Securities & Exchange Commission v. Martino
This text of 94 F. App'x 871 (Securities & Exchange Commission v. Martino) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
SUMMARY ORDER
Before us is an appeal from the district court’s order granting the Securities and Exchange Commission (SEC)’s motion for summary judgment, injunctive relief, disgorgement, and monetary damages, against defendants Carol C. Martino, CMA Noel, Ltd., Gerard Haryman, and JTM Ltd. in a civil enforcement action relating to various violations of federal securities laws. Defendant Carol Martino passed away during the course of proceedings before this Court. With the agreement of the parties, we hereby REMAND the case and the accompanying motion for substitution of parties to the district court to determine how the case should proceed in light of her death.
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94 F. App'x 871, Counsel Stack Legal Research, https://law.counselstack.com/opinion/securities-exchange-commission-v-martino-ca2-2004.