1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 ALEXANDRA SEIFERT, Case No.: 1:24-cv-01097-KES-CDB 12 Plaintiff, ORDER DENYING PLAINTIFF’S MOTION AND AMENDED MOTION FOR RECUSAL 13 v. AND DISQUALIFICATION
14 KENNETH GEORGE PRITCHARD, et al., (Docs. 26, 28)
15 Defendants.
16 17 Plaintiff Alexandra Seifert is proceeding pro se and in forma pauperis in this action 18 brought pursuant to 18 U.S.C. §§ 241 and 242, 18 U.S.C. § 1018, 28 U.S.C. § 454, 42 U.S.C. §§ 19 1983 and 1985. (Doc. 1). Pending before the Court is Plaintiff’s motion for recusal and 20 disqualification of the undersigned, filed on April 29, 2025. (Doc. 26). Plaintiff filed an amended 21 motion on May 19, 2025. (Doc. 28). 22 I. Governing Law 23 A. Recusal 24 28 U.S.C. § 144 provides: 25 Whenever a party to any proceeding in a district court makes and files a timely and sufficient affidavit that the judge before whom the 26 matter is pending has a personal bias or prejudice either against him or in favor of any adverse party, such judge shall proceed no further 27 therein, but another judge shall be assigned to hear such proceeding. 1 bias or prejudice exists, and shall be filed not less than ten days before the beginning of the term at which the proceeding is to be 2 heard, or good cause shall be shown for failure to file it within such time. A party may file only one such affidavit in any case. It shall be 3 accompanied by a certificate of counsel of record stating that it is made in good faith. 4 5 28 U.S.C. § 144. 6 The standard for recusal under section 144 is “‘whether a reasonable person with 7 knowledge of all the facts would conclude that the judge’s impartiality might reasonably be 8 questioned.’” Mayes v. Leipziger, 729 F.2d 605, 607 (9th Cir. 1984) (quoting United States v. 9 Nelson, 718 F.2d 315, 321 (9th Cir.1983)). To provide adequate grounds for recusal, prejudice 10 must result from an extrajudicial source since a judge’s previous adverse ruling alone is not 11 sufficient for recusal. Id. 12 Section 144 expressly conditions relief upon the filing of a timely and legally sufficient 13 affidavit. A judge who finds the affidavit legally sufficient must proceed no further under section 14 144 and must assign a different judge to hear the matter. See 28 U.S.C. § 144; United States v. 15 Sibla, 624 F.2d 864, 867 (9th Cir. 1980). On the other hand, where the affidavit is not legally 16 sufficient, the judge to whom the motion is directed can determine the matter. See United States v. 17 Scholl, 166 F.3d 964, 977 (9th Cir. 1999) (citing Toth v. Trans World Airlines, Inc., 862 F.2d 18 1381, 1388 (9th Cir. 1988) (holding that only after determining the legal sufficiency of a § 144 19 affidavit is a judge obligated to reassign decision on merits to another judge)). If the affidavit is 20 legally insufficient, then recusal can be denied. See United States v. $292,888.04 in U.S. 21 Currency, 54 F.3d 564, 566 (9th Cir. 1995). 22 B. Disqualification 23 28 U.S.C. § 455, concerning judicial disqualification, provides, in relevant part, as 24 follows: 25 (a) Any justice, judge, or magistrate judge of the United States shall disqualify himself in any proceeding in which his impartiality 26 might reasonably be questioned. 27 (b) He shall also disqualify himself in the following circumstances: (1) Where he has a personal bias or prejudice concerning a party, 1 concerning the proceeding; … 2 28 U.S.C. § 455(a), (b)(1). 3 “The purpose of § 455 is ‘to avoid even the appearance of partiality.” United States v. 4 Baca, 610 F. Supp.2d 1203, 1211 (E.D. Cal. 2009) (citation omitted). Although a judge must 5 recuse himself from any proceeding in which any of the section 455 criteria apply, he or she must 6 not simply recuse out of an abundance of caution when the facts do not warrant recusal. Instead, 7 there is an equally compelling obligation not to recuse where recusal in not appropriate. See 8 United States v. Holland, 519 F.3d 909, 912 (9th Cir. 2008) (“We are as bound to recuse 9 ourselves when the law and facts require as we are to hear cases when there is no reasonable 10 factual basis for recusal”). The standard for recusal under section 455 is whether a reasonable 11 person with knowledge of all the facts would conclude that the judge’s impartiality might 12 reasonably be questioned. Perry v. Schwarzenegger, 630 F.3d 909, 911 (9th Cir. 2011). “The 13 obligation not to recuse is perhaps at its highest when the motion has been brought after the party 14 seeking recusal has sustained an adverse ruling during the action.” United States v. Sierra Pac. 15 Indus., 759 F. Supp.2d 1198, 1205-06 (E.D. Cal. 2010). 