SARKA v. Regents of Univ. of California

52 Cal. Rptr. 3d 810, 146 Cal. App. 4th 261, 2007 Cal. Daily Op. Serv. 12, 2007 Daily Journal DAR 9, 2006 Cal. App. LEXIS 2061
CourtCalifornia Court of Appeal
DecidedDecember 28, 2006
DocketB181753
StatusPublished
Cited by3 cases

This text of 52 Cal. Rptr. 3d 810 (SARKA v. Regents of Univ. of California) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
SARKA v. Regents of Univ. of California, 52 Cal. Rptr. 3d 810, 146 Cal. App. 4th 261, 2007 Cal. Daily Op. Serv. 12, 2007 Daily Journal DAR 9, 2006 Cal. App. LEXIS 2061 (Cal. Ct. App. 2006).

Opinion

Opinion

ALDRICH, J.

INTRODUCTION

Petitioner George Sarka, M.D., was employed as a primary care physician at the student health services’ Arthur Ashe Student Health and Wellness Center (SHS) at the University of California at Los Angeles (the University). He filed a grievance challenging the University’s decision to discharge him for repeatedly refusing to follow the directions of his superior to modify his approach to patient care to be more in accord with his SHS colleagues. The administrative hearing officer upheld the termination. Dr. Sarka appeals from the trial court’s judgment that denied his petition for writ of administrative mandate (Code Civ. Proc., § 1094.5) seeking to overturn the hearing officer’s decision.

At issue is whether the hearing officer and the trial court committed legal error by failing to apply Business and Professions Code section 2056, which declares it a violation of public policy for employers to penalize physicians “principally for advocating for medically appropriate health care.” (§ 2056, subd. (c).) The record shows that both the hearing officer and the trial court considered and properly applied section 2056 and that substantial evidence supports the trial court’s conclusion that Dr. Sarka was discharged for insubordination. Accordingly, we affirm the judgment.

FACTUAL AND PROCEDURAL BACKGROUND

1. General background.

Reviewing the administrative record, as we are required (Fukuda v. City of Angels (1999) 20 Cal.4th 805, 810, 824 [85 Cal.Rptr.2d 696, 977 P.2d 693]), *264 it shows that for 14 years, Dr. Sarka was employed at SHS as a primary care physician. For most of his employment at SHS, Dr. Sarka reported directly to Dr. Jo Ann Dawson, director of primary care at SHS. Beginning in February 2001, he began reporting to assistant vice chancellor Edward Wiesmeier, M.D.

The mission of SHS is to “promote and enhance the health and wellbeing of UCLA students.” SHS functions, in part, as a health maintenance organization for students. Registration fees prepay most of the services SHS provides. At SHS, students see primary care physicians who treat them directly, or when appropriate, refer them to other health care professionals for more specialized treatment. Dr. Sarka’s job description included, among other things, “case management, the judicious use of all resources, and the ‘[. . .] competent provision of personal, medical care, including diagnosis and treatment ....’” (Italics added.)

In August 2002, the University notified Dr. Sarka that he was being dismissed from his position at SHS for refusing to modify his approach to patient care to make it more consistent with his colleagues in being less wasteful of resources by relying less on diagnostic testing and more on “optimal clinical judgment.”

2. Dr. Sarka’s grievance.

Dr. Sarka filed a grievance pursuant to the University’s personnel policies for staff members (PPSM) alleging the University violated PPSM 65 and PPSM 70H. PPSM 65 provides for the termination of managers and senior professionals “when, in management’s judgment, the needs or resources of a department or the performance or conduct of an employee do not justify the continuation of an employee’s appointment.” PPSM 70H forbids retaliating against employees for participating in the complaint resolution process. Dr. Sarka alleged that his termination was, in relevant part, “clearly retaliatory for advocating appropriate patient care . . . .”

Following step one of the PPSM grievance process, Dr. Sarka’s case was reviewed by the interim vice chancellor. Discerning no violation of the PPSM, the vice chancellor found that the “dismissal was caused by Dr. Sarka’s refusal to abide by the instructions given to him by his supervisor, Dr. Wiesmeier, regarding his tendency to, among other things, rely too heavily on ‘diagnostic testing, repeated visits and referrals’ and ‘over-doctoring.’ ”

*265 Dr. Sarka requested his grievance be moved to step two, an administrative factfinding hearing in front of a hearing officer, called an independent party reviewer (EPR).

3. The evidence in the administrative record.

a. The University’s case.

At the hearing, the University took the position that Dr. Sarka’s termination was reasonable and for good cause. Although Dr. Sarka was board-certified in neurology and rheumatology, he was clearly and repeatedly told he was hired and expected to function as a primary care physician. His caseload was no more complicated than were those of other primary care doctors at SHS. Dr. Sarka’s “dismissal was not, as he claim[ed], an act of retaliation for . . . patient advocacy,” but because of his wasteful use of resources by overreliance on diagnostic testing in lieu of relying on medical judgment.

The University’s evidence showed that the patients at SHS are predominantly young, healthy, highly functional students “in an extremely selective and competitive academic setting.” This patient population generally has infrequent, insignificant chronic problems. SHS’s patients present with very common symptoms, which are due “[f]or the most part” to “self-limited issues.” They suffer from colds, eating the wrong food, staying up late, or being under tremendous stress, all of which result in headaches, stomach aches, or other garden-variety problems.

The University issued two memoranda, in early 2000 and the spring of 2001, reminding the SHS staff that Dr. Sarka was a primary care physician and that despite his expertise and training in specialty areas, “he is not to be a referral source for Neurology and Rheumatology patients by any SHS staff member. Furthermore, clinical staff may not selectively book such patients for Dr. Sarka.” (Italics added, original underscoring.) Dr. Wiesmeier’s review of Dr. Sarka’s charts showed that his patients generally had conditions that were no more complicated than those seen by his colleagues at SHS.

Despite Dr. Sarka’s position as a primary care doctor, he treated every patient “as though his patient was a medical emergency, disaster or crisis . .. .” Dr. Sarka’s patient notes indicated that he repeatedly ordered “very extensive^] multiple tests with the outcome of normal results, some of which the patients had to pay for that really didn’t add anything to the final *266 outcome . . . .” He ordered many tests—many of them to be run immediately—which tied up exam rooms, used up resources, threw other clinicians off their schedules, and overwhelmed the clinical support staff.

The University’s evidence included references to articles in the Journal of the American Medical Association 1 and the handbook of the Accreditation Association for Ambulatory Health Care, Inc. (AAAHC); 2

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52 Cal. Rptr. 3d 810, 146 Cal. App. 4th 261, 2007 Cal. Daily Op. Serv. 12, 2007 Daily Journal DAR 9, 2006 Cal. App. LEXIS 2061, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sarka-v-regents-of-univ-of-california-calctapp-2006.