Satkin v. McConnell

195 Misc. 2d 420, 759 N.Y.S.2d 302, 2003 N.Y. Misc. LEXIS 283
CourtNew York Supreme Court
DecidedMarch 20, 2003
StatusPublished

This text of 195 Misc. 2d 420 (Satkin v. McConnell) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Satkin v. McConnell, 195 Misc. 2d 420, 759 N.Y.S.2d 302, 2003 N.Y. Misc. LEXIS 283 (N.Y. Super. Ct. 2003).

Opinion

OPINION OF THE COURT

Peter C. Patsalos, J.

Defendants David J. McConnell, Clara Chudow, Stanley Hoff and Orange Radiological Imaging move and defendants St. Anthony Community Hospital, Franciscan Health System TriState Region, Inc., Bon Secours Charity Health System, Inc., and Bon Secours New York Health System, Inc. cross-move for an order compelling further disclosure in this action to recover damages for alleged medical malpractice.

By short form order dated March 27, 2002, the undersigned directed plaintiff’s counsel to provide the tax returns for calendar years 1996-1998 to defendants’ attorneys. Plaintiff provided the 1040 forms only without W-2 forms or schedules to the 1040 and did not produce state income tax returns at all. Plaintiff has now provided W-2 forms for his decedent for the years at issue. However, plaintiff is still not in compliance with the court’s order and will be directed to produce the entire tax returns, federal and state, for the years in question.

The court now turns to the principal issue on these motions which is whether the Appellate Division, Second Department’s holding in Thomas v Alleyne (302 AD2d 36 [2d Dept 2002]) should apply to this case.

In Thomas (id.) the Appellate Division, Second Department, abrogated its holding in Jasopersaud v Rho (169 AD2d 184 [1991]) which had interpreted CPLR 3101 (d) (1) (i) as limiting the scope of expert witness disclosure in medical malpractice actions to preclude not only disclosure of the witness’ name but also of the witness’ qualifications which could tend to lead to disclosure of the witness’ identity. Thus, in Jasopersaud (supra) the Court held that disclosure only need be provided as to the medical school the expert attended, the expert’s board certifications, areas of special expertise, jurisdictions of licensure and the locations of internships, residencies and/or fellowships but not the associated dates (supra at 188).

In Thomas (supra), the Appellate Division revisited its decision in Jasopersaud (supra) inasmuch as technological advances made since the year of that decision, 1991, had enabled attorneys and their employees to readily identify experts with the information permitted in Jasopersaud. The Court decided not to limit disclosure even further, as the plaintiff in that case [422]*422had requested, but to abandon the policy, insofar as the statute permitted, of trying to conceal the expert witness’ identity. The Court noted that New York is the only American jurisdiction which prohibits pretrial disclosure of the name of an expert witness in medical malpractice actions. The Court further noted that the concern used to support the statutory permission to refuse to disclose the expert witness’ name was that medical experts might be discouraged by their colleagues from testifying, a concern which the Court appeared to find dubious (302 AD2d, supra at 44). Accordingly, defendants are now entitled to disclosure of the qualifications of an expert witness subject to a plaintiffs moving for a protective order should a potential witness feel vulnerable to threats or intimidation. The Thomas Court declined, however, to state whether its holding would be applied retroactively, stating, “we acknowledge that our departure from our precedent in Jasopersaud might be viewed by some as ‘a sharp break in the web of the law’ ” (302 AD2d, supra at 46, quoting James v Liberty Lines, 97 AD2d 749 [1983]).

With that background the court turns to the case at bar.

This is a medical malpractice action in which the underlying claim is that defendants failed to diagnose and treat, among other things, plaintiffs decedent’s perforated colon and bowel, resulting in septic shock, peritonitis and death. Plaintiff provided expert witness disclosure on December 16, 2002 (the day Thomas, supra, was decided). The information provided is limited as permitted by Jasopersaud (supra). Plaintiff provided the following qualifications:

“A Board-certified General Surgeon, licensed in the State of New York, who is a graduate of the State University of New York-Downstate College of Medicine, Brooklyn, New York and who performed an internship at Mt. Sinai Medical Center, New York, N.Y., with a residency in general surgery at Mt. Sinai Medical Center. The expert is Board-certified by The American Board of Surgery, and is in private practice in the fields of General Surgery and Colon Rectal Surgery with privileges at major New York medical institutions. The Expert is also an Associate Clinical Professor at a major medical institution.”

