Shapiro v. Central Intelligence Agency

272 F. Supp. 3d 115
District Court, District of Columbia·Decided August 8, 2017·No. Civil Action No. 2014-0019·Published·Cited by 1 cases

Opinion

MEMORANDUM OPINION

CHRISTOPHER R. COOPER, United States District Judge

Plaintiff Ryan Shapiro filed Freedom of Information Act requests with the Central Intelligence Agency, the National Security Agency, the Department of Defense’s Defense Intelligence Agency, and the Federal Bureau of Investigation seeking any document that mentions or references former South African President Nelson Mandela, and later filed suit to compel compliance with his requests. Three of the agencies are still in the process of reviewing and releasing responsive records, but the FBI completed its production and moved to dismiss Shapiro’s complaint or, alternatively, for summary judgment. The Court ruled on the motion, as well as Shapiro’s cross-motion for summary judgment, earlier this year. See Shapiro v. Cent. Intelligence Agency, 247 F.Supp.3d 53, 59-61, 2017 WL 1216505, at *1 (D.D.C. Mar. 31, 2017).

The Court rejected most of Shapiro’s numerous objections to the FBI’s with-holdings, but -two issues remained unresolved. First, the Court reserved judgment on the FBI’s application of Exemption 5— which covers pre-decisional documents that are part of the agency’s deliberative process — to withhold a draft operations plan for a U.S. delegation’s attendance at President Mandela’s funeral. See id. at 62-64, 2017 WL 1216505, at *3-4. Accordingly, it ordered the FBI to submit an unredact-ed version of that plan for the Court’s in camera review. See March 31, 2017 Order, ECF No. 80. Second, the Court denied both parties’ motions with respect to'the FBI’s determination of what constitutes a responsive record because “[without further details in the record about how the FBI determined which pages within these documents were responsive, the Court [was] unable to resolve this issue.” Shapiro, 247 F.Supp.3d at 75, 2017 WL 1216505, at *12. The Court invited the FBI to either release the pages identified by Shapiro as responsive to his request or renew its motion for summary judgment by filing a supplemental declaration explaining how it made these determinations. See March 31, 2017 Order, ECF No. 80. Upon studying the FBI’s ex parte filing and its supplemental declarations, and for the reasons discussed below, the Court is convinced that the FBI has successfully discharged its FOIA obligations and will grant summary judgment in its favor. 1

Exemption 5 covers “inter-agency or intra-agency memorandums[,]” 5 U.S.C. § 522(b)(5), that are both “pre-deci- *118 sional” and “deliberative.” Shapiro, 247 F.Supp.3d at 63, 2017 WL 1216605, at *3 (quoting Tax Analysts v. IRS, 117 F.3d 607, 616 (D.C. Cir. 1997)). In its earlier ruling, the Court was unable to .determine if a “ten-page draft Operations Plan concerning preparations for sending a U.S. delegation to South Africa for former President Mandela’s funeral” was properly-withheld because it was unclear if this plan was merely “logistical” or included the type of “conclusions, recommendations, or opinions” that Exemption 5 was intended to protect. Id. Now, having reviewed the document for itself, the Court finds it was properly withheld under Exemption 5: The plan was distributed between agencies; it was a pre-decisional draft that was “recommendatory in nature” and could not have become final without additional inputs; and it was part of the “give-and-take of the consultative process” that occurs between governmental agencies when preparing for an international event with potential security threats. Hooker v. U.S. Dep’t of Health & Human Servs., 887 F.Supp.2d 40, 56 (D.D.C. 2012), aff' d by 2014 WL 3014213 (D.C. Cir. May 13, 2014). And while the plan does include some factual material, “[t]he choice of what factual material ... to include or remove during the drafting process” appears to have been “part of the [FBI’s] deliberative process, and thus is properly exempt under Exemption 5.” Id. (citing ViroPharma Inc. v. Dep’t of Health and Human Servs., 839 F.Supp.2d 184, 193 (D.D.C. 2012)).

The final loose end concerns Shapiro’s challenges to "the FBI’s non-responsiveness determinations: The crux of Shapiro’s argument was this: once the FBI locates a reference to the subject of a FOIA inquiry in a document or file — no matter the type of document or its size — the agency must release the entire document because it constitutes a single responsive record. Specifically, Shapiro pointed to the FBI’s release of non-consecutive pages within a larger document, arguing that he was entitled to all pages between those released pages, which-he refers to as “the missing pages.” The FBI disagreed, relying on the agency’s longstanding practice of locating responsive pages within an off-topic “cross-reference” file and providing additional pages as needed for context -without releasing the document as a whole. The Court found that the “FBI’s practice is consistent with the D.C. Circuit’s guidance[,]” which permitted agencies to use their own definitions of a responsive record, subject to certain limitations. Shapiro, 247 F.Supp.3d at 74-75, 2017 WL 1216505, at *11. In addition, it set forth a standard, reproduced below, for reviewing such responsiveness determinations:

The burden will first rest with the agency to justify its. actions when singling out a responsive record from a greater .compilation of documents. If satisfactory, the agency’s explanation will merit a presumption of good faith. The requester, however, remains free to challenge the agency!s explanation by offering evi.dence of positive indicia that the responsive material was inappropriately withheld or of bad faith on the part of the agency. The agency will then have an opportunity to respond to the requester’s allegations, and the Court will re.view their arguments on-the merits.

Shapiro, 247 F.Supp.3d at 75, 2017 WL 1216505, at *12. The Court requested more information from the FBI about its responsiveness determinations here because the record lacked the necessary level of detail to permit effective review of the agency’s actions.

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Shapiro v. Central Intelligence Agency, 272 F. Supp. 3d 115 (D.D.C. 2017).

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