Sara Kielly v. S. Miller and Robert E. Rugar, in their individual capacities

CourtDistrict Court, N.D. New York
DecidedDecember 22, 2025
Docket9:23-cv-00717
StatusUnknown

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Sara Kielly v. S. Miller and Robert E. Rugar, in their individual capacities, (N.D.N.Y. 2025).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK

SARA KIELLY,

Plaintiff,

v. 9:23-cv-00717 (AMN/PJE)

S. MILLER and ROBERT E. RUGAR, in their individual capacities,

Defendants.

APPEARANCES: OF COUNSEL:

THE DRATCH LAW FIRM, P.C. BRIAN M. DRATCH, ESQ. 233 Broadway, Suite 1800 New York, New York 10279 Attorneys for Plaintiff

HON. LETITIA JAMES BRIAN W. MATULA, ESQ. New York State Attorney General Assistant Attorney General Litigation Bureau The Capitol Albany, New York 12224 Attorneys for Defendant

Hon. Anne M. Nardacci, United States District Judge:

MEMORANDUM-DECISION & ORDER I. INTRODUCTION On June 14, 2023, Plaintiff Sara Kielly commenced this action pursuant 42 U.S.C. § 1983 (“Section 1983”) against Defendants S. Miller and Robert E. Rugar1 related to an incident that she alleges took place on November 5, 2020, while Plaintiff was confined at Great Meadow

1 The Court notes that Plaintiff’s filings misspell Defendant Robert E. Rugar’s last name as “Ruger.” The Court employs the correct spelling throughout this opinion. The Clerk of the Court is directed to correct the spelling of Defendant’s name on the case docket. Correctional Facility. See Dkt. No. 1 (“Complaint”). On April 4, 2025, Defendant Rugar moved to dismiss the Complaint pursuant to Fed. R. Civ. P. 12(b)(5) for insufficient service of process. See Dkt. No. 18 (“Motion”). On April 23, 2025, Plaintiff opposed the Motion and simultaneously cross-moved for service by alternative means. See Dkt. No. 22 (“Cross-Motion”).2 On May 2,

2025, Defendant filed a reply in support of the Motion and opposed the Cross-Motion. See Dkt. No. 23 (“Reply”). For the reasons set forth below, Defendant’s Motion is denied. II. BACKGROUND Unless otherwise noted, the following facts are drawn from the Complaint, its attachments, or materials it incorporates by reference, and are assumed to be true for purposes of ruling on the Motion, see Div. 1181 Amalgamated Transit Union-N.Y. Emps. Pension Fund v. N.Y.C. Dep’t of Educ., 9 F.4th 91, 94 (2d Cir. 2021) (per curiam), or are otherwise matters of public record. See Williams v. N.Y.C. Hous. Auth., 816 F. App’x 532, 534 (2d Cir. 2020). A. Procedural History

Plaintiff commenced this action on June 14, 2023. Dkt. No. 1. On July 21, 2023, this Court conducted an initial review of the Complaint pursuant to 28 U.S.C. § 1915(e) and recommended that Plaintiff’s Eighth Amendment claims against Defendants survive initial review.

2 While Plaintiff styles her Cross-Motion as a motion for substituted service, the method of service Plaintiff proposes is not substituted service as defined by CPLR § 308(2), which does not require leave of court. See Templos v. Luna Cuisine, Inc., 738 F. Supp. 3d 325, 331 (E.D.N.Y. 2024) (noting that “substitute service may be accomplished by (1) delivering the summons to ‘a person of suitable age and discretion’ at the person’s ‘actual place of business’ and (2) within twenty days thereafter, mailing the summons to the person’s ‘actual place of business’”) (quoting CPLR § 308(2)). Accordingly, the Court construes the Cross-Motion as a request for alternative service pursuant to Rule 4(e) of the Federal Rules of Civil Procedure and CPLR § 308(5). See Dkt. No. 6 at 8 (“Report-Recommendation”).3 The Court also denied Plaintiff’s motion for service as incomplete, with leave to renew in light of Plaintiff’s pro se status. Id. The Court also informed Plaintiff of the requirements for effectuating service of the Summonses and Complaint by U.S. Marshal pursuant to Rule 4(c)(3) of the Federal Rules of Civil Procedure. See id. In the

event Plaintiff did not renew her request for service within twenty days, the Court stated that it would direct the Clerk to issue the Summonses and forward them to Plaintiff, who is responsible for effecting service on Defendants. Id. at 9. Plaintiff did not renew her motion for service, and on September 29, 2023, the Clerk issued the Summonses and copies of the Complaint to Plaintiff. Dkt. No. 7. On October 12, 2023, counsel appeared on Plaintiff’s behalf. Dkt. No. 9. According to Plaintiff’s counsel, on December 15, 2023, Plaintiff’s process server attempted service on Defendants at the W.A. Harriman State Office Campus, Bldg. 4, in Albany, New York (“Harriman Campus”). See Dkt. No. 22-2 at 2-3. On January 18, 2024, Plaintiff’s counsel requested a conference with this Court to discuss service, during which Plaintiff’s counsel indicated that the

process server was unable to serve Defendants at the Harriman Campus, and additionally was unable to serve them at Bedford Hills Correctional Facility. See Dkt. No. 10. On February 5, 2024, Plaintiff’s counsel renewed Plaintiff’s motion requesting service of process by the U.S. Marshal, which this Court granted. Dkt. No. 12. The Clerk reissued Summonses on February 6, 2024. Dkt. No. 14. Over one year later, on March 19 and April 9, 2025, Plaintiff’s counsel appeared before Magistrate Judge Evangelista and indicated that, while Plaintiff had attempted to locate Defendants through the submission of Freedom of Information Law (“FOIL”) requests,

3 Citations to court documents utilize the pagination generated by CM/ECF, the Court’s electronic filing system. Plaintiff had made no further attempts to serve Defendants. See Dkt. Nos. 16, 17, 21. B. The Motion and Cross-Motion On April 4, 2025, Defendant Rugar moved to dismiss the Complaint for insufficient service of process. Dkt. No. 18. Specifically, Defendant argues that Plaintiff cannot establish good cause

to excuse noncompliance with the service requirements pursuant to Rule 4(m) of the Federal Rules of Civil Procedure, and the Court should decline to exercise its discretion to allow Plaintiff additional time to effectuate service. See generally id. Plaintiff opposes the Motion and cross- moves for service by alternative means. Dkt. No. 22. Specifically, Plaintiff contends that she has shown good cause to excuse noncompliance because Plaintiff made various attempts to serve Defendants and sought to ascertain Defendants’ identities and whereabouts by submitting FOIL requests to the Department of Corrections and Community Supervision (“DOCCS”) and by utilizing a private investigator. See Dkt. No. 22-9 at 4-5. In her Cross-Motion, Plaintiff does not propose any alternative methods to effect service on either Defendant. See generally id. Plaintiff only argues that she is entitled to service by alternative means because service by other applicable

methods is impracticable. See id. at 5. On May 2, 2025, Defendant Rugar replied to Plaintiff’s opposition to the Motion and opposed the Cross-Motion. Dkt. No. 23. On July 30, 2025, Plaintiff subsequently filed a second motion for service by alternative means. See Dkt. Nos. 24, 25 (“Second Motion”).4 Plaintiff’s Second Motion advances the same arguments as those advanced in her Cross-Motion, except that Plaintiff now seeks alternative service only on Defendant S. Miller by certified mail at Great Meadow Correctional Facility and at DOCCS offices at the Harriman Campus in Albany, New York. Dkt. Nos. 24-2 ¶ 12, 25-2 ¶ 12.

4 Dkt. No.

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