Defendants now move to compel further disclosure. Inasmuch as defendants originally demanded information outside the scope of that permitted by Jasopersaud (supra) the court reaches the merits of the issue presented.

[423]*423Generally, following traditional common-law methodology, changes in decisional law are applied to all cases still in the normal litigating process (see Gurnee v Aetna Life & Cas. Co., 55 NY2d 184 [1982]; James v Liberty Lines, 97 AD2d 749 [1983]). Where there has been such a sharp break in the law that its impact will “wreak more havoc in society than society’s interest in stability will tolerate” a court may direct that the change in law be applied only prospectively (see Gurnee v Aetna Life & Cas. Co., supra at 191 [internal quotation marks omitted], quoting Gager v White, 53 NY2d 475, 483-484 [1981]; see also, People v Favor, 82 NY2d 254 [1993]). When confronted with the issue of whether a change in law should be applied retroactively, courts should consider (1) the purpose of the new rule, (2) the extent of reliance on the old rule, and (3) the effect on the administration of justice of retroactive application (see People v Mitchell, 80 NY2d 519 [1992]). For example, in Busa v Busa (196 AD2d 267 [1994]) the Appellate Division, Third Department, declined to apply retroactively its holding that a judgment of divorce is ineffective to dissolve a marriage if it makes no equitable distribution of marital property. The Busa Court found that to destabilize divorce judgments which had long been considered final would wreak havoc on society. By contrast, in People v Favor (supra), the Court of Appeals applied a rule which found error if a criminal defendant was not present at a pretrial hearing pursuant to People v Sandoval (34 NY2d 371 [1974]) retroactively. The Favor Court reasoned, among other things, that the number of cases to which its holding would be applicable would not have a serious effect on the administration of justice in the state.

Turning to the issue at hand, the court begins with the observation that the purpose of Jasopersaud (supra) was never to impede medical malpractice defendants in preparing for trial by preventing them from gathering materials to impeach an expert witness’ testimony. To the extent the rule had a legitimate purpose, i.e., to protect those in the medical community willing to testify on behalf of plaintiffs, the Thomas Court provides a remedy, namely, an application for a protective order. Plaintiff in this case makes no such application. The holding in Thomas (supra) is consistent with and advances the fundamental policy of article 31 of the CPLR to provide liberal disclosure (see Falk v Inzinna, 299 AD2d 120 [2d Dept 2002]; CPLR 3101 [a]).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Favor
624 N.E.2d 631 (New York Court of Appeals, 1993)
People v. Sandoval
314 N.E.2d 413 (New York Court of Appeals, 1974)
Gager v. White
425 N.E.2d 851 (New York Court of Appeals, 1981)
Gurnee v. Aetna Life & Casualty Co.
433 N.E.2d 128 (New York Court of Appeals, 1982)
People v. Mitchell
606 N.E.2d 1381 (New York Court of Appeals, 1992)
James v. Lines
97 A.D.2d 749 (Appellate Division of the Supreme Court of New York, 1983)
Jasopersaud v. Tao Gyoun Rho
169 A.D.2d 184 (Appellate Division of the Supreme Court of New York, 1991)
Busa v. Busa
196 A.D.2d 267 (Appellate Division of the Supreme Court of New York, 1994)
Falk v. Inzinna
299 A.D.2d 120 (Appellate Division of the Supreme Court of New York, 2002)
Thomas v. Alleyne
302 A.D.2d 36 (Appellate Division of the Supreme Court of New York, 2002)
Engel v. Defeo
189 Misc. 2d 673 (New York Supreme Court, 2001)
Esquilin v. Brooklyn Hospital Center — Downtown Campus
190 Misc. 2d 753 (New York Supreme Court, 2002)

Cite This Page — Counsel Stack

Bluebook (online)
195 Misc. 2d 420, 759 N.Y.S.2d 302, 2003 N.Y. Misc. LEXIS 283, Counsel Stack Legal Research, https://law.counselstack.com/opinion/satkin-v-mcconnell-nysupct-2003.