16 The decision regarding disqualification is to be made by the judge whose impartiality is at 17 issue. In re Bernard, 31 F.3d 842, 843 (9th Cir. 1994) (holding that a motion for recusal must be 18 decided by the very judge whose impartiality is being questioned); United States v. Studley, 783 19 F.2d 934, 940 (9th Cir. 1986) (same). 20 II. Discussion 21 A. Recusal under Section 144 22 Upon review of Plaintiff’s motion for recusal and disqualification, the undersigned finds it 23 to be insufficient. It fails to allege facts that would support the contention that the undersigned has 24 exhibited bias and prejudice directed towards Plaintiff from an extrajudicial source, i.e., outside 25 of his rulings on this case. See Sibla, 624 F.2d at 868 (“An affidavit filed pursuant to [§ 144] is 26 not legally sufficient unless it specifically alleges facts that fairly support the contention that the 27 judge exhibits bias or prejudice directed toward a party that stems from an extrajudicial source.”). Rather, Plaintiff’s motion alleges bias or prejudice arising solely out of judicial actions taken by 1 the undersigned, namely: (1) the undersigned’s findings and recommendations, issued on 2 November 15, 2024 (Doc. 8), and March 7, 2025 (Doc.
Free access — add to your briefcase to read the full text and ask questions with AI
1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 ALEXANDRA SEIFERT, Case No.: 1:24-cv-01097-KES-CDB 12 Plaintiff, ORDER DENYING PLAINTIFF’S MOTION AND AMENDED MOTION FOR RECUSAL 13 v. AND DISQUALIFICATION
14 KENNETH GEORGE PRITCHARD, et al., (Docs. 26, 28)
15 Defendants.
16 17 Plaintiff Alexandra Seifert is proceeding pro se and in forma pauperis in this action 18 brought pursuant to 18 U.S.C. §§ 241 and 242, 18 U.S.C. § 1018, 28 U.S.C. § 454, 42 U.S.C. §§ 19 1983 and 1985. (Doc. 1). Pending before the Court is Plaintiff’s motion for recusal and 20 disqualification of the undersigned, filed on April 29, 2025. (Doc. 26). Plaintiff filed an amended 21 motion on May 19, 2025. (Doc. 28). 22 I. Governing Law 23 A. Recusal 24 28 U.S.C. § 144 provides: 25 Whenever a party to any proceeding in a district court makes and files a timely and sufficient affidavit that the judge before whom the 26 matter is pending has a personal bias or prejudice either against him or in favor of any adverse party, such judge shall proceed no further 27 therein, but another judge shall be assigned to hear such proceeding. 1 bias or prejudice exists, and shall be filed not less than ten days before the beginning of the term at which the proceeding is to be 2 heard, or good cause shall be shown for failure to file it within such time. A party may file only one such affidavit in any case. It shall be 3 accompanied by a certificate of counsel of record stating that it is made in good faith. 4 5 28 U.S.C. § 144. 6 The standard for recusal under section 144 is “‘whether a reasonable person with 7 knowledge of all the facts would conclude that the judge’s impartiality might reasonably be 8 questioned.’” Mayes v. Leipziger, 729 F.2d 605, 607 (9th Cir. 1984) (quoting United States v. 9 Nelson, 718 F.2d 315, 321 (9th Cir.1983)). To provide adequate grounds for recusal, prejudice 10 must result from an extrajudicial source since a judge’s previous adverse ruling alone is not 11 sufficient for recusal. Id. 12 Section 144 expressly conditions relief upon the filing of a timely and legally sufficient 13 affidavit. A judge who finds the affidavit legally sufficient must proceed no further under section 14 144 and must assign a different judge to hear the matter. See 28 U.S.C. § 144; United States v. 15 Sibla, 624 F.2d 864, 867 (9th Cir. 1980). On the other hand, where the affidavit is not legally 16 sufficient, the judge to whom the motion is directed can determine the matter. See United States v. 17 Scholl, 166 F.3d 964, 977 (9th Cir. 1999) (citing Toth v. Trans World Airlines, Inc., 862 F.2d 18 1381, 1388 (9th Cir. 1988) (holding that only after determining the legal sufficiency of a § 144 19 affidavit is a judge obligated to reassign decision on merits to another judge)). If the affidavit is 20 legally insufficient, then recusal can be denied. See United States v. $292,888.04 in U.S. 21 Currency, 54 F.3d 564, 566 (9th Cir. 1995). 