Shaul v. Fidelity & Deposit Co.

131 Misc. 401, 227 N.Y.S. 163, 1928 N.Y. Misc. LEXIS 713
CourtNew York Supreme Court
DecidedFebruary 11, 1928
StatusPublished
Cited by9 cases

This text of 131 Misc. 401 (Shaul v. Fidelity & Deposit Co.) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shaul v. Fidelity & Deposit Co., 131 Misc. 401, 227 N.Y.S. 163, 1928 N.Y. Misc. LEXIS 713 (N.Y. Super. Ct. 1928).

Opinion

Heffernan, J.

This is an action against defendant on its undertaking of bail in the sum of $7,500 to the effect that one Philip Kastel would, at all times, render himself amenable to any mandate which might be issued to enforce a final judgment against him in an action by plaintiff.

The facts are not in dispute. On September 26, 1922, the grand jury of the county of Montgomery, at a Trial Term of the Supreme Court, returned an indictment against Kastel, charging him with the crime of grand larceny in the first degree in appropriating to his own use the sum of $5,565 belonging to this plaintiff. Kastel was brought to trial upon this indictment in the Montgomery County Court and on December 6, 1926, a judgment of conviction was rendered against him and he was thereupon sentenced to imprisonment in the State prison at Dannemora for a term of years. Thereafter this judgment was unanimously affirmed by the Appellate Division of the Supreme Court in this department. (People v. Kastel, 221 App. Div. 315.) Subsequently he appealed to the Court of Appeals in which court the cause is now pending. Defendant obtained a certificate of reasonable doubt from a judge of that court and is at large on bail. He has never actually been incarcerated by virtue of the judgment in the criminal proceedings.

The plaintiff instituted a civil action against Kastel in this court to recover the money misappropriated and converted and that action was based on the same transaction involved in the criminal proceedings. Plaintiff obtained an order from a justice of this court to accompany the service of the summons directing the sheriff of Montgomery county to arrest the defendant and hold him to bail in the sum of $7,500. By virtue of that order Kastel, on December 6, 1926, was apprehended and defendant in this suit, in order to procure his release on bail, gave the undertaking sued on.

On September 20, 1927, the civil action was brought to trial at [403]*403a Trial Term of this court and by consent of the parties was tried before the late Mr. Justice Angell without a jury. The clerk’s minutes show that at the conclusion of the testimony the court directed a judgment for plaintiff for the full amount claimed, with interest, aggregating $8,113.48. On September 23,1927, a judgment for plaintiff for that amount was entered and docketed in the clerk’s office. No written decision was ever made or filed and apparently plaintiff’s counsel neglected to present to Justice Angell the usual proposed decision containing findings of fact and conclusions of law with a direction for the entry of judgment based thereon. On October 22, 1927, an execution against property was issued on that judgment to the sheriff of the county of New York, being the county of the judgment debtor’s residence, and later this was returned unsatisfied. On November 1, 1927, a like execution was issued to the sheriff of Montgomery county and a like return made by that official. On November 4, 1927, an execution against the debtor’s person was issued to the sheriff of Montgomery county and on November 22, 1927, a return was made thereon that the defendant could not be located. Thereafter, this action was commenced.

Defendant challenges the validity of the judgment against its principal and contends that the paper so labeled is a nullity in the absence of a written decision and that it cannot be the basis of a valid execution and that the various executions issued thereon are void. The Civil Practice Act (§ 440) provides: The decision of the court upon the trial of the whole issues of fact must separately state the facts found and the conclusions of law, and direct the judgment to be entered thereon, which decision when filed shall form part of the judgment-roll.”

Section 442 of the same act fixes the time within which such a decision -must be filed and in the event of failure to do so either party may move at Special Term for a new trial upon that ground, and upon the hearing of the application the court must make an order for a new trial either absolutely or unless it is filed within a time specified in the order.

It is conceded that the judgment was entered without any decision upon which to base it. The case was tried but so far as the record shows has not been decided. In an action tried before the court without a jury there is no authority for the entry of a judgment until the court has made and filed a decision disposing of the issues. A final judgment determining the issues cannot be upheld in the absence of the findings or formal decision required by the provisions of the section quoted. It is no longer an open question that neither the entry in the clerk’s minutes nor the opinion of the court can [404]*404take the place of a formal decision. (Electric Boat Company v. Howey, 96 App. Div. 410; Kent v. Common Council, 90 id. 553; Smith v. Geiger, 202 N. Y. 306; Ventimiglia v. Eichner, 213 id. 147; Minner v. Minner, 238 id. 529.) While it is true that the presiding justice expressed the opinion that the plaintiff was entitled to recover and orally directed the entry of judgment, it is likewise true that this direction does not constitute a decision. Where no decision is filed or where the decision filed is insufficient to support the judgment the usual practice is to remit the case to the trial judge in order that the requisite decision may be made nunc pro tunc. (Hall v. Beston, 13 App. Div. 116; Shaffer v. Martin, 20 id. 304; People ex rel. Havron v. Dalton, 77 id. 499; Smith v. Geiger, supra.) The purpose of the decision evidently is that there shall be something to authenticate the judgment, something that shall place beyond doubt the precise points decided. Like the verdict of a jury the decision is not the judgment but an order for it and the judgment itself is the embodiment in legal procedure of the result of the decision.

It has long been settled by adjudication that a judgment or decree of a court which has jurisdiction of the parties and the subject-matter, unless reversed or annulled in some proper proceeding, is not open to attack in any collateral action or proceeding except for fraud in its procurement. It is an elementary principle, recognized in all the cases, that in order to give binding effect to a judgment of any court, whether of general or limited jursidiction, it is essential that the court should have jurisdiction of the person as well as the subject-matter and that the want of jurisdiction over either may always be set dp against a judgment when sought to be enforced or when any benefit is claimed under it. In this case it is not pretended that there is any other tribunal before which the plaintiff should have brought his suit. He submitted his claim to a court which has general jurisdiction in law and in equity. It may be conceded that the judgment is voidable and subject to annulment on a proper direct application for that purpose. Although the judgment is erroneous, it seems to me that it is not subject to collateral impeachment and that it must be respected until set aside. Where the statutes require findings of fact to serve as a basis of the judgment the omission of this requisite will render the judgment erroneous although not absolutely void. On the other hand, a judgment which is absolutely void compels no one, binds no one, protects no one,” is entitled to no respect and may be attacked in collateral proceedings by any one with whose rights or interests it conflicts.

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Bluebook (online)
131 Misc. 401, 227 N.Y.S. 163, 1928 N.Y. Misc. LEXIS 713, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shaul-v-fidelity-deposit-co-nysupct-1928.