Shauf v. Rios
This text of 313 F. Supp. 3d 1262 (Shauf v. Rios) is published on Counsel Stack Legal Research, covering District Court, W.D. Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
DAVID L. RUSSELL, UNITED STATES DISTRICT JUDGE
*1265Before the Court are Defendants Hector Rios, Laura Pitman, Greg Williams, Richard Wilson, and Carol Barrett's Motions to Dismiss, Docs. 15-18. Plaintiff's Second Amended Complaint brings an Eighth Amendment claim under
I. Background
According to the complaint, Randy Mounce is a very violent inmate. He first entered ODOC custody in 1994, sentenced to life imprisonment without parole for stabbing someone to death. See Doc. 3, at 3. Mounce committed various prison violations before arriving at LCF:
• August, 16, 1998: battery of another inmate
• October 12, 1998: battery of another person
• August 29, 2004: threatening bodily harm to another inmate
• September 18, 2009: stabbing of another inmate (Inmate "S")
• January 29, 2013: stabbing of another inmate (Inmate "N")
On December 19, 2014, ODOC transferred Mounce from a maximum-security prison to LCF, a private medium-security prison.
Mounce's misconduct continued while at LCF:
• December, 2014: positive test for methamphetamine
• April 22, 2015: battery of another inmate
• May 27, 2015: threatening bodily harm to another inmate (his cellmate)
• June 4, 2015: possession of methamphetamine
Plaintiff filed this Section 1983 action on June 30, 2017, against Hector Rios and Carol Barrett, and he amended it on August 24 to add Richard Wilson, Laura Pitman, *1266and Greg Williams. See Docs. 1 and 3. Defendant Rios is the Warden of LCF. He is allegedly responsible for oversight of all operations, including classification, discipline, and staff training. See Doc. 3, at 7. Defendant Barrett is an LCF case manager.
Free access — add to your briefcase to read the full text and ask questions with AI
DAVID L. RUSSELL, UNITED STATES DISTRICT JUDGE
*1265Before the Court are Defendants Hector Rios, Laura Pitman, Greg Williams, Richard Wilson, and Carol Barrett's Motions to Dismiss, Docs. 15-18. Plaintiff's Second Amended Complaint brings an Eighth Amendment claim under
I. Background
According to the complaint, Randy Mounce is a very violent inmate. He first entered ODOC custody in 1994, sentenced to life imprisonment without parole for stabbing someone to death. See Doc. 3, at 3. Mounce committed various prison violations before arriving at LCF:
• August, 16, 1998: battery of another inmate
• October 12, 1998: battery of another person
• August 29, 2004: threatening bodily harm to another inmate
• September 18, 2009: stabbing of another inmate (Inmate "S")
• January 29, 2013: stabbing of another inmate (Inmate "N")
On December 19, 2014, ODOC transferred Mounce from a maximum-security prison to LCF, a private medium-security prison.
Mounce's misconduct continued while at LCF:
• December, 2014: positive test for methamphetamine
• April 22, 2015: battery of another inmate
• May 27, 2015: threatening bodily harm to another inmate (his cellmate)
• June 4, 2015: possession of methamphetamine
Plaintiff filed this Section 1983 action on June 30, 2017, against Hector Rios and Carol Barrett, and he amended it on August 24 to add Richard Wilson, Laura Pitman, *1266and Greg Williams. See Docs. 1 and 3. Defendant Rios is the Warden of LCF. He is allegedly responsible for oversight of all operations, including classification, discipline, and staff training. See Doc. 3, at 7. Defendant Barrett is an LCF case manager.
