Seibels, Bruce & Co. v. Nicke

168 F.R.D. 542, 1996 U.S. Dist. LEXIS 13893, 1996 WL 546323
CourtDistrict Court, M.D. North Carolina
DecidedMay 13, 1996
DocketNo. 2:95CV00723
StatusPublished
Cited by10 cases

This text of 168 F.R.D. 542 (Seibels, Bruce & Co. v. Nicke) is published on Counsel Stack Legal Research, covering District Court, M.D. North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Seibels, Bruce & Co. v. Nicke, 168 F.R.D. 542, 1996 U.S. Dist. LEXIS 13893, 1996 WL 546323 (M.D.N.C. 1996).

Opinion

ORDER

ELIASON, United States Magistrate Judge.

This matter comes before the Court on plaintiffs suggestion that the Court appoint one or more guardians ad litem for several of the minor defendants. Plaintiff, an insurer, filed this interpleader action naming as defendants passengers in a vehicle which was insured by it and which overturned on or about July 29, 1994. Many of these defendants are minors. Not all of them have filed an answer.

Plaintiff states that the minors Amy Jaskolski, Allison Jaskolski, Megan McCrystle, Kevin McCrystle, Byron Winters, Lauren F. Hubbard, and Ashley Hubbard have not answered nor has anyone filed an appearance on their behalf. (After the motion was filed, Megan McCrystle and Kevin McCrystle filed an answer.)

Plaintiff has not cited under what authority this Court should appoint a guardian ad litem for the minors.1 Presumably, the authority comes from Fed.R.Civ.P. 17(c)2 which provides in pertinent part: “The court shall appoint a guardian ad litem for an infant or incompetent person not otherwise represented in an action or shall make such other order as it deems proper for the protection of the infant or incompetent person.” These provisions permit, but do not compel, a court to appoint a guardian ad litem for an unrepresented minor. 6A Charles A. Wright, Arthur R. Miller, and Mary K. Kane, Federal Practice and Procedure § 1569 (1990 ed.) However, once the matter has been brought to the Court’s attention, it is required to consider and decide the issue. As the court in Roberts v. Ohio Cas. Ins. Co., 256 F.2d 35, 39 (5th Cir.1958), stated:

We spell out the rule to mean: (1) as a matter of proper procedure, the court should usually appoint a guardian ad litem; (2) but the Court may, after weighing all the circumstances, issue such order as will protect the minor in lieu of appointment of a guardian ad litem; (3) and may even decide that such appointment is unnecessary, though only after the Court has considered the matter and made a judicial determination that the infant is protected without a guardian.

[544]*544See Adelman on Behalf of Adelman v. Graves, 747 F.2d 986 (5th Cir.1984) (court need not appoint a guardian ad litem but must exercise its discretion), and Noe v. True, 507 F.2d 9, 12 (6th Cir.1974). Plaintiff does not identify any factors which would be pertinent for consideration in making such an appointment or appointments in this case.

The Court’s own examination of the file discloses facts which call into question whether a guardian ad litem needs to be appointed for each of the different minors who have failed to answer. With respect to Amy and Allison Jaskolski, they were served by the summons and complaint being handed to Sheila Jaskolski, the wife of Thomas Jaskolski and the mother of Amy, Emily and Allison Jaskolski. As it turns out, Sheila and Emily Jaskolski filed an answer to the complaint and are represented by an attorney. Sheila Jaskolski is acting as the representative of Emily Jaskolski.

In an instance where the complaint or claim has been served on the parent of a minor, and there is no indication that the parent would not or could not represent the minor’s interest, courts are not required to appoint a guardian ad litem to represent the minor even if the claim be lost by default. In the Matter of Chicago, Rock Island and Pacific R. Co., 788 F.2d 1280 (7th Cir.1986) (proof of claim served on mother, but no claim filed on behalf of minor). There may well be solid reasons why the parent does not file an answer on the minor’s behalf. U.S. v. Noble, 269 F.Supp. 814 (E.D.N.Y.1967). Nothing else appearing,3 it may be presumed that a parent acts in the best interest of the child. Id. Permitting the parent to act as a guardian saves the expense of appointing a guardian which is also an important policy consideration. Id. This is especially true in an interpleader case such as the instant one where there is a small interpleader fund and many claimants and the possibility of appointing numerous guardians ad litem.4 Furthermore, a federal court should, as a matter of sound policy, be cautious in attempting to step between the parent and his or her child. Id. And, as a practical matter, the Court may have a very limited ability to do so especially if the minors will not be made available to the guardian and/or reside out of state.

It is a different matter when one of the parents is a plaintiff in the action. Croce v. Bromley Corp., 623 F.2d 1084 (5th Cir.1980), cert. denied, 450 U.S. 981, 101 S.Ct. 1516, 67 L.Ed.2d 816 (1981). In this situation, the Court has the ability to obtain facts and make a determination as to whether the appointment of a guardian ad litem is necessary. And, the Court can procure contact with the child for the guardian. Finally, the fact that the parent and child were involved in the accident but only the parent is a party in the lawsuit raises questions about a conflict of interest between the parent and child.5 The Court must then examine the matter. That is the situation which presents itself to the Court with respect to Amy and Allison Jaskolski.

It is unclear why the Court should permit Sheila Jaskolski to represent the interests of [545]*545one daughter but let her forfeit the interests with respect to the other daughters. She herself has not provided the Court with any explanation as to why she is willing to let her daughters Amy and Allison proceed on their own. Nor is it clear why the father is not acting on behalf of Amy and Allison. Therefore, the Court will require Sheila Jaskolski to show cause why she should not represent or obtain representation for her other daughters (Amy and Allison).

The problem with respect to Byron Winters is that he was not properly served with process. Rule 4(g) of the Federal Rules of Civil Procedure governs service on a minor.6 It provides for service under the state law of the place of service. Here, that place was in Indiana. Indiana requires service on a custodial parent and the minor if fourteen years of age or older.7 The return of service by the Marion County Sheriff of Indiana shows that the complaint was served by leaving it at Byron Winters’ last and usual place of residence and mailing a copy to said address. The address of service was listed as 4119 Langwood Court, Indianapolis, Indiana 46268. Service was made in November 1995. There is no showing that service was made on a parent of Byron Winters or that the other exceptions of Indiana Trial Rule 4.2 were met.

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168 F.R.D. 542, 1996 U.S. Dist. LEXIS 13893, 1996 WL 546323, Counsel Stack Legal Research, https://law.counselstack.com/opinion/seibels-bruce-co-v-nicke-ncmd-1996.