Shapiro v. New York City Police Department

157 Misc. 2d 28, 595 N.Y.S.2d 864, 1993 N.Y. Misc. LEXIS 96
CourtNew York Supreme Court
DecidedFebruary 22, 1993
StatusPublished
Cited by8 cases

This text of 157 Misc. 2d 28 (Shapiro v. New York City Police Department) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shapiro v. New York City Police Department, 157 Misc. 2d 28, 595 N.Y.S.2d 864, 1993 N.Y. Misc. LEXIS 96 (N.Y. Super. Ct. 1993).

Opinion

[29]*29OPINION OF THE COURT

Stephen G. Crane, J.

This is a CPLR article 78 proceeding to review respondent’s determination dated May 18, 1992, revoking petitioner’s pistol licenses.

Petitioner is a City Marshal. As a result of a complaint of an incident on July 26, 1990, that petitioner displayed his pistol during a traffic dispute, the License Division suspended his licenses. He surrendered his firearms and requested a hearing. (38 RCNY 5-30 [h].) The notice of hearing specified the purpose: to examine the July 26 incident. The notice said petitioner’s entire record would be considered.

Hearing Officer Aliza Felix conducted the hearing. The investigating detective testified. He relayed information from the complainant, a taxi driver, and his passenger, independently interviewed. The complainant said that a car stopped in front of his cab, a man exited, put a gun to his head, made ethnic remarks, flashed a gold shield, threatened to arrest him, ripped the gear shift from the cab and drove off. By telephone interview, the passenger separately corroborated these essentials. This witness had seen a Marshal’s plaque in the rear window of the car, and he gave the detective the license plate number of what turned out to be petitioner’s car.

Petitioner denied any incident involving his pistols. He testified only that an aggressive cab driver tried to cut him off during heavy traffic. He mentioned that the cab bumped his car without causing damage. He denied ripping the gear shift or displaying his pistol which remained bolstered.

On the basis of this hearing, the respondent revoked petitioner’s licenses. Petitioner began an earlier CPLR article 78 proceeding. However, on cross motion of respondent, the matter was remanded for a new hearing. Because the cassette tape of the hearing was defective, the hearing had never been recorded and no transcript was made.1

At the new hearing on January 24, 1992, the detective testified to the same hearsay as in the first hearing. Petitioner testified that he had stalled and the cab bumped him. He wrote the cab’s license number in his diary, but he brought the wrong year’s diary to the hearing. Petitioner denied leaning into the cab, pulling out its gear shift or saying anything to the driver. He said he never saw the passenger.

[30]*30After a short recess, the Hearing Officer asked petitioner, over objection, whether he remembered testifying at the prior hearing that he had a problem with the car, got out, went over to the taxi driver to talk and pulled out his gear shift. Petitioner objected because there was no transcript and the Hearing Officer, if relying on her recollection, was making herself a witness.

In her decision revoking petitioner’s licenses, the Hearing Officer credited the hearsay, particularly from the passenger. She criticized petitioner’s lack of recall and his failure to bring the correct diary. The Hearing Officer was also influenced by a prior incident in November 1986, where petitioner pulled his pistol during a traffic dispute. On appeal the License Division agreed with the Hearing Officer.

This proceeding challenges the fairness of the Hearing Officer at the second hearing. Petitioner recognizes the admissibility of hearsay at an administrative hearing but argues that no rational basis supports the revocation. Respondent’s answer denies that the first hearing was never recorded, but, to the contrary, alleges that it was recorded on a dysfunctional cassette. Respondent concludes that the revocation was rational, reasonable and (by way of muddying the water) supported by substantial evidence.

Because the phrase "substantial evidence” is one of art (CPLR 7803 [4]), and was intruded into this proceeding by respondent alone, the court confronted the need to transfer the case to the Appellate Division pursuant to CPLR 7804 (g). Looking for guidance from past gun licensing cases in the Appellate Division, First Department, this court found no clear answer. The Appellate Division confirms transferred CPLR article 78 gun licensing cases, without comment on this procedure, as often as it affirms or reverses such cases in equal procedural silence. (Compare, Matter of Goldstein v Brown, 189 AD2d 649; Matter of Conners v New York City Police Dept., 180 AD2d 427, lv denied 80 NY2d 759; Matter of Beninson v Police Dept., 176 AD2d 183,2 with Matter of Liu v New York City Police Dept., 188 AD2d 284; Sewell v City of New York, 182 AD2d 469,3 lv denied 80 NY2d 756; Matter of Robinson v Ward, 181 AD2d 585.)

[31]*31CPLR 7804 (g) prescribes a transfer to the Appellate Division where an issue is raised of substantial evidence, as specified in subdivision (4) of CPLR 7803. By an amendment in 1990 (L 1990, ch 575), subdivision (g) was altered to require Supreme Court, before such transfer, to dispose of "such other objections as could terminate the proceeding.” If the proceeding is not ended by resort to this device, it gets transferred to the Appellate Division which reviews all issues in the case including the substantial evidence question. (See, McLaughlin, Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR C7804:9, 1993 Pocket Part, at 273.) The question that subdivision (g) focuses on in CPLR 7803 (4) is: "whether a determination made as a result of a hearing held, and at which evidence was taken, pursuant to direction by law is, on the entire record, supported by substantial evidence.”

For the case at bar, it might be a glib answer, to the question whether this proceeding must be transferred, to observe that petitioner simply has not raised the issue of substantial evidence. But, CPLR 7804 (g) is not limited to the petitioner; the substantial evidence question may also be raised by a respondent. The Licensing Division, perhaps without thinking, has argued that its determination is not only rational but supported by substantial evidence. Therefore, the court needs to analyze the administrative procedure for gun licensing and revocation in the City of New York in order to ascertain whether respondent’s second hearing was one at which evidence was taken and a hearing was held pursuant to direction by "law.”

The "law” is found in Penal Law § 400.00 (11) and Administrative Code of the City of New York § 10-131 (a) (1). The Penal Law merely prescribes automatic revocation upon the conviction of the licensee of a serious offense. Moreover, in the City of New York the licensing officer is authorized to revoke and cancel licenses at any time. This authority is uncircumscribed. The only statutory duty the official has is to notify various agencies of the revocation without delay. Section 10-131 of the Administrative Code vests in the Police Commissioner of the City of New York the authority to grant licenses [32]*32under Penal Law § 400.00. The only reference to any hearing whatever is found in section 5-30 (h) of the Rules of the Police Department (38 RCNY 5-30 [h]): If suspended or revoked, the licensee may submit a written request for a hearing to appeal the decision.

Professor Siegel has opined that the hearing requirement may be express or implied. (Siegel, NY Prac § 560, at 878 [2d ed], citing Hecht v Monaghan,

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Bluebook (online)
157 Misc. 2d 28, 595 N.Y.S.2d 864, 1993 N.Y. Misc. LEXIS 96, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shapiro-v-new-york-city-police-department-nysupct-1993.