II. Discussion
A complaint may be dismissed upon a motion for "failure to state a claim upon which relief can be granted." Fed. R. Civ. P. 12(b)(6). Federal Rule of Civil Procedure 8(a)(2) requires a "short and plain statement of the claim showing that the pleader is entitled to relief." The standard "does not require 'detailed factual allegations,' but it demands more than an unadorned, the-defendant-unlawfully-harmed-me accusation." Ashcroft v. Iqbal ,
Plaintiff brings an Eighth Amendment claim pursuant to
To allege a plausible Eighth Amendment failure-to-protect claim, Plaintiff must satisfy three elements: (1) objective harm, (2) a culpable state of mind, and (3) an "affirmative link" between a prison official's conduct and the constitutional violation. Schneider v. City of Grand Junction Police Dep't ,
First, the constitutional deprivation must be "sufficiently serious"-Plaintiff must plead facts establishing that he was "incarcerated under conditions posing a substantial risk of serious harm." Farmer ,
The second requirement is subjective and requires an official's " 'deliberate indifference' to inmate health or safety." Farmer ,
Third, Plaintiff must allege an "affirmative link" between the official's conduct and the constitutional violation, embodied by "personal involvement" and "causation." Schneider ,
A. Hector Rios
Plaintiff does not plead a plausible Eighth Amendment claim against Defendant Rios, the LCF Warden. Incorporating *1268the factual allegations above regarding Mounce's misconduct history, the Complaint alleges the following against Rios:
35. Defendant Rios was responsible for all operations of the LCF, including oversight of Unit Management and staff. This oversight would include approving classification recommendation and ensuring that properly classified offenders were housed at this facility and properly classified inmates were transferred to other appropriate facilities. Defendant Rios knew or should have known about the misconduct of Inmate Mounce to include violent misconduct or the threat of violent conduct. Defendant Rios would have known or should have known about the positive results for the drug screening test on the day of Inmate Mounce's arrival to the LCF. This should have prompted Defendant Rios to seek an immediate transfer for Inmate Mounce to return to maximum security. The willful or reckless failure to perform the foregoing duties and responsibilities constituted deliberate indifference to safety and well being of Boling.
....
37. Defendant Rios ... caused or failed to prevent Mounce, who is serving a life sentence, from being placed in a cell with a young man who was soon to be released, Boling, despite Mounce's demonstrated violent history toward other inmates, specifically after Mounce threatened his then cell mate on May 27, 2015.
....
43. All Defendants named herein, and others, were subjectively aware the Mounce posed a substantial risk to Boling and failed to take steps to prevent or mitigate such harm.
44. All Defendants were deliberately indifferent when they celled Mounce, a significant, demonstrated risk, with Boling, especially after being aware of the threats Inmate Mounce had made toward his cell mate on or before May 27, 2015.
45. Defendants Rios, Doe II, Richard Wilson, Doe III and Doe IV failed to adequately train, direct, supervise, and/or control the actions of its employees at LCF so as to prevent violation of Boling's constitutional rights, and the rights of others similarly situated.
46. Boling's constitutional rights were violated as a direct and proximate result of the Defendants' deliberate indifference.
Doc. 3, at 7-8, 11.
Plaintiff satisfies the objective requirement and pleads that Boling was "incarcerated under conditions posing substantial risk of serious harm." Farmer ,
Plaintiff's claim against Defendant Rios falls short, however, in meeting the remaining Section 1983 requirements. At first glance, Plaintiff employs many of the right state-of-mind buzzwords in his complaint-"Defendant Rios knew or should have known about [Mounce's] misconduct...."; he "would have known or should have known about the positive [methamphetamine] results...."; and his "willful or reckless failure to perform the foregoing duties and responsibilities constituted deliberate indifference." Doc. 3, at 7-8, 11. Further, at the motion-to-dismiss stage before discovery, an injured prisoner is in a difficult position to allege facts to support officials' deliberately indifferent state of mind and the affirmative link that caused harm. Other courts cite this quandary to justify broadly construing prisoner pleadings. See Budz ,
However, the task is a reasonable one, to raise the "right of relief above the speculative level." Twombly ,
Upon a closer look, Plaintiff's allegations regarding Defendant Rios's deliberate indifference and personal involvement merely disguise an impermissible respondeat superior claim. Rios is responsible for oversight of all LCF operations, including classification, discipline, and staff training. See Doc. 3, at 7. Thus, Plaintiff's argument proceeds, he "must have been aware" of his inferiors' conduct in housing a dangerous inmate Mounce with Boling "and [he] did nothing to prevent it." Keith ,
Instead, Plaintiff's complaint is littered with "should have" assumptions and conclusory allegations based solely on Rios's supervisory position as LCF Warden. "[A]n official's failure to alleviate a significant risk that he should have perceived but did not, while no cause for commendation, cannot under our cases be condemned as the infliction of punishment."
