SEC v. Sargent

Procedural entryThis page is a short order in SEC v. Sargent. Read the opinion of the Court — 66 F.4th 11
Court of Appeals for the First Circuit·Decided April 25, 2023·No. 22-1596·Errata

Opinion

United States Court of Appeals For the First Circuit

No. 22-1596

U.S. SECURITIES AND EXCHANGE COMMISSION,

Plaintiff, Appellant,

v.

HENRY B. SARGENT,

Defendant, Appellee,

FREDERICK M. MINTZ; ALAN P. FRAADE; JOSEPH J. TOMASEK; PATRICK GIORDANO,

Defendants.

ERRATA SHEET

The opinion of this Court, issued on April 18, 2023, is

amended as follows:

On page 2, line 23, change "state" to "slate"

Free access — add to your briefcase to read the full text and ask questions with AI

SEC v. Sargent, (1st Cir. 2023).

SEC v. Sargent (SEC v. Sargent) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.