Sauerwin v. State

214 S.W.3d 266, 363 Ark. 324
CourtSupreme Court of Arkansas
DecidedSeptember 29, 2005
DocketCR 05-278
StatusPublished
Cited by14 cases

This text of 214 S.W.3d 266 (Sauerwin v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Arkansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sauerwin v. State, 214 S.W.3d 266, 363 Ark. 324 (Ark. 2005).

Opinion

Donald L. Corbin, Justice.

Appellant John E. Sauerwin Jr. appeals the jury verdict and order of the Pulaski County Circuit Court convicting him of capital murder and sentencing him to life imprisonment without parole. On appeal, he argues that the trial court erred in denying his objection to the testimony of Dr. Daniel Konzelmann (1) based upon his constitutional right to confront the witnesses against him and (2) as hearsay. We have jurisdiction of this appeal pursuant to Ark. Sup. Ct. R. 1-2(a)(1). We find no error and affirm.

On November 22, 2004, Appellant was convicted of capital murder for the shooting death of Danny Strange. The shooting occurred on February 14, 2004, outside of Clara’s Lounge in North Little Rock. Prior to the shooting, Appellant, his ex-wife, the victim, and several others were together at the bar. Later, after all the others had left, Appellant approached Strange in the parking lot. Prior to approaching Strange’s car, Appellant retrieved a loaded SKS semi-automatic rifle from the trunk of his car. When Appellant reached Strange’s vehicle, he claims that Strange leaned over as if reaching for a gun. At that time Appellant repeatedly shot Strange.

The only aspect of trial that is relevant to the current appeal is the testimony of Dr. Daniel Konzelmann. Dr. Konzelmann is an associate medical examiner at the Arkansas State Crime Laboratory in Little Rock. At trial, he was qualified as an expert and gave testimony on Strange’s death. Dr. Konzelmann testified that another medical examiner, Dr. William Sturner, had performed the autopsy; however, Dr. Sturner is now retired. Dr. Konzelmann explained that he had since assumed Dr. Sturner’s cases for testimony in court. Dr. Konzelmann stated that he himself had reviewed Dr. Sturner’s autopsy report, as well as any photos involved, in preparation for the trial. During his testimony, Dr. Konzelmann referred to the report while explaining the wounds and injuries, as well as to the multitude of photos taken of the victim’s body.

At trial, Appellant repeatedly objected to Dr. Konzelmann’s testimony, claiming a violation of his right to confront the witnesses against him and that the testimony was hearsay. The trial court overruled all of these objections. Appellant was found guilty of capital murder and sentenced to life imprisonment without parole. This appeal followed.

Appellant raises two points for reversal. First, Appellant argues that the trial court erred in denying his objections to Dr. Konzelmann’s testimony under the Confrontation Clause of Sixth Amendment. Second, Appellant claims that the trial court erred in denying his hearsay objections to Dr. Konzelmann’s testimony. Because both of these points are inherently intertwined and rest on similar arguments, they can be examined together. The Appellant’s bottom line is that he was denied his right to confront the witnesses against him because Dr. Konzelmann’s testimony consisted of hearsay in that he relied upon an autopsy report prepared by another medical examiner.

During the trial below, Appellant raised the following objections to Dr. Konzelmann’s testimony: that it was inadmissible hearsay; that it violated his constitutional rights of confrontation and due process; and that it was inadmissible expert testimony under Ark. R. Evid. 703. Specifically, Appellant’s Rule 703 objection was premised on his belief that the rule refers to treatises or learned works that the expert might read to help form an opinion, not actual works done by someone else. On appeal, Appellant maintains his arguments pertaining to the Confrontation Clause and to Rule 703. Fie also asserts that out-of-court statements must fall within a firmly rooted hearsay exception, such as the business-records exception or the public-records exception, in order for the expert to rely on the autopsy report. Furthermore, he asserts that the State never established that the autopsy report was duly attested to pursuant to Ark. Code Ann. § 12-12-313(a) (Repl. 2003). However, the record reflects that Appellant’s objection to Dr. Konzelmann’s testimony did not include these latter two arguments.

This court has repeatedly held that appellants are precluded from raising arguments on appeal that were not first brought to the attention of the trial court. See, e.g., Flanery v. State, 362 Ark. 311, 208 S.W.3d 187 (2005); Phillips v. State, 361 Ark. 1, 203 S.W.3d 630 (2005); Marta v. State, 336 Ark. 67, 983 S.W.2d 924 (1999). Thus, Appellant is bound by the scope and nature of the arguments made at trial. Woolbright v. State, 357 Ark. 63, 160 S.W.3d 315 (2004). Because his objections below did not raise arguments relating to the business-records and public-records exceptions to hearsay, nor to section 12-12-313(a), he is barred from raising those issues on appeal. Accordingly, we will confine our analysis to the issue raised below that is pursued on appeal, namely that Dr. Konzelmann’s testimony was improper under Rule 703.

The admissibility of evidence rests in the broad discretion of the trial court. Dednam v. State, 360 Ark. 240, 200 S.W.3d 875 (2005); Scott v. State, 318 Ark 747, 888 S.W.2d 628 (1994). We will not reverse a trial court’s ruling on the admissibility of expert testimony or on a hearsay question unless the appellant can show an abuse of that court’s discretion. Id. To qualify as an abuse of discretion, the trial court must have acted improvidently, thoughtlessly, or without due consideration. Grant v. State, 357 Ark. 91, 161 S.W.3d 785 (2004). Additionally, this court will not reverse an evidentiary ruling absent a showing of prejudice. Anderson v. State, 354 Ark. 102, 118 S.W.2d 574 (2003). With this standard in mind, we now review the issues before us.

Rule 703 governs the basis of opinion testimony by experts and provides:

The facts or data in the particular case upon which an expert bases an opinion or inference may be those perceived by or made known to him at or before the hearing. If of a type reasonably relied upon by experts in the particular field in forming opinions or inferences upon the subject, the facts or data need not be admissible in evidence.

This court has observed that Rule 703 allows “an expert [to] render an opinion based on facts and data otherwise inadmissible, including hearsay, as long as they are of a type reasonably relied upon by experts in the field.” Goff v. State, 329 Ark. 513, 521, 953 S.W.2d 38, 42 (1997). Furthermore, when a statement, such as expert testimony, “is admitted for a legitimate, non-hearsay purpose, that is, not to prove the truth of the assertions therein, the statement is not hearsay under the traditional rules of evidence and the non-hearsay aspect raises no confrontation-clause concerns.” Dednam, 360 Ark. at 248, 200 S.W.3d at 880.

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214 S.W.3d 266, 363 Ark. 324, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sauerwin-v-state-ark-2005.