Schwartz v. Helms

712 F.2d 633, 229 U.S. App. D.C. 319, 1983 U.S. App. LEXIS 25985
CourtCourt of Appeals for the D.C. Circuit
DecidedJuly 8, 1983
DocketNos. 82-1527, 82-1648
StatusPublished
Cited by6 cases

This text of 712 F.2d 633 (Schwartz v. Helms) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Schwartz v. Helms, 712 F.2d 633, 229 U.S. App. D.C. 319, 1983 U.S. App. LEXIS 25985 (D.C. Cir. 1983).

Opinion

Opinion for the Court filed by Circuit' Judge WILKEY.

WILKEY, Circuit Judge:

Petitioners, an association of airline pilots and individual airline pilots suffering from coronary heart disease, challenge an amendment to Federal Aviation Administration (FAA) rules for the issuance of airman medical certificates. Under the previous rules, a medical certificate could not be issued to a pilot who suffered from coronary heart disease which might be “reasonably expected to lead to myocardial infarction.”1 The challenged amendment provides that a medical history or clinical diagnosis of coronary heart disease is disqualifying if it “has required treatment or, if untreated, ... has been symptomatic or clinically significant.”2 Petitioners contend that the proposed amendment is unauthorized by statute and unsupported by sufficient evidence in the record of the rulemaking proceeding. We find, however, that petitioners’ objections are unfounded, and affirm the FAA amendment.

I.Background

The FAA is responsible by statute for setting qualifications for airline pilots, including medical qualifications. Its statutory mandate is “to promote safety of flight of civil aircraft”3 and in doing so to “give full consideration to the duty resting upon air carriers to perform their services with the highest possible degree of safety in the public interest.”4 The FAA implements this mandate by establishing regulations for pilot certification.5 Pilots who feel that they have been unlawfully denied certification under FAA regulations may appeal the Federal Air Surgeon’s determinations with regard to medical licensing to the National Transportation Safety Board (NTSB).6 The NTSB then determines de novo whether the FAA decision comports with the applicable regulations. The NTSB is thus responsible to apply to particular cases the general regulations set out by the FAA.

As part of the air pilot certification requirements, the FAA administers a comprehensive set of rules governing the medical standards to be met by qualified pilots.7 The rules specify that certain medical disabilities are automatically disqualifying.8 This is the case for any applicant who has had a myocardial infarction. However, for angina pectoris or other evidence of coronary heart disease, the FAA had found that an automatic disqualification would be unduly stringent because some forms of coronary heart disease might not present a significant threat of a subsequent heart attack and indeed might be entirely asymptomatic. There was no reason to disqualify some pilots who suffered from the milder forms of the disease.9 Therefore, the FAA decided to disqualify only those pilots who suffered from coronary heart disease which “may reasonably be expected to lead to myocardial infarction.”10

The application of the coronary heart disease regulations thus required a determination in each case of the risk that the Coro[322]*322nary heart disease would subsequently lead to a heart attack. In practice, it was the FAA’s policy “to deny .. . certification [of] an applicant who has a history of finding of coronary heart disease, including those who have undergone coronary artery bypass surgery.” 11 Instead, the FAA would grant restricted certification, where possible, through the formal exemption process, which permitted the FAA to specify limitations and to require reevaluation of the airman’s condition.12 The FAA’s decisions to grant exemptions were not reviewable by the NTSB.

Pilots who were denied unrestricted certification could appeal to the NTSB, which had jurisdiction to reassess the risk in each case in deciding whether certification ought to have been granted.13 Unlike the FAA, the NTSB did not assume that any significant clinical history of coronary heart disease, and especially disease that required surgery, was per se disqualifying. The NTSB at times granted unrestricted medical certification to pilots with a clinical history of coronary heart disease, including some who had had heart surgery, because it was convinced in these cases that the past clinical history did not present a significant risk of a future heart attack.14

In response to such interpretations of the 1959 rule, the FAA proposed the amendment now at issue. As the FAA explained in its Notice of Proposed Rulemaking, the premise of the proposed regulation is that “significant coronary artery disease, even if treated, poses an increased risk of myocardial infarction or other adverse cardiac events, and that evidence of untreated disease is disqualifying in the absence of definitive evidence showing it to be insignificant.” 15 The Notice expressed concern that the previous rule had been construed to permit airman medical certification even “in the presence of significant artery disease.”16 After the required informal rule-making procedure, the FAA adopted the proposed amendment,17 and the present appeal ensued.

II. Analysis

Petitioners in effect present a two-pronged attack on the rule.18 First, they contend that it is unauthorized by statute because it has the effect of circumventing statutorily required NTSB review of FAA certification decisions.19 Second, petitioners contend that the proposed amendment lacks sufficient support by evidence in the record in the informal rulemaking procedure and is therefore arbitrary and capricious.20 Neither of these contentions convinces us, how[323]*323ever, to strike down the FAA’s proposed amendment.

A. NTSB Review Proceedings

Petitioners’ position as to NTSB review may be summarized briefly as follows. Under the prior coronary heart disease rules, the NTSB had jurisdiction to decide in each case brought before it whether the airman’s past medical history presented a significant risk that he would suffer a heart attack in the future. The proposed amendment strips the NTSB of this authority. The Board no longer decides whether there is a risk of future heart attack, but only whether, as the proposed amendment specifies, the pilot presents an established history of a diagnosis of coronary heart disease of a certain type—i.e., disease that has required treatment or has been symptomatic or clinically significant. Thus, petitioners contend, by taking from the NTSB the responsibility to determine the actual probability of a future heart attack, the proposed amendments flout Congress’ intent that the NTSB sit in review of FAA certification decisions.

The argument as we have stated it formulates correctly the procedural impact of the FAA amendment. It is unquestionable that the NTSB no longer has the power to decide what it could once decide—i.e., that a pilot should be certified because he presents no significant risk of a future heart attack. The NTSB is no longer empowered to conduct an inquiry into the individual risk of myocardial infarction as presented on a case by case basis. Rather, it may only decide whether there has been, in the past, symptomatic coronary heart disease.

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Cite This Page — Counsel Stack

Bluebook (online)
712 F.2d 633, 229 U.S. App. D.C. 319, 1983 U.S. App. LEXIS 25985, Counsel Stack Legal Research, https://law.counselstack.com/opinion/schwartz-v-helms-cadc-1983.