Seltzer Trust

1 Pa. Fid. 232

This text of 1 Pa. Fid. 232 (Seltzer Trust) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Philadelphia County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Seltzer Trust, 1 Pa. Fid. 232 (Pa. Super. Ct. 1980).

Opinion

Adjudication by

Gutowicz, J.,

This trust arises under Paragraph Fourth of the will of Yetta Seltzer, who died on June 28, 1967, whereby she gave the residue of her estate, in trust, to be divided into two equal shares, one each for her daughters, Dorothy Goldstein and Edith Jaffe, and to pay to Dorothy Goldstein the net income from her share, together with as much principal as trustees deem necessary or appropriate for the proper maintenance, care, comfort, education and general welfare of such daughter or her issue, with the further right to withdraw $5,000 from principal if she remarries, and upon her death, to hold the remaining balance of principal, in trust, until no living child of such daughter is under age 21 years, and to pay or apply the net income and as much principal as trustees deem advisable for the welfare, comfort, support and education of any or all of such issue, and upon the attaining of age 21 years by the youngest of such living issue, to divide and pay the remaining balance of principal and accumulated income [233]*233from such share to the then living issue of such daughter, per stirpes, and in default of issue, to add the remainder of that share to the share set aside for Edith Jaffe or her issue.

Decedent’s daughters, Dorothy Goldstein and Edith Jaffe, were appointed trustees in Paragraph Eighth of the will and First Pennsylvania Bank N.A. was selected to act as corporate trustee by Dorothy Goldstein and Edith Jaffe in exercise of the power given them in Paragraph Eighth of said will.

A copy of the will is annexed.

The account is of the fund awarded in trust by an adjudication of Lefever, J., dated January 15, 1969, and is filed by reason of the requests of First Pennsylvania Bank N.A., corporate co-trustee, and Edith Jaffe, co-individual trustee, that they be permitted to resign, the objection by Dorothy Gold-stein to retention of 245 shares of Fidelco Growth Investors, Inc. and her demand for surcharge against the corporate co-trustee.

Dorothy Goldstein, daughter of testatrix and a co-trustee, has two children, Judith Pliner and Marilyn G. Rowan, both of whom are of age and sui juris.

By decree of court, dated April 18, 1977, Thomas S. J. Mallon, Esquire was appointed guardian ad litem for the minors, Lori Pliner, Pamela Pliner and Lisa Rowan, and trustee ad litem for unborn and unascertained persons having a possible interest in the trust.

In the statement of proposed distribution the accountants state the following questions requiring adjudication:

“1) Dorothy Goldstein, one of the individual co-trustees and the life tenant has objected to the retention by the trust of 245 shares Fidelco Growth Investors purchased 4/5/72, with the written approval of all trustees, at a cost of $8,999.10. At the time of Mrs. Goldstein’s objection on 11/28/75 these shares had a market value of $857.50. The shares are presently valued at $673.75. Mrs. Goldstein has stated that the investment was speculative and therefore unauthorized and has demanded that the corporate trustee reimburse the trust for the depreciation in the value of this investment.
“Edith Jaffe also a co-trustee has not objected to the retention of these shares and has not joined Mrs. Goldstein in her demand.
“The corporate trustee’s position is that this investment was [234]*234made with Mrs. Goldstein’s written approval, that it is an investment authorized under the provisions of the will, that the standard of care prescribed in Section 7302 of the Probate, Estates and Fiduciaries Code 20 P.S. 7302 has been met, that the loss at present is unrealized and thus Mrs. Goldstein’s demand is premature.
“2) The corporate trustee has tendered its resignation and in accordance with Paragraph Eighth Dorothy Goldstein and Edith Jaffe or the survivor thereof, are directed to select a corporate fiduciary to act with them as co-trustee.
“ ‘Eighth: I nominate, constitute and appoint my daughters, Dorothy Goldstein and Edith Jaffe, or the survivor thereof, as executrices of and trustees under this my last will and testament.
“ T direct my daughters, or the survivor thereof, to select a corporate fiduciary to act with them as co-trustee under this my last will and testament, and in such event I direct that such corporate trustee shall have all the powers and authority as fully as though I had appointed such corporate fiduciary.
“ T direct that no bond be required of my executrices and trustees or their survivor (s) or successor(s) to qualify for said offices in any jurisdiction.’
“The confirmation of the substituted corporate trustee will be requested.”

The objections of Dorothy Goldstein (hereinafter referred to as objector), are based on the alleged negligence of the corporate trustee in the purchase and retention of 245 shares of Fidelco Growth Investors, Inc. (hereinafter referred to as Fidelco) an investment known as a Real Estate Investment Trust (Reit). Purchased at a cost of $8,999.10, the market value of the shares declined sharply thereafter and were valued at only $857.50 at the time that written objections were filed. The objector seeks to have the corporate trustee surcharged for the depreciation in the value of the corpus. It is her position that the investment lacked a financial history and was speculative and that, even if its purchase were proper, its retention was imprudent.

It is noted that the residue of the Yetta Seltzer estate was, in accordance with Paragraph Fourth of the will, divided into two equal and separate trusts, one trust for the benefit of Dorothy Goldstein and the other for the benefit of Edith Jaffe. However, neither Mrs. Goldstein nor Mrs. Jaffe who are individual co-trustees of both the Jaffe and Goldstein trusts, have objected to the Jaffe trust investment in Fidelco [235]*235Growth Investors, Inc. The trust for Edith Jaffe is not before the court.

Paragraph Ninth (a) of the will of Yetta Seltzer gives the trustees power,

“***to invest in all forms of property, including stocks, common and discretionary trust funds and real estate, without restriction to legal investments for trustees;”

While investment in Fidelco and retention of the shares appears to be authorized by the will, the actions of a trustee so authorized must not be negligent under the standard of care required of it: Niessen Est., 28 Fiduc. Kep. 362. The statutory law regarding purchase and retention of investments is stated by Section 7302 (b) of the Probate, Estates and Fiduciaries Code, commonly referred to as the “prudent man rule”, which reads:

“Any investment shall be an authorized investment if purchased or retained in the exercise of that degree of judgment and care, under the circumstances then prevailing, which men of prudence, discretion and intelligence exercise in the management of their own affairs, not in regard to speculation, but in regard to the permanent disposition of their funds, considering the probable income to be derived therefrom as well as the probable safety of their capital.***”

The management of the trust by the corporate trustee must, however, be judged by a higher standard of care.

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Bluebook (online)
1 Pa. Fid. 232, Counsel Stack Legal Research, https://law.counselstack.com/opinion/seltzer-trust-pactcomplphilad-1980.