B. Laura Pitman
Plaintiff's claim against Defendant Pitman suffers from similar shortcomings. Pitman is Deputy Director/Administrator of Classification and Population for ODOC. Plaintiff alleges that she "knew or should have known of the long, violent history of Mounce toward other inmates," but took no action to protect Boling from this risk. Doc. 3, at 6. Her responsibility is oversight over "the classification system and the proper management of offenders to ensure the safety of the community, staff, visitors, and inmates." Id. at 10. Pitman's alleged knowledge of Mounce's violent background "should have prompted Defendant Pitman to pursue a Special Management status for Inmate Mounce."1 Id. Lastly, Pitman "failed to adequately train, direct, supervise, and/or control the actions of ... employees at DOC so as to prevent violation of Boling's constitutional rights, and the rights of others similarly situated." Id. at 11.
Again, searching for facts that make Plaintiff's claim against Defendant Pitman plausible, the Court is left with mere supervisory and vague allegations. A failure-to-train claim only suffices under Section 1983 if Plaintiff can plead an affirmative link. In other words, is the substantial risk of harm to Boling "predicated on a violation traceable to [Pitman's] 'own individual actions' "? Pahls ,
Further, without the conclusory "knew or should have known" language regarding Pitman's deliberate indifference, only Plaintiff's generalized allegation against "DOC" remains. Doc. 3, at 6. He alleges that "DOC was aware of the January, 2013 stabbing incident" regarding inmate "N," but withheld that information from *1271Mounce's transfer packet. Id. at 4. This undifferentiated allegation against "DOC" does not establish deliberate indifference. See Pahls ,
C. Greg Williams
Regarding Defendant Greg Williams, ODOC's Deputy Director of Private Prison Administration, Plaintiff pleads the same allegations as those against Pitman, save for one material addition. See Doc. 3, at 6-7, 10-11.
Defendant Williams approved the transfer of Mounce from Maximum Security to LCF (medium) and signed a form that read "Offender has minimum points. He has no active misconducts. Offender[']s last misconduct was on 06/[ ]30/2010." This was despite the documented stabbing of inmate "N" on January 29, 2013.
Id. at 10-11.
Williams allegedly signed this transfer form and withheld a documented instance of highly relevant misconduct, Mounce's stabbing of another inmate less than two years prior. This suggests he was aware of Mounce's misconduct history-which evinced a substantial risk of harm to LCF inmates-and ignored it in approving Mounce's transfer. Further, Williams's approval personally contributed to Boling's risky incarceration conditions.2 Williams may not have known that Mounce would be a danger to Boling in particular, but Mounce's violent history put Williams on notice that Mounce "posed a risk to a large class of inmates," especially Mounce's eventual cellmates. Greene ,
The Court's inquiry does not stop here. Williams, a state official acting in his official capacity at the time of the alleged conduct, asserts qualified immunity. "[C]ourts should resolve the 'purely legal question' ... raised by a qualified immunity defense 'at the earliest possible stage in litigation.' " Gross v. Pirtle ,
In asserting that Williams's alleged Eighth Amendment violation was clearly established, Plaintiff relies on the general rights outlined in Farmer to protection "from violence at the hands of other prisoners" and from incarceration "under conditions posing substantial risk of serious harm." Farmer ,
[W]here an inmate has a history of prison violence, clearly established over a lengthy period of time, there is no cause to doubt that further violence will ensue. Placing an inmate like Mounce with an inmate like Boling was throwing raw bloody meat to a wolf. The result was certain. There was no room for disagreement that such conduct violated the Eighth Amendment's duty to protect.
The Court is hesitant to adopt Plaintiff's broad, ipse dixit interpretation of clearly established law. First, the proposition distorts the law. To establish a substantial risk of serious harm under the Eighth Amendment, Plaintiff does not need to allege "that further violence will ensue."
Second-and more troubling to the "clearly established" prong-the Farmer court specifically noted that "[a]t what point a risk of inmate assault becomes sufficiently substantial for Eighth Amendment purposes is a question this case does not present," and the court "d[id] not address it."