22 B. Disqualification 23 28 U.S.C. § 455, concerning judicial disqualification, provides, in relevant part, as 24 follows: 25 (a) Any justice, judge, or magistrate judge of the United States shall disqualify himself in any proceeding in which his impartiality 26 might reasonably be questioned. 27 (b) He shall also disqualify himself in the following circumstances: (1) Where he has a personal bias or prejudice concerning a party, 1 concerning the proceeding; … 2 28 U.S.C. § 455(a), (b)(1). 3 “The purpose of § 455 is ‘to avoid even the appearance of partiality.” United States v. 4 Baca, 610 F. Supp.2d 1203, 1211 (E.D. Cal. 2009) (citation omitted). Although a judge must 5 recuse himself from any proceeding in which any of the section 455 criteria apply, he or she must 6 not simply recuse out of an abundance of caution when the facts do not warrant recusal. Instead, 7 there is an equally compelling obligation not to recuse where recusal in not appropriate. See 8 United States v. Holland, 519 F.3d 909, 912 (9th Cir. 2008) (“We are as bound to recuse 9 ourselves when the law and facts require as we are to hear cases when there is no reasonable 10 factual basis for recusal”). The standard for recusal under section 455 is whether a reasonable 11 person with knowledge of all the facts would conclude that the judge’s impartiality might 12 reasonably be questioned. Perry v. Schwarzenegger, 630 F.3d 909, 911 (9th Cir. 2011). “The 13 obligation not to recuse is perhaps at its highest when the motion has been brought after the party 14 seeking recusal has sustained an adverse ruling during the action.” United States v. Sierra Pac. 15 Indus., 759 F. Supp.2d 1198, 1205-06 (E.D. Cal. 2010). 16 The decision regarding disqualification is to be made by the judge whose impartiality is at 17 issue. In re Bernard, 31 F.3d 842, 843 (9th Cir. 1994) (holding that a motion for recusal must be 18 decided by the very judge whose impartiality is being questioned); United States v. Studley, 783 19 F.2d 934, 940 (9th Cir. 1986) (same). 20 II. Discussion 21 A. Recusal under Section 144 22 Upon review of Plaintiff’s motion for recusal and disqualification, the undersigned finds it 23 to be insufficient. It fails to allege facts that would support the contention that the undersigned has 24 exhibited bias and prejudice directed towards Plaintiff from an extrajudicial source, i.e., outside 25 of his rulings on this case. See Sibla, 624 F.2d at 868 (“An affidavit filed pursuant to [§ 144] is 26 not legally sufficient unless it specifically alleges facts that fairly support the contention that the 27 judge exhibits bias or prejudice directed toward a party that stems from an extrajudicial source.”). Rather, Plaintiff’s motion alleges bias or prejudice arising solely out of judicial actions taken by 1 the undersigned, namely: (1) the undersigned’s findings and recommendations, issued on 2 November 15, 2024 (Doc. 8), and March 7, 2025 (Doc. 19), recommending dismissal without 3 leave to amend for failure to state a claim, and (2) the undersigned’s order granting in part 4 Plaintiff’s motion for extension of time to file objections to the March 7, 2025, findings and 5 recommendations (Doc. 21). Plaintiff also alleges that the undersigned mischaracterized her 6 motion to strike and amend (Doc. 15) as well as her motion for judicial determination (Doc. 16). 7 (See Doc. 26). 8 Plaintiff asserts that the undersigned, in the findings and recommendations, litigated on 9 behalf of unserved Defendants, violated applicable codes of conduct and the Constitution, and 10 lacked jurisdiction due to Plaintiff not consenting to an “[Article I] magistrate [issuing] judicially 11 binding orders in her case.” Id. at 2-3. Lastly, Plaintiff alleges that the undersigned plagiarized the 12 case of Maxwell v. Pacione, Case No. 1:24-cv-00409-JLT-CDB (hereinafter “Maxwell”), by 13 copying sections of the findings and recommendations in that action into the findings and 14 recommendations in this action. Plaintiff asserts that, as such, the undersigned utilized the “work 15 of another officer to help [litigate] against Plaintiff and in favor of [D]efendants.” Id. at 4. 