SERBAN v. State

959 N.E.2d 390, 2012 Ind. App. LEXIS 11, 2012 WL 78180
CourtIndiana Court of Appeals
DecidedJanuary 11, 2012
Docket02A03-1106-CR-285
StatusPublished
Cited by5 cases

This text of 959 N.E.2d 390 (SERBAN v. State) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
SERBAN v. State, 959 N.E.2d 390, 2012 Ind. App. LEXIS 11, 2012 WL 78180 (Ind. Ct. App. 2012).

Opinion

OPINION

BAKER, Judge.

In this case, a highly-respected attorney took an unfortunate turn down a criminal path, stealing more than $200,000 from over one hundred clients who had placed their trust in him and to whom he owed immense fiduciary duties. He requests that we revise the eleven-year sentence that was imposed after he pleaded guilty to Corrupt Business Influence, 1 a class C felony; and Theft, 2 a class D felony. Insofar as stealing from his clients injured not only the clients, but also the legal profession into which the public should be able to place its trust, we emphasize the gravity of these offenses. Moreover, this attorney used his professional accomplishments to place himself in a position of trust so that he could victimize his clients. Accordingly, we decline to revise his sentence.

Appellant-defendant Daniel E. Serban appeals his eleven-year aggregate sentence, arguing that it is inappropriate in light of the nature of the offenses and his character. Finding that Serban has failed to demonstrate that his sentence is inappropriate and noting that the State did not cross-appeal for a longer sentence, we affirm the decision of the trial court.

FACTS

Serban was an attorney practicing law in Fort Wayne. From January 2006 to August 2010, Serban mishandled the funds of over one hundred clients, stealing $283,000. Serban’s former employees observed “significant irregularities” in Serban’s law office trust account (Trust Account) and collection trust account (Collection Account), which were only accessible by Serban. Appellant’s App. p. 16. As of December 31, 2009, approximately 680 checks drawn on the Collection Account had not cleared.

More particularly, in one instance, Ser-ban represented R. Bruce Dye in seeking *392 contribution from Dye’s two former partners from a partnership. The Allen Superior Court entered two judgments of $50,849.41 for Dye on January 29, 2008, 3 which a panel of this Court affirmed by a memorandum decision issued on October 31, 2008. 4 The judgments were satisfied in January 2009, with checks deposited into the Trust Account. Serban filed releases of the judgments with the Allen Superior Court on February 11, 2009, but did not report receipt of the payments to Dye. In late July 2009, Dye, through his attorney Dale Bloom, questioned Serban about the judgments. ' In early August, Serban informed Bloom that only $10,000 had been collected and that Dye still owed Serban over $8,000 in legal fees and sent Dye a check drawn from the Trust Account for $1,740. When Bloom made further investigation, he learned that the judgments had been paid in full and released.

When confronted with the truth, Serban denied any wrongdoing and provided Bloom with a check payable to Dye for $99,202.77 drawn from a different trust account (Alliance Account). Serban could not explain why this check was not drawn from the Trust Account into which the judgment checks were originally deposited, but bank records reflected a deposit of $89,000 into the Trust Account on August 20, 2009, followed by a transfer of the same to the Alliance Account on August 26, 2009. Serban later admitted that he misappropriated the $89,000 from the Carol M. Bowser Estate. Serban drafted a check payable to him for $89,000 drawn from the Bowser Estate, forged the signature of the Estate’s Personal Representative, Carol’s seventy-eight-year-old brother, Donald Bowser, and deposited the check into the Trust Account.

In another incident, Serban’s law firm handled the delinquent collection for an Allen County law firm. When lawyers from that firm realized that it had not received any collection payments from Ser-ban in over a year and confronted him, he presented them with a check drawn from the Collection Account. Serban acknowledged the underpayment and promised to “look into it.” Appellant’s App. p. 16-17.

On September 1, 2010, Serban was charged with Count I, corrupt business influence, a class C felony; and Count II, theft, a class C felony. On September 3, 2010, Serban was charged with Count III, forgery, a class C felony; and Count IV, theft, a class D felony.

On April 11, 2011, Serban pleaded guilty to Count I and Count IV pursuant to a plea agreement under which the State would dismiss the remaining charges. Serban was to pay restitution, but sentencing was left to the discretion of the trial court.

On May 13, 2011, a sentencing hearing was held. As for mitigating factors, the trial court noted Serban’s low risk to reof-fend, his intent to make full restitution, and his guilty plea and acceptance of responsibility.

In aggravation, the trial court observed the minimum of thirty-six months that Serban had engaged in misconduct. Additionally, the trial court noted that there had been between 300 and 600 transactions which translated into that many instances of misconduct and observed that the statute only required two instances of misconduct. The trial court also highlighted the fact that Serban had used his position of trust to steal $283,000. Furthermore, although the trial court did not consider it a significant aggravating factor, the trial *393 court pointed out the collateral damage that Serban’s misconduct had caused, namely, the damage to the reputation of other attorneys who had relied on Serban to assist them with clients.

After concluding that the aggravating factors substantially outweighed the mitigating factors, the trial court sentenced Serban to eight years on Count I, with four years executed and four years suspended and to three years on Count IV, with one and one-half years executed and one and one-half years suspended. The trial court ordered that the sentences be served consecutive to each other after determining that both counts were not a single episode, inasmuch as one was accomplished through collections out of the Trust Account while the other was a direct theft from an Estate. Accordingly, Serban was sentenced to a total executed term of five and one-half years imprisonment with the remainder five and one-half years suspended to probation. Serban now appeals; the State does not cross-appeal.

DISCUSSION AND DECISION

Serban’s sole argument on appeal is that his sentence is inappropriate in light of the nature of the offenses and his character pursuant to Indiana Appellate Rule 7(B) (Rule 7(B)). It is well established that sentencing is within the trial court’s sound discretion and should receive considerable deference. Cardwell v. State, 895 N.E.2d 1219, 1222 (Ind.2008). Nevertheless, the Indiana Constitution authorizes independent appellate review and revision of sentences, which is implemented through Rule 7(B). Carroll v. State, 922 N.E.2d 755, 757 (Ind.Ct.App.2010), trans. denied. The defendant bears the burden of convincing this Court that the sentence imposed is inappropriate. Childress v. State, 848 N.E.2d 1073

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Cite This Page — Counsel Stack

Bluebook (online)
959 N.E.2d 390, 2012 Ind. App. LEXIS 11, 2012 WL 78180, Counsel Stack Legal Research, https://law.counselstack.com/opinion/serban-v-state-indctapp-2012.