Satti v. Kozek

755 A.2d 333, 58 Conn. App. 768, 2000 Conn. App. LEXIS 332
CourtConnecticut Appellate Court
DecidedJuly 18, 2000
DocketAC 18733
StatusPublished
Cited by8 cases

This text of 755 A.2d 333 (Satti v. Kozek) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Satti v. Kozek, 755 A.2d 333, 58 Conn. App. 768, 2000 Conn. App. LEXIS 332 (Colo. Ct. App. 2000).

Opinion

Opinion

FOTI, J.

The plaintiffs1 appeal from the judgment of the trial court denying their petition to remove the defendant, Robert H. Kozek, as administrator of the estate of Charles Satti, and modifying, in part, the defendant’s final account of legal fees, accounting fees and administrative fees. The plaintiffs claim that the trial court improperly (1) failed to require the defendant, as a fiduciary, to sustain his burden of proof by clear and convincing evidence, (2) rendered judgment for the defendant, (3) failed to reduce sufficiently the amounts of certain fees charged in the defendant’s final accounting, (4) refused to order an allocation of and accounting for funds and interest generated by the transfer of spe[770]*770cifically devised property, (5) declined to order repayment of money wrongfully paid from the estate fund and (6) refused to remove the defendant as fiduciary. We affirm the judgment of the trial court.

The following facts are relevant to this appeal. This action involves the disposition of the estate of Charles Satti, who died testate in 1936. Satti was survived by his widow, Maria, and seven children, Andrew, Louis, C. John, Emma, Theresa, Margaret and Mary Curtin. The original inventory of the estate included a grocery business, a savings account and certain properties located in New London and Waterford. Satti’s will granted a life estate in all of his property to his widow, who died in 1953. The properties located at Bank and Belden Streets in New London were specifically devised to the three sons, while the residue of the estate was devised to all seven children equally.

Charles Satti’s eldest son, Andrew, was appointed executor of the estate in 1936, and served as executor until his death in 1977. In 1982, Satti’s granddaughter asked the defendant to serve as administrator of the estate. The defendant agreed and was appointed administrator of the estate in September of 1982.

By 1986, the defendant had disposed of all of the properties except the property located at Montauk Avenue in New London. Largely due to the actions of the heirs of the estate, the defendant was unable to sell the Montauk Avenue property. The issue of ownership of the Montauk Avenue property was eventually resolved through a settlement agreement among the heirs. By December, 1995, the defendant was ordered by the Probate Court to file a final account, covering the time period of 1982 through 1995. The Probate Court approved, in part, the defendant’s final accounting. The plaintiffs brought separate appeals to the Superior Court from the decision of the Probate Court, challeng[771]*771ing the defendant’s final accounting. The cases were tried together to the Superior Court, which held a trial de novo because no record was made before the Probate Court. The plaintiffs now appeal from the judgment of the Superior Court.

I

The plaintiffs first claim that the trial court improperly failed to require the defendant to sustain his burden of proof by clear and convincing evidence. We disagree with the plaintiffs.

The issue of whether the court held the parties to the proper standard of proof is a question of law. When “issues in [an] appeal concern questions of law, this court reviews such claims de novo.” Norse Systems, Inc. v. Tingley Systems, Inc., 49 Conn. App. 582, 592, 715 A.2d 807 (1998).

In certain instances where it is alleged that a fiduciary has breached his duty, the burden of proof shifts such that the fiduciary has the burden of proving fair dealing by clear and convincing evidence. Murphy v. Wakelee, 247 Conn. 396, 400, 721 A.2d 1181 (1998). Such burden shifting occurs in cases involving claims of fraud, self-dealing or conflict of interest. Id. In their appeal to the Superior Court, the plaintiffs claimed that the defendant’s interests conflicted with those of the estate, and thus, according to Murphy, the defendant was required to prove fair dealing by clear and convincing evidence.

The plaintiffs claim that the court failed to require the defendant to prove fair dealing by clear and convincing evidence. We disagree with the plaintiffs because we find nothing in the record to suggest that the court held the defendant to a lesser standard. In its decision, the court clearly noted that the defendant was a fiduciary to the estate. In finding that the defendant dealt fairly with the heirs of the estate, the court noted that “the [772]*772fiduciary’s performance was, by any applicable standard of proof, well within the range of acceptability.” Clearly, the court acknowledged that the defendant’s fiduciary performance was evaluated according to a higher standard of proof, and our review of the record convinces us that the court properly held the defendant to the appropriate standard.

II

The plaintiffs next claim that the court improperly rendered judgment for the defendant. We disagree.

In their appeal to the Superior Court, the plaintiffs challenged (1) the court’s decision denying their request to remove the defendant as administrator and (2) the defendant’s final accounting of the administration expenses. The Superior Court denied the petition to remove the defendant and approved the defendant’s final accounting, subject to some modifications.

The plaintiffs assert that, because the court ordered some modifications of the final accounting, they were the “prevailing” parties and therefore it was improper for the court to have rendered judgment for the defendant. In support of this claim, the plaintiffs cite McQueeney v. Norcross, 75 Conn. 381, 53 A. 780 (1903), which addressed the issue of which party was the prevailing party for the purposes of having appellate costs taxed. According to the McQueeney court, the reviewing court’s finding of any error in the judgment of the trial court is sufficient to make the appellant the prevailing party. See id., 382 n.l.

The plaintiffs’ reliance on McQueeney is misplaced. While the present case involves an appeal from a decision of the Probate Court, the trial court did not act as an appellate court reviewing the decision of the Probate Court. Rather, the trial court sat as a Probate Court de novo and its judgment was rendered without regard to [773]*773the decision made by the Probate Court. See Prince v. Sheffield, 158 Conn. 286, 294, 259 A.2d 621 (1969); see also General Statutes § 45a-186; Andrews v. Gorby, 237 Conn. 12, 16, 675 A.2d 449 (1996) (where no record made before Probate Court, absence of record requires trial de novo). Thus, the trial court did not find, and was not asked to review, any error that may have been committed by the Probate Court. The court’s judgment for the defendant was an entirely independent determination.

While the plaintiffs may have prevailed in having a portion of the final account modified, the court approved much of the account and refused the plaintiffs’ petition to remove the defendant as administrator.

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Bluebook (online)
755 A.2d 333, 58 Conn. App. 768, 2000 Conn. App. LEXIS 332, Counsel Stack Legal Research, https://law.counselstack.com/opinion/satti-v-kozek-connappct-2000.