Senate Select Investigating Committee v. Faumuina

9 Am. Samoa 3d 165
CourtHigh Court of American Samoa
DecidedDecember 29, 2004
DocketCA No. 104-04
StatusPublished

This text of 9 Am. Samoa 3d 165 (Senate Select Investigating Committee v. Faumuina) is published on Counsel Stack Legal Research, covering High Court of American Samoa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Senate Select Investigating Committee v. Faumuina, 9 Am. Samoa 3d 165 (amsamoa 2004).

Opinion

JUDGMENT OF CONTEMPT OF THE LEGISLATURE OF AMERICAN SAMOA

Background

In July 2004, the 28th Legislature adopted S.R. No. 28-12 during its Second Regular Session, a resolution establishing the Senate Select Investigating Committee (“SSIC”). The Senate formed the SSIC pursuant to its authority granted under A.S.C.A. §§ 2.1001-2.1018. S.R. No. 28-12 authorizes the SSIC to conduct investigations during the regular sessions, special sessions, and interim periods of the 28th Legislature. On September 13, 2004, the 28th Legislature concluded its fourth and last regular session and adjourned for the year. On November 10, 2004, the SSIC issued and had served a subpoena to Respondent Poe Faumuina (“Faumuina”) to appear before the committee on November 18, 2004, to testify and produce certain documents. Faumuina failed to appear before the committee on that day, and on November 23, 2004, the SSIC applied to this Court to have Faumuina held in contempt, pursuant to A.S.C.A. § 2.1016(b).

To properly determine the SSIC’s contempt application, we break our analysis into two parts. The first part examines whether or not a legislative committee has the authority to issue subpoenas and submit applications for contempt when it acts after a current legislature adjourns its last regular session sine die.1 Then, and only after a positive response [167]*167to the first issue, do we reach the second part of the analysis — an examination of the merits of the contempt application.

I. May the SSIC Operate Beyond the Adjournment Sine Biel

A.S.C.A. § 2.1003 provides that an investigative committee “may exercise its powers ... in the interim between sessions when so provided by law or by the resolution by which the committee was established or from which it derives its investigatory powers.” S.R. No. 28-12, creating the SSIC, provides that “the duration of the Senate Select Committee shall be for the twenty-eighth Legislature . . . and the said select committee is authorized to hold and continue its proceedings and hearings during the regular sessions, any special sessions, any recess or interim periods of the twenty-eight Legislature ....”

Thus, the document granting the committee power does not expressly give the committee power to operate beyond adjournment of the Fourth Regular Session of the 28th Legislature. It also does not expressly take that power away. The document does, however, authorize committee action during “recess or interim periods.” It is this Court’s role to interpret that phrase and determine whether or not it authorizes the SSIC to act beyond the close of final regular session. See Alamoana Recipe, Inc. v. American Samoa Gov’t, 24 A.S.R.2d 156, 157 (Trial Div. 1993) (indicating that it is the High Court’s responsibility to interpret territorial statutes); American Samoa Gov’t v. Falefatu, 17 A.S.R.2d 114, 140 (Trial Div. 1990).

In Senate Select Investigation Committee v. Horning, 3 A.S.R.2d 14 (Trial Div. 1986), the court confronted a similar set of facts. In that case, the then existing SSIC attempted to hold in contempt a subpoenaed witness who refused to testify. That investigation committee issued the subpoena between the Legislature’s first and second regular sessions and the defendant asserted that the SSIC did not have authority to take such action. The court held that under A.S.C.A. § 2.1016, a committee sitting between regular sessions of the legislature in place is an “interim committee” and therefore could properly apply for a contempt citation after a subpoenaed witness refuses to testify.

In the present controversy, however, the facts slightly differ. Here, the subpoena and the contempt application were undertaken after the final regular session of the 28th Legislature had adjourned, not between two regular sessions, as was the case in Horning. Therefore, the SSIC action took place after the 28th Legislature had met for the last time in regular session.

Some courts have held that a legislature loses its lawmaking powers after final adjournment and therefore any power the legislative committees [168]*168enjoyed during the regular sessions or interim periods between session also dissolves. Swing v. Riley, 90 P.2d 313, 316 (Cal. 1939); Tipton v. Parker, 74 S.W. 298, 298 (Ark. 1903). In McGrain v. Daugherty, 273 U.S. 135, 180 (1927), the United States Supreme Court, in dicta, implied that the issue may turn on whether the legislative body will return its same members during the next year, or whether newly elected members will take seat. The Court indicated that a legislature with members returning in the next legislature might allow its committees to operate after the final session of the previous legislature. McGrain, however, construed the powers of the United States Congress, and therefore, the interpretation of committee powers in that case is not binding upon other jurisdictions’ legislative bodies. See Petition of Special Assembly Interim Committee on Public Morals of California Legislature, 83 P.2d 932, 937 (Cal. 1938).

In contrast, the Third Circuit, in the most recent relevant available case, concluded that a legislative committee in that jurisdiction could properly subpoena, and cite for contempt, a witness after the legislature had adjourned for the year. In the Matter of Petition of the Finance Committee of the Legislature of the Virgin Islands, 242 F.2d 902, 907 (3rd Cir. 1962). The court noted:

It may be granted that a legislature loses the present power to legislate upon the adjournment of a session sine die. But its members still constitute the legislature, whose legislative powers are merely dormant and suspended between sessions, not finally terminated. Just prior to adjournment, a matter may come up needing to be investigated by a legislative committee which could not possibly complete the investigation and report prior to adjournment. Granting that the function of such a committee is limited to investigation as an aid to possible legislation, is there any incongruity in setting such investigation afoot, with instructions to the committee to report to the legislature at its next regular or special session, or even to the succeeding legislature?

Id. at 904.

Other courts have reached the same conclusion. In Robinson v. Fluent, 191 P.2d 241, 245 (Wash. 1948), the Washington Supreme Court found that a state investigative committee had the power to operate beyond the final adjournment of the state legislature. The court noted that, “[t]he function of investigation during the interim is an inherent power in the legislature. If there is not present in the constitution a restraint against the exercise of interim investigatory power... [then it may] be projected into the interim.” Id. Additionally, New York’s highest state court, in People v. Backer, 185 N.Y.S. 459, 461 (N.Y. 1920), found that absent a [169]*169constitutional provision, it saw no reason why an investigative committee could not be granted power to operate beyond final adjournment. Further, the Texas Supreme Court confronted a legislative committee who issued a subpoena after adjournment of the state legislature. Terrell v.

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Related

McGrain v. Daugherty
273 U.S. 135 (Supreme Court, 1927)
United States v. John Monteleone
804 F.2d 1004 (Seventh Circuit, 1986)
State Ex Rel. James v. Aronson
314 P.2d 849 (Montana Supreme Court, 1957)
Swing v. Riley
90 P.2d 313 (California Supreme Court, 1939)
Ex Parte Chambers
898 S.W.2d 257 (Texas Supreme Court, 1995)
Terrell v. King
14 S.W.2d 786 (Texas Supreme Court, 1929)
State Ex Rel. Robinson v. Fluent
191 P.2d 241 (Washington Supreme Court, 1948)
Tipton v. Parker
74 S.W. 298 (Supreme Court of Arkansas, 1903)

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9 Am. Samoa 3d 165, Counsel Stack Legal Research, https://law.counselstack.com/opinion/senate-select-investigating-committee-v-faumuina-amsamoa-2004.