With the Tenth Circuit silent on this issue, the Court finds that "the clearly established weight of authority from other courts shows that the right must be as plaintiff maintains." Harman ,
Whether the defendants knew that Wilkinson posed a specific risk to Pierson-rather than all the members of "E" dorm-is unimportant; for in order to establish a constitutional violation, it does not matter "whether a prisoner faces an excessive risk of attack for reasons personal to him or because all prisoners in his situation face such a risk."
The jury could have also found that [the defendants], knowing that Wilkinson posed a substantial risk of harm, disregarded that risk, first by assigning Wilkinson to the dorm and then by allowing him to remain following his weapons conviction.... Such inaction in the face of a substantial risk is sufficient to demonstrate deliberate indifference under the Eighth Amendment.
Further, Greene v. Bowles ,
Frezzell's lengthy prison misconduct record, including Frezzell's two convictions for felonious assault arising out of the Lucasville prison riot; Warden Brigano's admission of Frezzell's status as a predatory inmate; Warden Brigano's concessions that Frezzell had "a long institutional history of being a disruptive, violent inmate," J.A. at 409; and the fact that Frezzell was a maximum-security inmate.
Another case presents a converse, but equally relevant, situation. See Solis v. Cty. of Los Angeles ,
The Court is also persuaded by precedent holding prison officials liable under the Eighth Amendment in a similar context for directly celling a dangerous inmate with a potential victim. See, e.g., Bowen v. Warden Baldwin State Prison ,
If [officials] place a prisoner in a cell that has a cobra, but they do not know that there is a cobra there (or even that there is a high probability that there is a cobra there), they are not guilty of deliberate indifference even if they should have known about the risk, that is, even if they were negligent-even grossly negligent or even reckless in the tort sense-in failing to know. Bowers v. DeVito ,686 F.2d 616 , 618 (7th Cir. 1982). But if they know that there is a cobra there or at least that there is a high probability of a cobra there, and do nothing, that is deliberate indifference.
Billman ,
With regard to Williams's alleged deliberate indifference, Plaintiff also defeats qualified immunity. Plaintiff plausibly alleges that Williams was aware of, and misrepresented, Mounce's misconduct history by omitting one of his documented pre-LCF stabbings. Further, Williams must have known that upon transfer to a medium-security prison, Mounce would likely be exposed to other inmates. "Regardless of how prison officials become subjectively aware of a substantial risk of serious harm to an inmate-and indeed, even in situations where the prisoner himself remains oblivious to the potential harm-the Eighth Amendment requires them to respond reasonably." Howard v. Waide ,
Lastly, unlike Plaintiff's allegations against Defendants Rios and Pitman, his Eighth Amendment claim against Williams is "predicated on a violation traceable to a defendant-official's 'own individual actions.' " Pahls ,
D. Richard Wilson
Defendant Richard Wilson first moves to dismiss Plaintiff's Eighth Amendment claim on statute of limitations grounds. Oklahoma has a two-year statute of limitations for Section 1983 claims. Price v. Philpot ,
Plaintiff concedes that his amended complaint does not relate back because "a plaintiff's lack of knowledge of the intended defendant's identity is not a 'mistake *1276concerning the identity of the proper party' within the meaning of [ Federal Rule of Civil Procedure 15(c)(1)(C)(ii) ]."5 Garrett v. Fleming ,
Without ruling on the first two potential exceptions, the Court finds that Plaintiff's legal disability tolls his claim against Defendant Wilson and others responsible for his alleged constitutional injury until "one (1) year after such [legal] disability shall be removed."
Considering the broad "plain meaning of the words used by the legislature in light of subsequent analysis offered by the [Oklahoma] appellate courts," the concept of "legal disability" under Section 96 covers much more than just minors, as Defendant Wilson incredulously suggests.
