2
[2] On October 30, 2018, Walton, a prisoner at the Indiana State Prison, was being
transported from his cell to a recreational area. Sergeant Adrianne Ball was
monitoring the situation and noticed that the officer transporting Walton had
released Walton from his grasp. Sergeant Ball assumed the role of transporting
Walton, at which point she discovered a bulge in his pocket. Once inside the
recreational area, Walton slipped out of Sergeant Ball’s grasp. Officer Jordan
Hufford, who was nearby, heard Sergeant Ball scream for help and ran over to
assist her. Officer Hufford then helped Sergeant Ball pin Walton down and
conduct a pat-down search, which revealed workout gloves, a radio, and
headphones on his person.
[3] Walton knew that prisoners could not take their headphones and/or radios with
them from their cells to the recreational area, so Sergeant Ball ordered Officer
Hufford to take those items from Walton. As Officer Hufford was doing so, he
accidentally broke the headphones. Walton then became angry and lunged at
1 Ind. Code § 35-42-2-1(c)(1), -1(e)(2). 2 We would advise Appellant’s counsel, in the future, to avoid using such inflammatory and emotional language in the Statement of Facts. This section is meant to succinctly describe the details of the case that led to the appeal at hand, not to passionately persuade a jury during closing argument.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2664 | June 23, 2020 Page 2 of 6 Sergeant Ball. A scuffle broke out, during which Walton pushed Sergeant Ball
to the ground and “gouged up” Officer Hufford’s face. Tr. Vol. II p. 156.
[4] On December 10, 2018, the State charged Walton with two counts of Level 6
felony battery. During Walton’s October 29-30, 2019, jury trial, the State called
Investigator Ashley Kilgore to testify as to what happened between Walton and
the two officers. Investigator Kilgore described how she met with Walton, read
him his Miranda3 Rights, and asked him to talk about the incident. After the
State asked if she had done just that, Investigator Kilgore said, “[y]es, and he
refused to speak with me.” Id. at 122. Then, outside the presence of the jury,
Walton’s counsel moved for a mistrial, arguing that the State’s reliance on
Walton’s post-Miranda silence as evidence was inappropriate. The State argued
that Investigator Kilgore commented on Walton’s silence only to show the
“completeness of the investigation.” Id. The trial court agreed to take the matter
under advisement.
[5] To rectify any harm that Investigator Kilgore’s testimony may have caused
Walton, the State, while in the presence of the jury, asked Investigator Kilgore,
“it’s certainly [Walton’s] right within the constitution to say nothing to you;
correct?” Id. at 123. Investigator Kilgore confirmed that it was Walton’s
constitutional right and that she had highlighted Walton’s silence only to
demonstrate that she had not skipped any steps in her investigative process.
3 Miranda v. Arizona, 384 U.S. 436 (1966).
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2664 | June 23, 2020 Page 3 of 6 [6] During a recess, the parties further argued over Walton’s motion for a mistrial,
which the trial court ultimately denied. However, the trial court agreed to
present Walton’s proffered final jury instruction about a defendant’s right to
post-Miranda silence, which reads as follows:
While it is true that the Miranda warnings provided to the defendant do not contain an express assurance that silence will carry no penalty, such assurance is implicit to any person who receives the warnings. In this circumstance, it would be fundamentally unfair and a deprivation of due process to allow the defendant’s silence to be used to impeach the explanation he offered at trial. When considering the propriety of the defendant’s testimony, you should not consider, in any way, that the defendant chose not to make a statement to investigators after being informed of his constitutional rights.
Appellant’s App. Vol. II p. 132.
[7] The jury found Walton guilty of one count of Level 6 felony battery, but not
guilty of the other. That same day, October 30, 2019, the trial court sentenced
Walton to one and one-half years, to be executed in the Department of
Correction. Walton now appeals.
Discussion and Decision [8] Walton’s sole argument on appeal is that the trial court erred when it denied his
motion for a mistrial. Specifically, Walton contends that the State
inappropriately referenced Walton’s post-Miranda silence to impeach his
testimony, which he argues was a clear due process violation warranting a
mistrial.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2664 | June 23, 2020 Page 4 of 6 [9] A mistrial is an “extreme remedy” that should be used only when no other
curative measure will rectify the situation. Moore v. State, 652 N.E.2d 53, 57
(Ind. 1995). The decision to grant or deny a mistrial is within the sound
discretion of the trial court, and we will reverse only when the decision is
clearly against the logic and effect of the facts and circumstances. Hall v. State,
722 N.E.2d 1280, 1282 (Ind. Ct. App. 2000). Upon review of a denial of a
motion for a mistrial, the defendant must demonstrate that the conduct
complained of was both in error and had a probable persuasive effect on the
jury’s decision. Pierce v. State, 761 N.E.2d 821, 825 (Ind. 2002).
