Secular Organizations for Sobriety, Inc. v. Ullrich

213 F.3d 1125, 54 U.S.P.Q. 2d (BNA) 1851, 2000 Cal. Daily Op. Serv. 4095, 2000 Daily Journal DAR 5511, 2000 U.S. App. LEXIS 11616
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 25, 2000
DocketNos. 98-15143, 98-15317, 98-15407
StatusPublished
Cited by3 cases

This text of 213 F.3d 1125 (Secular Organizations for Sobriety, Inc. v. Ullrich) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Secular Organizations for Sobriety, Inc. v. Ullrich, 213 F.3d 1125, 54 U.S.P.Q. 2d (BNA) 1851, 2000 Cal. Daily Op. Serv. 4095, 2000 Daily Journal DAR 5511, 2000 U.S. App. LEXIS 11616 (9th Cir. 2000).

Opinion

O’SCANNLAIN, Circuit Judge:

In this trademark case, we must decide whether an organization dedicated to providing a secular alternative for those seeking recovery from alcohol and drug dependency established secondary meaning in its name sufficient to exclude others from using a nearly identical mark.

I

This appeal involves a dispute between parties who assert competing claims for the exclusive right to use the names “Secular Organizations for Sobriety” and “SOS” in conjunction with alcohol and drug dependency meetings. These meetings are designed to provide a secular alternative to programs, such as Alcoholics Anonymous, that emphasize religious and spiritual means to recovery. The parties have all been involved in what they describe .as a grass roots movement to develop and encourage these secular alternatives. The movement began in the 1980s, and the parties began organizing meetings on an informal and voluntary basis some time before any of them adopted a specific legal framework or asserted any formal claims of ownership. This appeal is an outgrowth of the parties’ attempts to assert legal claims to the marks used in connection with the secular sobriety movement.

[1128]*1128In the early and mid-1980s, James Christopher began advocating a secular approach to self-help groups formed to support persons with drug and alcohol problems who wished to become sober. In 1984, in an article published in the quarterly journal Free Inquiry, Christopher initially dubbed the movement “SSG” for “Secular Sobriety Groups.” Free Inquiry was the publication, of an organization called the Council for Democratic and Secular Humanism (“CODESH”). At the suggestion of Paul Kurtz, the editor of Free Inquiry, the movement later came to be called the “SOS movement” or “Secular Organizations for Sobriety.” The first appearance of those terms in any document associated with CODESH occurred in the spring of 1988 with the publication of Volume 1, Number 1, of the SOS National Newsletter.

In March 1988, Janis Goodall organized the first SOS-type meeting in the San Francisco Bay Area, in El Cerrito. Goodall maintained frequent contact with and received assistance from Christopher. On May 25, 1988, the San Francisco Chronicle published an article about the El Cerri-to meeting, referring to the terms “SOS” and “Secular Organizations for Sobriety” multiple times. Christopher was identified as the founder of this movement, but CO-DESH was not mentioned.

Shortly thereafter, in early 1988, the local groups that made up the SOS movement in California grew in number due in large part to the efforts of individual organizers like Goodall and Hubert Michael Lenihan. At this point in time, there was ho central office or governing organization for the movement. Christopher did operate what was referred to as the “SOS National Clearinghouse” out of his apartment in Los Angeles With an answering machine and a post office box. This clearinghouse produced a newsletter, with some financial support from CODESH beginning'in 1988, but Christopher repeatedly emphasized the independence of the various SOS groups. In one issue of the newsletter, he wrote;.

The SOS National Clearinghouse is not a “central office” from which all edicts flow. Nor does it control the actions and operations of the local groups. The SOS Clearinghouse acts as a facilitator for the movement, addressing individual questions, preparing resource material for use on the local level, and getting the word out to the media, treatment professionals, and others concerned with recovery.

SOS Nat’l Newsletter Vol. 3, No. 2.

The SOS movement was informally structured with great autonomy of the local groups and no acknowledgments binding those groups together into a national organization. Anyone who wished to establish such a group could do so simply by placing an advertisement in a newspaper and arranging for a place to convene. By 1990, approximately twenty SOS groups operated in Northern California on a volunteer basis, drawing moral support and guidance from Christopher’s books and the SOS newsletter. Christopher and CO-DESH encouraged such independent operations.

In the spring of 1990, area representatives from Northern California grew increasingly disaffected with Christopher and CODESH because of the pace of the movement’s growth and Christopher’s lack of organization. Accordingly, these representatives — including Goodall and Defendants Nancy Clark and Michael Lenihan— held meetings to discuss organizational concerns. One such meeting, in June 1990, was attended by .Christopher. At that meeting, the representatives, including Goodall, expressed their dissatisfaction with Christopher and his recent acceptance of a salaried position with CODESH. Christopher did not renounce his ties to CODESH and, after the meeting, moved to Buffalo, New York, to work for CO-DESH. He did not communicate with the Northern California groups again until late 1992. .

After Christopher’s departure, the Northern California groups voted in July [1129]*11291990 to proceed with regional organization in order to help the organization grow. They formally incorporated as a non-profit membership corporation, under the name of SOS-West Secular Organizations for Sobriety, Inc. (“SOS-West”), in January 1991. One month later, in February 1991, Christopher and CODESH incorporated Secular Organizations for Sobriety, Inc. (“SOS Inc.”) without input from any of the local groups. SOS Inc. was controlled through a board of directors composed entirely of CODESH members, including Christopher. No Northern California SOS groups are members of SOS Inc. or CO-DESH. They have never paid dues to SOS Inc., signed any charters or agreements with SOS Inc., or voted to authorize SOS Inc. or CODESH to act on their behalf.

In October 1990, a few months before the two entities incorporated, and without the knowledge of the Northern California SOS groups, CODESH applied to the Patent and Trademark Office (“PTO”) for federal registration of the term “Secular Organizations for Sobriety.” When CO-DESH applied to register the mark, it knew that the term had been used openly and freely by many local SOS groups in Northern California since early 1988. The PTO issued the federal registration of “Secular Organizations for Sobriety” to CODESH on August 18, 1992. On August 25, 1994, CODESH assigned the mark and goodwill to SOS Inc. SOS-West obtained a California state trademark registration for “SOS West Secular Organizations for Sobriety, Inc.” on March 17, 1993. SOS Inc. has recently relocated to California from New York to solicit funds and members.

On October 31, 1994, Plaintiffs-Appellants SOS Inc. sued Defendants-Appellees Hubert Michael Lenihan, Nancy Clark, John Ullrich, and SOS-West for trademark infringement and unfair competition in violation of the Lanham Act, 15 U.S.C. §§ 1114, 1125(a), and for violation of similar provisions of the California Business and Professions Code, Cal. Bus. & Prof. Code §§ 14300, 14330. SOS Inc. sought an injunction to bar SOS-West from using the marks “Secular Organizations for Sobriety,” “SOS,” and “SOS-West.”

Lenihan, Clark, Ullrich, and SOS-West deny SOS Ine.’s claim to a valid mark and counterclaim for violations of California Business & Professions Code provisions governing unlawful use of corporate names, §§ Í4415, 14402, and unfair competition, § 17200.

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213 F.3d 1125, 54 U.S.P.Q. 2d (BNA) 1851, 2000 Cal. Daily Op. Serv. 4095, 2000 Daily Journal DAR 5511, 2000 U.S. App. LEXIS 11616, Counsel Stack Legal Research, https://law.counselstack.com/opinion/secular-organizations-for-sobriety-inc-v-ullrich-ca9-2000.