Sawyer v. Alabama

693 F. Supp. 1036, 1988 U.S. Dist. LEXIS 8897, 1988 WL 83187
CourtDistrict Court, S.D. Alabama
DecidedJuly 29, 1988
DocketCiv. A. No. 85-0948-AH
StatusPublished

This text of 693 F. Supp. 1036 (Sawyer v. Alabama) is published on Counsel Stack Legal Research, covering District Court, S.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sawyer v. Alabama, 693 F. Supp. 1036, 1988 U.S. Dist. LEXIS 8897, 1988 WL 83187 (S.D. Ala. 1988).

Opinion

ORDER

HOWARD, District Judge.

This cause is before the Court on cross-motions for summary judgment and for partial summary judgment filed, in chronological order, by defendant Valeska, defendant Monteil, plaintiffs, defendant Hope, defendant Alabama State Personnel Board, and defendant Kearley. (Tabs ##122, 131, 138, 139, 140, 141.)

The motions have been filed with the agreement of the parties that “the sole issue to be determined by the Court on the Index of Stipulated Record and the Motions previously described is whether or not in conjunction with their termination from the Alabama State Docks the Plaintiffs’ rights under the Fifth Amendment of the Constitution of the United States were violated.” (Joint Understanding and Waiver of Rules, Tab # 142.) The parties also have “stipulate[d] for purposes of summary judgment” that a collection of fifteen documents and exhibits “constitute[s] the record.” (Amended Index of Stipulated Record on Summary Judgment, Tab # 147.) The Court has accordingly limited the evidence and arguments considered.1

Plaintiffs were employees of the Alabama State Docks in 1985, when a Mobile County grand jury was investigating possible illegal activities at the Docks, including those of one John Britain. Plaintiffs were called to testify at the May 1985 session of the grand jury, but pleaded the Fifth Amendment. They were called again to testify at the June 1985 session of the grand jury and again pleaded the Fifth Amendment. They were fired about two weeks later.

The starting point for the parties’ discussion of their motions is the Court’s order of July 20, 1987, which is attached to this order as Appendix 1. In the course of denying cross-motions for summary judgment, the Court concluded that:

[Pjlaintiffs cannot prevail simply by showing, if it be shown, that any offer or assurance of immunity was not legally binding under Alabama law. Plaintiffs need receive only an affirmative assurance of immunity. Whether they received such an assurance, %and whether any assurance was negated by Black’s June meetings with plaintiffs or otherwise, are genuine issues of material fact.

(Order of July 20, 1987, at 7.)

Defendant Valeska, whose briefing is adopted, with or without acknowledgement, by the other defendants, argues that plaintiffs received affirmative assurances of immunity in that: (1) the Assistant Attorneys General and some members of the grand jury told plaintiffs in May that they were “not interested in” plaintiffs and made other, similar statements; (2) prior to their appearance before the grand jury in June, plaintiffs’ superior, William H. Black, Jr., read plaintiffs’ counsel part of a letter [1038]*1038from the Governor’s legal advisor stating that the legal advisor had received input from the Public Safety Department and the Attorney General’s office “indicating that ... the offer of immunity to [plaintiffs] is continuing”; and (3) each plaintiff was given a written offer of immunity at the June grand jury, signed by an Assistant Attorney General and the grand jury foreperson.

Plaintiffs counter that, primarily because defendants made repeated threats to fire plaintiffs under a statute expressly authorizing termination for refusal to waive the Fifth Amendment or immunity from prosecution, they were given at best conflicting signals regarding whether they were being assured of immunity. Plaintiffs argue that, until they received unequivocal assurances of immunity, they were free to rest on the Fifth Amendment.

The Court concluded in its July 20, 1987 order that a public employee who has been threatened with termination if he refuses to testify is entitled to invoke the Fifth Amendment until and unless he receives affirmative assurances of immunity from any future prosecution based on the answers given.2 The Court now concludes that such a public employee has not received adequate assurances of immunity, and can therefore invoke the Fifth Amendment, when he is faced with conflicting signals from his employer and/or the prosecutor as to whether he is being assured of immunity or ordered, on pain of dismissal, to waive his immunity.

The most closely analogous binding case appears to be Hester v. City of Milledgeville, 777 F.2d 1492 (11th Cir.1985). The defendant city instituted polygraph testing of its fire department employees and required each employee to sign one of four forms before testing. Two of the forms waived the employee’s right to plead the Fifth Amendment, without offering any affirmative assurances of immunity from prosecution; a third form preserved the tested employee’s right to invoke the Fifth Amendment in response to incriminating questions, and the fourth form was a refusal to submit to testing. Id. at 1494. Each employee knew he would be fired if he refused to submit to testing; consequently, each was coerced into testifying. Id. at 1495.

Since the employees were threatened with termination should they refuse to submit to testing, they were entitled to rest on the Fifth Amendment until and unless they received affirmative assurances of immunity from prosecution. Nothing appeared on the face of the first three forms, nor was anything expressly stated by the employer, to the effect the employees were not perfectly free to choose the third form (under which they would preserve their Fifth Amendment rights and hence obviate assurances of immunity) rather than the first or second forms (under which they would waive the Fifth Amendment’s protection without receiving assurances of immunity). See id. Nevertheless, the Eleventh Circuit held that the mere existence of the first two forms introduced an ambiguity as to whether their employer was subtly pressuring them to waive the Fifth Amendment without having immunity from prosecution.

It is entirely plausible that laypersons faced with the three positive options with no disclaimer may feel that to save their jobs they must sign the form most generous and accommodating to their employ-er_ The privilege against self-incrimination is too important to be trifled with in this matter.

Id. The Court enjoined polygraph testing until the first two options were removed “or sufficient information [regarding the Fifth Amendment and the waiver thereof] [1039]*1039and assurances [of immunity from prosecution are] presented to the employees to guarantee a knowing and voluntary waiver [of the Fifth Amendment].” Id. at 1496.

As applied to the present case, Hester demonstrates that a public employee threatened with termination if he refuses to testify is not required to guess whether the employer (or the prosecutor) is offering immunity or demanding that the employee waive immunity. In the face of garbled or contradictory messages he is free to rest on the Fifth Amendment, and he cannot be terminated for doing so. Cf. Erwin v. Price, 778 F.2d 668 (11th Cir.1985) (plaintiff, who was assured at least five times that he would not be prosecuted on the basis of his statements, and was never told otherwise, could be required to answer questions on pain of dismissal).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Garrity v. New Jersey
385 U.S. 493 (Supreme Court, 1967)
Gardner v. Broderick
392 U.S. 273 (Supreme Court, 1968)
Lefkowitz v. Turley
414 U.S. 70 (Supreme Court, 1973)
Lefkowitz v. Cunningham
431 U.S. 801 (Supreme Court, 1977)
Freddie Hester v. City of Milledgeville
777 F.2d 1492 (Eleventh Circuit, 1985)

Cite This Page — Counsel Stack

Bluebook (online)
693 F. Supp. 1036, 1988 U.S. Dist. LEXIS 8897, 1988 WL 83187, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sawyer-v-alabama-alsd-1988.