Second, Defendant Wilson argues that Plaintiff fails to state a plausible claim for relief. Wilson is an LCF Unit Manager who oversaw Mounce and Boling's unit during the alleged attack. Id. at 2. After Mounce's case manager investigated him for threatening his cellmate on May 27, 2015, Wilson "recklessly failed to house Mounce alone in a Segregation Unit, and directed that Boling be housed with him." Id. at 5. He was "responsible for oversight of the unit record keeping system to ensure that detailed information about each offender housed in [his] unit is maintained by ... staff." Id. at 8. Plaintiff also alleges that Wilson was personally responsible to "be aware of the history of Mounce" and he "knew or should have known about Mounce's violent conduct. Defendant Richard Wilson had the responsibility to ensure that Mounce was not classified for medium security."6 Id. at 8-9. Lastly, Wilson *1277"failed to adequately train, direct, supervise, and/or control the actions of ... employees at LCF so as to prevent violation of Boling's constitutional rights, and the rights of others similarly situated." Id. at 11.
Again, Plaintiff has plausibly alleged substantial risk of serious harm. See supra , Part II(A), at 1268-69. Moving to the remaining Eighth Amendment elements, the Court rejects Plaintiff's conclusory failure-to-train allegation. Nonetheless, he alleges other facts that establish Defendant Wilson's deliberate indifference and personal involvement. Unlike Warden Rios, Wilson had more than a general supervisory responsibility over LCF officials. He had direct oversight of the record keeping system and assignments in Mounce and Boling's unit, and he "directed that Boling be housed with Mounce." Doc. 3, at 5. Therefore, it was plausible that Wilson was aware of Mounce's extensive misconduct history; in Mounce's six months at LCF before Wilson celled him with Boling, his record included a positive methamphetamine test, battery of another inmate, and a threat against his prior cellmate. See id. at 4-5. Wilson also allegedly became Mounce's Unit Manager as a result of his threats to his prior cellmate, making it likely that Wilson knew of Mounce's danger. Despite awareness of this substantial risk of serious harm to the inmates in Wilson's unit, he "failed to house Mounce alone in a Segregation Unit" and exposed Boling to the risk that ultimately incapacitated him. Thus, Plaintiff's claim against Defendant Wilson pleads a plausible claim for relief under the Eighth Amendment.
E. Carol Barrett
Lastly, Plaintiff states a plausible claim against Defendant Barrett, the LCF case manager that conducted Mounce's "Custody Assessment Scale form" recommending medium-security. Doc. 3, at 2. In doing so on January 9, 2015, Barrett "recklessly omitted several relevant facts" on the form that "would have increased" Mounce's security level. Id. at 5. Plaintiff also pleads the following against Barrett:
[She] recklessly failed to properly screen and document the misconduct of Inmate Mounce to include violent misconduct or the threat of violent conduct, and to recommend maximum security or isolation for Mounce.... Carol Barrett ... knew or should have known about the positive results for the drug screening test on the day of Inmate Mounce's arrival to the LCF. This should have prompted Defendants to seek an immediate transfer for Inmate Mounce to return to maximum security.
Id. at 8.
The link between Barrett's alleged conduct and the harm to Boling is clear, given that Barrett's security recommendation allegedly caused LCF to cell Mounce in the general population. Yet, the parties dispute whether Plaintiff's allegations amount to recklessness or mere negligence. To assess Barrett's state of mind, the Court must view the information in Barrett's possession at the time she recommended medium-security to determine if she deliberately ignored a substantial risk. To that end, Plaintiff's complaint is rather vague; other than the positive drug test, it is unclear what facts she "recklessly omitted" from the form. Id. at 5. However, viewing the allegations in the light most favorable to Plaintiff, the Court finds that Barrett's alleged failure to "document the misconduct of Inmate Mounce to include violent misconduct or the threat of violent conduct" establishes that she was aware of Mounce's violent history and deliberately ignored it. Id. at 8; see Lane ,
*1278the statement need only give the defendant fair notice of what the claim is and the grounds upon which it rests."). Thus, with regard to Defendant Barrett, Plaintiff sufficiently "nudges [his] claim[ ] across the line from conceivable to plausible." Robbins ,
III. Conclusion
"Being violently assaulted in prison is simply not 'part of the penalty that criminal offenders pay for their offenses against society.' " Farmer ,
IT IS SO ORDERED this 2nd day of March, 2018.
Related
Cite This Page — Counsel Stack
313 F. Supp. 3d 1262, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shauf-v-rios-okwd-2018.