Schmidt v. Kansas State Board of Technical Professions

21 P.3d 542, 271 Kan. 206, 2001 Kan. LEXIS 261
Supreme Court of Kansas·Decided April 20, 2001·No. 84,934·Published·Cited by 10 cases

Opinion

The opinion of the court was delivered by:

Wahl, S.J.:

Michael Schmidt, a licensed engineer, appeals the decision of die Shawnee County District Court affirming an order of the Kansas State Board of Technical Professions (the Board). The Board determined that certain construction drawings prepared by Schmidt constituted the practice of architecture as defined by K.S.A. 2000 Supp. 74-7003. The Board further held that Schmidt, unlicensed to practice architecture, was in violation of the regulations pertaining to professional conduct established by K.A.R. 66-6-4(e) (1995 Supp.) which regulations prohibit a licensee from affixing a signature, seal, or both, to a plan dealing with a subject matter outside the licensee’s field of competence. The Board publicly censured Schmidt because he affixed his engineer’s seal to documents dealing with the subject matter of architecture, an area which it held to be outside his field of competence as established by his education, training and licensing. The Board also required that he pay costs of $5,000, an amount the Board determined was a portion of the Board’s investigative cost, expenses, *208 and attorneys fees in prosecuting the matter, and an amount equal to the statutory limit.

The salient facts of this case are, of necessity, very detailed. Michael Schmidt graduated from the University of Wyoming in 1974, with the degree of bachelor of science in civil engineering with an architectural engineering option. The university had no school of architecture, and he studied in the engineering school to obtain the architectural option. He completed some graduate work in systems management and then worked as an architectural engineer in the Air Force upon graduation.

The architectural engineering program involved courses in architectural design, architectural development or architectural history, architectural construction, and courses involving construction methods or specifications for estimating. He also took courses relating to electrical and mechanical systems. His work experience involved mechanical and electrical engineering as well as heating, ventilation, and air conditioning (HVAC) design. In addition, he received electrical design training while in the military. In 1999 Schmidt was licensed as an engineer in seven states.

Schmidt was licensed by the Board as a professional engineer in 1991. Schmidt’s company, Schmidt Engineering Consultants, Inc., is located in Emporia, Kansas. Kansas issues licenses for professional engineers, but the licenses are not broken down by specialty such as electrical, civil, chemical, mechanical, or architectural engineering. Schmidt was licensed, in good standing, and had not been the subject of prior complaints when this action commenced.

On September 19, 1995, Dave Emig, a licensed architect who practices in Emporia, Kansas, and who has the only architectural firm in Emporia, filed a complaint with the Board alleging that Schmidt “prepared construction documents for Carlson Funeral Home and Kenyon Square Apartments” in Emporia. Emig complained:

“It is my opinion that Mr. Schmidt is practicing architecture. ... In both of these projects, Mr. Schmidt’s seal is on all drawings, including the architectural site plan, floor plan, wall and building sections, and construction details, indicating that Mr. Schmidt prepared documents for the entire project. Both of these pro *209 jects are substantial new buildings, and the architectural portion of the project, in my opinion, is not incidental to the engineering required for the project.”

On February 28,1995, Schmidt had billed the corporation which built the Caríson Funeral Home for his work concerning the “[f]oundation design, preliminary site drainage planning, storm-water drainage calculations and submitting the] stormwater management plan to City Engineer, siz[ing] roof drainage piping, designing] mechanical room floor structure, electrical, plumbing, and HVAC, plans, plans review and seal[ing] plans for building permit.” He subsequently also billed for revising the drawings and sealing the prints on March 31, 1995.

The Board brought a complaint on May 12, 1997, alleging that Schmidt “undertook to perform and performed work involving the practice of architecture and mechanical and electrical engineering, which he was not qualified to perform by education and experience when he prepared or supervised the preparation of . . . plans and specifications” and when he signed and sealed the plans for the projects. The Board alleged that Schmidt, in violation of K.A.R. 66-6-4, K.S.A. 74-7001, and K.S.A. 2000 Supp. 74-7026, performed work “involving the practice of architecture and mechanical and electrical engineering, which he was not qualified to perform by education and experience when he prepared or supervised the preparation of architectural, mechanical, electrical, and plumbing plans and specifications for the Carlson Funeral Home. . . .” The Board also alleged that Schmidt violated professional regulations when Schmidt prepared the architectural, mechanical, and electrical plans and specifications for the Kenyon Square Apartments in April 1995.

David Emig testified at the hearing before the Board. Emig was the first one to prepare some drawings for the Carlson Funeral Home project, and he had done some drawings in order to help the owners obtain a zoning variance. The Carlson Funeral Home was a custom-built, pre-engineered “Butler” building, and Emig’s company prepared the preliminary plans in early 1995. Because Schmidt was not licensed as an architect, Emig complained to the Board after he saw Schmidt’s drawings at an office in the city hall in Emporia.

*210 Emig had reviewed the plans which had been sealed by Schmidt. He was asked if the preparation of the plans was within the definition of the practice of architecture as set out in K.S.A. 2000 Supp. 74-7003(d) and (e), but he could not offer an opinion. He did say that the drawings required the stamp and seal of an architect because the building was open to the public and the type of structure involved required the seal of an architect.

Emig also reviewed the apartment plans. He testified that the production of the site plan did not necessarily constitute the practice of architecture. The site grading and utility plan is often prepared by an engineer under an architect’s direction, so that plan is not primarily architectural. He testified that the foundation floor plans are normally prepared under the supervision of an architect, and, in a complicated project, the foundation plan might be prepared by a structural engineer. Emig testified the exterior building elevation drawings are almost exclusively prepared by an architect. The enlarged floor plan indicating the layout of the rooms, which contained notes about handicapped accessibility, Emig believed almost always are exclusively prepared by architects.

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Schmidt v. Kansas State Board of Technical Professions, 21 P.3d 542, 271 Kan. 206, 2001 Kan. LEXIS 261 (kan 2001).

21 P.3d 542 (Schmidt v. Kansas State Board of Technical Professions) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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