16 In her amended motion (Doc. 28), Plaintiff largely repeats the above assertions. She 17 includes an additional assertion that the undersigned’s ruling (Doc. 21) granting in part Plaintiff’s 18 motion to extend time to file objections to the findings and recommendations (Doc. 20) deprived 19 Plaintiff of an opportunity to timely object to the undersigned’s new findings and 20 recommendations (Doc. 19) in setting a deadline Plaintiff “would most certainly miss” and in 21 denying electronic filing privileges. (Doc. 28 at 7-8). She further alleges that magistrate judges, as 22 “[Article] I federal officers,” are not and cannot be lawfully vested with any judicial power of the 23 United States and, therefore, lack the constitutional authority to issue judicially valid orders. Id. at 24 5. 25 Thus, concerning section 144, the issues raised by Plaintiff in her motion for recusal are 26 not proper grounds to disqualify a judge for bias and prejudice. The United States Supreme Court 27 has held that “judicial rulings alone almost never constitute a valid basis for a bias or partiality 1 appeal, not recusal. Id.; see Leslie v. Grupo ICA, 198 F.3d 1152, 1160 (9th Cir. 1999) (“Leslie’s 2 allegations stem entirely from the district judge’s adverse rulings. That is not an adequate basis 3 for recusal”) (citations omitted). 4 B. Disqualification under Section 455 5 Concerning section 455, Plaintiff’s motion and amended motion for recusal and 6 disqualification set forth the same reasons as discussed above, asserting that the undersigned is 7 biased and prejudiced because of the determinations in the findings and recommendations and as 8 to the motion to strike and amend (Doc. 15), motion for judicial determination (Doc. 16), and 9 order granting in part the motion for extension of time to file objections (Docs. 20, 21). 10 First, Plaintiff’s assertions regarding litigation on behalf of unserved Defendants, as well 11 as violations of the Constitution and codes of conduct, lack any factual support and need not be 12 accepted. See United States v. Bell, 79 F. Supp. 2d 1169, 1173 (E.D. Cal. 1999) (“While a judge’s 13 consideration of a motion for recusal must take all facts provided as true for the purpose of ruling 14 on their legal sufficiency, the court need not accept conclusory speculations that lack any factual 15 support.”). 16 Second, as explained in the order vacating the prior findings and recommendations and 17 issuing findings and recommendations (Doc. 19), the undersigned did not issue rulings regarding 18 Plaintiff’s motion to strike and amend (Doc. 15) and motion for judicial determination (Doc. 16) 19 as the contents of those motions relate back to the findings and recommendations and, as such, 20 may be considered at the discretion of the assigned district judge. (Doc. 19 at 2, n.1). 21 Third, as explained in the order granting in part Plaintiff’s motion for extension of time 22 (Doc. 21), the new findings and recommendations are “virtually identical to the since-vacated 23 findings and recommendations.” Id. at 2. Plaintiff was advised of the two substantive changes of 24 note in that order and that, as of the date of issuance of the order, she already had 14 days since 25 issuance of the findings and recommendations within which to prepare any new objections. The 26 undersigned noted that this was more than sufficient time as the findings and recommendations 27 are relatively short (the reasoning being set forth in five pages) and were virtually identical to the 1 light of these circumstances, Plaintiff was granted a 14-day extension to her deadline to file 2 objections and was permitted to incorporate by reference the prior objections within any new 3 objections, allowing her a total of 30 pages to advance objections. Id. at 2-3. 4 Fourth, Plaintiff acknowledges the minute order issued by the assigned district judge on 5 March 4, 2025 (Doc. 17), regarding designation of the undersigned to conduct a screening of the 6 complaint. (Doc. 26 at 3). Accordingly, pursuant to Local Rule 302 and 28 U.S.C. § 636(b)(1)(B), 7 the undersigned was properly authorized to screen the complaint. See 28 U.S.C. § 1915(e)(2); 8 Lopez v. Smith, 203 F.3d 1122, 1129 (9th Cir. 2000) (“section 1915(e) applies to all in forma 9 pauperis complaints, not just those filed by prisoners”). The findings and recommendations (Doc. 10 19) constitute said screening. Plaintiff states that the undersigned was “not assigned to issue a 11 judicially binding order.” (Doc. 26 at 3) (emphasis in original). However, the findings and 12 recommendations are subject to de novo review by the assigned district judge and are, therefore, 13 not a binding order unless adopted by the district judge. See 28 U.S.C. § 636(b)(1)(C); see also 14 Local Rule 304. In her amended motion, Plaintiff further alleges that magistrate judges, as 15 “[Article] I federal officers,” are not and cannot be lawfully vested with any judicial power of the 16 United States and, therefore, lack the constitutional authority to issue judicially valid orders. (Doc 17 28 at 5). As noted above, such conclusory assertions of violations of the Constitution lack any 18 factual basis and need not be accepted. See Bell, supra, 79 F. Supp. 2d at 1173. 