[10] Walton argues that Investigator Kilgore’s testimony violated the Due Process
Clause of the Fourteenth Amendment to the United States Constitution. See
Doyle v. Ohio, 426 U.S. 610, 619 (1976); see also Anderson v. Charles, 447 U.S. 404,
407-08 (1980) (holding that “Miranda warnings inform a person of his right to
remain silent and assure him, at least implicitly, that his silence will not be used
against him[]”).
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MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be FILED regarded as precedent or cited before any Jun 23 2020, 10:49 am court except for the purpose of establishing the defense of res judicata, collateral CLERK Indiana Supreme Court estoppel, or the law of the case. Court of Appeals and Tax Court
ATTORNEY FOR APPELLANT ATTORNEY FOR APPELLEE Jennifer L. Koethe Curtis T. Hill, Jr. Navarre, Florida Attorney General of Indiana Josiah Swinney Deputy Attorney General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Shaun Walton, June 23, 2020 Appellant-Defendant, Court of Appeals Case No. 19A-CR-2664 v. Appeal from the LaPorte Superior Court State of Indiana, The Honorable Richard R. Appellee-Plaintiff Stalbrink, Jr., Judge Trial Court Cause No. 46D02-1812-F6-1347
Baker, Judge.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2664 | June 23, 2020 Page 1 of 6 [1] Shaun Walton appeals his conviction for Level 6 Felony Battery,1 arguing that
the trial court erred when it denied his motion for a mistrial. Finding no error,
we affirm.
Facts 2
[2] On October 30, 2018, Walton, a prisoner at the Indiana State Prison, was being
transported from his cell to a recreational area. Sergeant Adrianne Ball was
monitoring the situation and noticed that the officer transporting Walton had
released Walton from his grasp. Sergeant Ball assumed the role of transporting
Walton, at which point she discovered a bulge in his pocket. Once inside the
recreational area, Walton slipped out of Sergeant Ball’s grasp. Officer Jordan
Hufford, who was nearby, heard Sergeant Ball scream for help and ran over to
assist her. Officer Hufford then helped Sergeant Ball pin Walton down and
conduct a pat-down search, which revealed workout gloves, a radio, and
headphones on his person.
[3] Walton knew that prisoners could not take their headphones and/or radios with
them from their cells to the recreational area, so Sergeant Ball ordered Officer
Hufford to take those items from Walton. As Officer Hufford was doing so, he
accidentally broke the headphones. Walton then became angry and lunged at
1 Ind. Code § 35-42-2-1(c)(1), -1(e)(2). 2 We would advise Appellant’s counsel, in the future, to avoid using such inflammatory and emotional language in the Statement of Facts. This section is meant to succinctly describe the details of the case that led to the appeal at hand, not to passionately persuade a jury during closing argument.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2664 | June 23, 2020 Page 2 of 6 Sergeant Ball. A scuffle broke out, during which Walton pushed Sergeant Ball
to the ground and “gouged up” Officer Hufford’s face. Tr. Vol. II p. 156.
[4] On December 10, 2018, the State charged Walton with two counts of Level 6
felony battery. During Walton’s October 29-30, 2019, jury trial, the State called
Investigator Ashley Kilgore to testify as to what happened between Walton and
the two officers. Investigator Kilgore described how she met with Walton, read
him his Miranda3 Rights, and asked him to talk about the incident. After the
State asked if she had done just that, Investigator Kilgore said, “[y]es, and he
refused to speak with me.” Id. at 122. Then, outside the presence of the jury,
Walton’s counsel moved for a mistrial, arguing that the State’s reliance on
Walton’s post-Miranda silence as evidence was inappropriate. The State argued
that Investigator Kilgore commented on Walton’s silence only to show the
“completeness of the investigation.” Id. The trial court agreed to take the matter
under advisement.
[5] To rectify any harm that Investigator Kilgore’s testimony may have caused
Walton, the State, while in the presence of the jury, asked Investigator Kilgore,
“it’s certainly [Walton’s] right within the constitution to say nothing to you;
correct?” Id. at 123. Investigator Kilgore confirmed that it was Walton’s
constitutional right and that she had highlighted Walton’s silence only to
demonstrate that she had not skipped any steps in her investigative process.
