Scott v. Glickman

199 F.R.D. 174, 2001 U.S. Dist. LEXIS 8072, 2001 WL 209464
CourtDistrict Court, E.D. North Carolina
DecidedJanuary 12, 2001
DocketNo. 4:99-CV-161-H4
StatusPublished
Cited by2 cases

This text of 199 F.R.D. 174 (Scott v. Glickman) is published on Counsel Stack Legal Research, covering District Court, E.D. North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Scott v. Glickman, 199 F.R.D. 174, 2001 U.S. Dist. LEXIS 8072, 2001 WL 209464 (E.D.N.C. 2001).

Opinion

ORDER

FLANAGAN, United States Magistrate Judge.

This matter is before the court upon defendants’ motion to compel plaintiff to produce “Exhibit 14” to plaintiffs deposition, a document over which plaintiff asserts an attorney-client privilege. Plaintiff has responded and, pursuant to order entered December 29, 2000, provided the document to the court for its in camera inspection. The court has reviewed the document and this matter is ripe for adjudication.

BACKGROUND

Plaintiff, a twenty-three (23) year employee of the United States Department of Agriculture (“USDA”) who worked for most of his tenure as a District Director for the Agricultural Stabilization Service (“ASCS”), brought suit alleging disability discrimination. Defendants’ first set of document requests sought copies of all documents which in any way relate to or support plaintiffs claims. In response, counsel for plaintiff made available a box of documents to counsel for defendants with the understanding that it would be taken to the U.S. Attorney’s Office for inspection and copying, and then returned. Among the documents was a letter from plaintiff to his former counsel, Ray Davis which, according to defendants, sets forth plaintiffs recollection of his contacts with Equal Employment Opportunity (“EEO”) counselor John Dumas regarding an EEO complaint.

During plaintiffs deposition on October 26, 2000, counsel for defendants marked the letter as “Exhibit 14” and presented it to plaintiff. Before any questions could be asked in reference to the letter, counsel for plaintiff objected to the use of the document and asserted that it was attorney-client privileged communication which inadvertently had been produced as a part of discovery. After much debate, on and off the record, the original document and all copies were either returned to plaintiffs counsel or destroyed in the presence of plaintiffs counsel. This motion to compel resulted.

[176]*176DISCUSSION

Defendants argue that the letter from plaintiff to his former counsel does not amount to confidential communication to. which the attorney-client privilege applies. Alternatively, defendants argue that if the document is protected by the privilege, plaintiff waived the protection by producing it in discovery. Proper analysis of a privilege question must begin with Rule 501 of the Federal Rules of Evidence:

Except as otherwise required by the Constitution of the United States or provided by Act of Congress or in rales prescribed by the Supreme Court pursuant to statutory authority, the privilege of a witness, person, government, State, or political subdivision thereof shall be governed by the principles of the common law as they may be interpreted by the courts of the United States in the light of reason and experience. However, in civil actions and proceedings, with respect to an element of a claim or defense as to which State law supplies the rule of decision, the privilege of a witness, person, government, State, or political subdivision thereof shall be determined in accordance with State law.

Fed.R.Evid. 501; see also Jaffee v. Redmond, 518 U.S. 1, 8, 116 S.Ct. 1923, 135 L.Ed.2d 337 (1996).

The current matter is a civil case based upon a federal cause of action. Therefore, following the mandate of Rule 501, the court must apply “the principles of the common law as they may be interpreted by the courts of the United States in the light of reason and experience.” Fed.R.Evid. 501.

“The attorney-client privilege is the oldest of the privileges for confidential communications known to the common law,” Upjohn Co. v. United States, 449 U.S. 383, 389, 101 S.Ct. 677, 66 L.Ed.2d 584 (1981); see also United States v. Aramony, 88 F.3d 1369, 1389 (4th Cir.1996), cert. denied, 520 U.S. 1239, 117 S.Ct. 1842, 137 L.Ed.2d 1046 (1997), and “rests on the need for the advocate and counselor to know all that relates to the client’s reasons for seeking representation if the professional mission is to be carried out.” Trammel v. United States, 445 U.S. 40, 51, 100 S.Ct. 906, 63 L.Ed.2d 186 (1980). The protection of “full and frank” communication between lawyer and client “encourages observance of the law and aids in the administration of justice.” Commodity Futures Trading Commission v. Weintraub, 471 U.S. 343, 348, 105 S.Ct. 1986, 85 L.Ed.2d 372 (1985).

The privilege, however, “impedes full and free discovery of the truth.” In re Grand Jury Proceedings, 727 F.2d 1352, 1355 (4th Cir.1984) (internal citation omitted); see also United States v. Nixon, 418 U.S. 683, 710, 94 S.Ct. 3090, 41 L.Ed.2d 1039 (1974) (noting that the privilege stands “in derogation of the search for truth”). Therefore, the attorney-client privilege is to be narrowly construed, see United States v. Oloyede, 982 F.2d 133, 141 (4th Cir.1992) (noting narrow construction of privilege); In re Grand Jury Subpoenas, 902 F.2d 244, 248 (4th Cir.1990) (same); In re Grand Jury Proceedings, 727 F.2d at 1355 (same), and recognized “only to the very limited extent that ... excluding relevant evidence has a public good transcending the normally predominant principle of utilizing all rational means for ascertaining truth,” Trammel, 445 U.S. at 50, 100 S.Ct. 906.

The U.S. Court of Appeals for the Fourth Circuit (“Fourth Circuit”) has adopted the “classic test” for determining the existence of an attorney-client privilege:

The privilege applies only if (1) the asserted holder of the privilege is or sought to become a client; (2) the person to whom the communication was made (a) is a member of the bar of a court, or his subordinate and (b) in connection with this communication is acting as a lawyer; (3) the communication relates to a fact of which the attorney was informed (a) by his client (b) without the presence of strangers (c) for the purpose of securing primarily either (i) an opinion on law or (ii) legal services or (iii) assistance in some legal proceeding, and not (d) for the purpose of committing a crime or tort; and (4) the privilege has been (a) claimed and (b) not waived by the client.

United States v. Jones, 696 F.2d 1069, 1072 (4th Cir.1982) (quoting United States v. Unit[177]*177ed Shoe Machinery Corp., 89 F.Supp.

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Bluebook (online)
199 F.R.D. 174, 2001 U.S. Dist. LEXIS 8072, 2001 WL 209464, Counsel Stack Legal Research, https://law.counselstack.com/opinion/scott-v-glickman-nced-2001.