19 And fifth, Plaintiff claims that the undersigned plagiarized Maxwell in the findings and 20 recommendations. Specifically, Plaintiff alleges that the undersigned copied the entirety of 21 subsection III(B), relating to judicial immunity, as well parts of subsection III(A), relating to the 22 Rooker-Feldman doctrine. (Doc. 26 at 4; compare Doc. 19 with Maxwell, Doc. 48). However, the 23 undersigned is the author of both the referenced Maxwell findings and recommendations 24 (Maxwell, Doc. 48) and the findings and recommendations herein (Doc. 19). Even setting aside 25 any specific standard regarding plagiarism within the context of judicial texts, it is plain from the 26 definition of the term itself that the undersigned cannot plagiarize his own text.1 27 1 Plagiarism, THE OXFORD ENGLISH DICTIONARY (June 2024), accessible at https://www.oed.com/dictionary/plagiarism_n?tab=meaning_and_use#29927356 (last visited April 30, 1 The foregoing assertions would not cause a reasonable person with knowledge of all the 2 facts to conclude that the undersigned’s impartiality might reasonably be questioned. Perry, 630 3 F.3d at 911; Holland, 519 F.3d at 912; Jensen v. Santa Clara Cnty., 32 Fed. App’x 203, 206 (9th 4 Cir. 2002) (mere allegations of plaintiff seeking damages for injury from pesticide that trial judge 5 had a pro-pesticide bias was not enough to support judge’s recusal where plaintiff’s allegation 6 had no support in the record). Stated otherwise, “a party challenging a judge for bias needs to 7 show facts, not merely her opinion, to demonstrate the judge's actual or apparent bias to justify 8 recusal.” Jensen, 32 Fed. App’x at 206 (citing Preston v. United States, 923 F.2d 731, 734 (9th 9 Cir. 1991)); see, e.g., Saddozai v. Carwithen, No. 21-cv-01352 BLF (PR), 2022 WL 6584457, at 10 *1 (N.D. Cal. Sept. 21, 2022) (“Plaintiff’s assertions regarding personal bias and prejudice are 11 simply conclusory. The Court does not have nor has ever expressed any ‘discriminatory animus’ 12 against Plaintiff based on his poverty, imprisonment, or race, and no improper remarks have ever 13 been made showing lack of impartiality”). And, as noted above, the Court’s judicial rulings alone 14 do not constitute a valid basis for a showing of bias or prejudice. See Liteky, 510 U.S. at 555; 15 Maier v. Orr, 758 F.2d 1578, 1583 (9th Cir. 1985) (“Frivolous and improperly based suggestions 16 that a judge recuse should be firmly declined.”). 17 In sum, Plaintiff’s motion and amended motion for recusal and disqualification will be 18 denied. 19 * * * * * 20 The undersigned notes that Plaintiff’s asserted declination of magistrate judge jurisdiction 21 (Doc. 26 at 3-4) does not require that a magistrate judge be unassigned to an action, or that a 22 magistrate judge cannot take any action once a party has declined to consent to the jurisdiction of 23 a magistrate judge. See Calloway v. NaphCare Inc., No. 2:24-CV-02446-DJC-CKD, 2025 WL 24 510324, at *1 (E.D. Cal. Feb. 14, 2025) (“While Plaintiff may have elected to not consent to 25 Magistrate Judge jurisdiction, this does not prevent matters from being referred to the Magistrate 26 Judge.”). 27 Here, the Honorable Kirk E. Sherriff is assigned as district judge in this action. Further, as 1 | the assigned magistrate judge, the undersigned decides and will continue to decide non- 2 | dispositive pretrial matters and matters referred to the undersigned by the district judge for 3 | proposed findings and recommendations. Examples of non-dispositive pretrial motions include a 4 | motion for the appointment of counsel, a request for an extension of time, a motion for leave to 5 | file an amended complaint, and a motion or request for subpoenas. 6 | Il. Conclusion and Order 7 For the foregoing reasons, IT IS HEREBY ORDERED that Plaintiff's motion and 8 | amended motion for recusal and disqualification (Docs. 26, 28) are DENIED. 9 | IT IS SO ORDERED. □ Dated: _ May 27, 2025 | hr 11 UNITED STATES MAGISTRATE JUDGE 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28