3 Miranda v. Arizona, 384 U.S. 436 (1966).
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2664 | June 23, 2020 Page 3 of 6 [6] During a recess, the parties further argued over Walton’s motion for a mistrial,
which the trial court ultimately denied. However, the trial court agreed to
present Walton’s proffered final jury instruction about a defendant’s right to
post-Miranda silence, which reads as follows:
While it is true that the Miranda warnings provided to the defendant do not contain an express assurance that silence will carry no penalty, such assurance is implicit to any person who receives the warnings. In this circumstance, it would be fundamentally unfair and a deprivation of due process to allow the defendant’s silence to be used to impeach the explanation he offered at trial. When considering the propriety of the defendant’s testimony, you should not consider, in any way, that the defendant chose not to make a statement to investigators after being informed of his constitutional rights.
Appellant’s App. Vol. II p. 132.
[7] The jury found Walton guilty of one count of Level 6 felony battery, but not
guilty of the other. That same day, October 30, 2019, the trial court sentenced
Walton to one and one-half years, to be executed in the Department of
Correction. Walton now appeals.
Discussion and Decision [8] Walton’s sole argument on appeal is that the trial court erred when it denied his
motion for a mistrial. Specifically, Walton contends that the State
inappropriately referenced Walton’s post-Miranda silence to impeach his
testimony, which he argues was a clear due process violation warranting a
mistrial.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2664 | June 23, 2020 Page 4 of 6 [9] A mistrial is an “extreme remedy” that should be used only when no other
curative measure will rectify the situation. Moore v. State, 652 N.E.2d 53, 57
(Ind. 1995). The decision to grant or deny a mistrial is within the sound
discretion of the trial court, and we will reverse only when the decision is
clearly against the logic and effect of the facts and circumstances. Hall v. State,
722 N.E.2d 1280, 1282 (Ind. Ct. App. 2000). Upon review of a denial of a
motion for a mistrial, the defendant must demonstrate that the conduct
complained of was both in error and had a probable persuasive effect on the
jury’s decision. Pierce v. State, 761 N.E.2d 821, 825 (Ind. 2002).
[10] Walton argues that Investigator Kilgore’s testimony violated the Due Process
Clause of the Fourteenth Amendment to the United States Constitution. See
Doyle v. Ohio, 426 U.S. 610, 619 (1976); see also Anderson v. Charles, 447 U.S. 404,
407-08 (1980) (holding that “Miranda warnings inform a person of his right to
remain silent and assure him, at least implicitly, that his silence will not be used
against him[]”).
[11] Though the State contends that Investigator Kilgore’s response was appropriate
to describe the steps she took as part of her investigation, we find that her
response was ill-advised and had little relevance. Indiana Evidence Rule 403
states that “[t]he court may exclude relevant evidence if its probative value is
substantially outweighed by a danger of one or more of the following: unfair
prejudice, confusing the issues, misleading the jury, undue delay, or needlessly
presenting cumulative evidence.” And here, any relevance gleaned from
Investigator Kilgore’s reference to Walton’s post-Miranda silence was certainly
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2664 | June 23, 2020 Page 5 of 6 outweighed by a risk of prejudice. Thus, the complained of conduct was, to a
certain extent, erroneous.
[12] Nonetheless, any prejudicial harm caused by Investigator Kilgore’s statement
was cured by what took place after she testified; therefore, Walton has not
demonstrated that this reference to his silence had a probable persuasive effect
on the jury’s decision. Much of the argument surrounding Walton’s motion for
a mistrial took place outside of the jury’s presence; the reference to Walton’s
silence was an isolated statement made as part of Investigator Kilgore’s lengthy
testimony during a two-day jury trial; the State itself attempted to rectify any
harm by reminding the jury of Walton’s right to not have his post-Miranda
silence used against him; and the trial court included Walton’s proffered final
jury instruction about how relying on Walton’s post-Miranda silence would
violate Walton’s fundamental due process rights. In other words, we find little
to nothing in the record that would convince us that Investigator Kilgore’s
statement affected the jury’s decision. In sum, the trial court did not err by
denying Walton’s motion for a mistrial.
[13] The judgment of the trial court is affirmed.
Bradford, C.J., and Pyle, J., concur.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2664 | June 23, 2020 Page 6 of 6