Santana v. State

CourtSupreme Court of Connecticut
DecidedAugust 22, 2023
DocketSC20772
StatusPublished

This text of Santana v. State (Santana v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Santana v. State, (Colo. 2023).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** EMMETT ESCOBAR-SANTANA ET AL. v. STATE OF CONNECTICUT (SC 20772) Robinson, C. J., and McDonald, D’Auria, Mullins, Ecker and Alexander, Js.

Syllabus

Pursuant to statute (§ 4-160 (f)), the state’s sovereign immunity is waived with respect to qualified medical malpractice actions, and such actions may proceed against the state without the need for prior authorization from the Claims Commissioner, but ‘‘[a]ny such action shall be limited to medical malpractice claims only . . . .’’ Pursuant further to statute (§ 52-190a (a)), in any ‘‘civil action . . . to recover damages resulting from personal injury . . . in which it is alleged that such injury . . . resulted from the negligence of a health care provider,’’ a plaintiff must ‘‘obtain a written . . . opinion of a similar health care provider . . . that there appears to be evidence of medical negligence . . . .’’

The plaintiffs, C and her minor child, E, sought to recover damages for the alleged medical malpractice of the defendant, the state of Connecticut, through its servants, agents, and employees, that occurred prior to and during the birth of E. C was admitted to a state hospital for an induction of labor. During labor, it was determined that E was malpositioned and that a vaginal delivery would pose risks. C was then counseled on possible delivery options, including a manual rotation of E’s head to allow for the potential for a vaginal delivery. C agreed to the manual rotation, which was unsuccessful. At that point, the delivery plan was changed to a cesarean section. The cesarean section ultimately took an extended period of time, and E suffered permanent injuries in the pro- cess. In the first count of their complaint, the plaintiffs sought to recover for E’s physical injuries. In the second count of their complaint, the plaintiffs incorporated by reference most of the allegations set forth in the first count, including all of the various ways in which the state failed to exercise reasonable care and the resulting injuries to E. The plaintiffs also alleged in the second count that C had endured a painful delivery and suffered severe and ongoing psychological, physiological, and emotional distress. The plaintiffs further alleged in the second count that the state knew or should have known that its conduct involved an unreasonable risk of causing emotional distress and that the distress might result in illness or bodily harm. The plaintiffs attached to their complaint, pursu- ant to § 52-190a (a), a certificate of good faith and a copy of an expert opinion letter from a similar health care provider. The expert opined in that letter, to a reasonable degree of medical certainty, that the state departed from the applicable standard of care in that it, among other things, failed to inform C regarding the risks of attempting a vaginal delivery, to counsel C regarding delivery options prior to inducing labor, and to use the proper technique required to deliver E by cesarean section. The state filed a motion to dismiss the second count of the plaintiffs’ complaint, contending that that count stated a claim for negligent inflic- tion of emotional distress or bystander liability, rather than medical malpractice, and, therefore, did not fall within the statutory waiver of the state’s sovereign immunity in § 4-160 (f). The trial court denied the motion, concluding that the second count reasonably could be under- stood to sound in medical malpractice, and the state appealed. Held:

1. The term ‘‘medical malpractice claims’’ in § 4-160 (f) is broad enough to encompass a birthing mother’s allegation that she suffered emotional distress from physical injuries to her child that had been proximately caused by the negligence of health care providers during the birthing process:

Insofar as neither § 4-160 (f) nor other statutes specifically defined the term ‘‘medical malpractice,’’ this court looked to the legislative history of § 4-160 (f) and to other statutes to construe that term, and determined that the universe of medical malpractice actions that fall within § 4-160 (f) is coextensive with those actions subject to the requirement of § 52- 190a (a) that an opinion letter from a similar health care provider be filed with the complaint.

This court also determined that, in light of the use of the term ‘‘personal injury’’ in § 52-190a (a) and the legislature’s definition of ‘‘personal injury’’ elsewhere in the General Statutes as encompassing emotional distress, the legislature did not categorically preclude medical malpractice claims for purely emotional damages.

This court acknowledged a growing trend in the common law of permit- ting liability for purely emotional distress under circumstances in which the defendant’s alleged negligence has placed the plaintiff in danger of immediate bodily harm or has occurred in the course of specified catego- ries of activities, undertakings or relationships in which negligent con- duct is especially likely to cause serious emotional harm, such as when a physician negligently causes the loss of a fetus.

Moreover, this court recognized that a number of other state courts and Connecticut Superior Court judges have concluded, under their common- law authority, that a birthing mother may recover damages for the purely emotional distress she experiences as a result of medical malpractice resulting in the physical injury to or death of her fetus or infant during the labor and delivery process.

Consistent with this trend, this court concluded that, when a fetus or infant suffers physical injuries as a result of medical malpractice during the labor and delivery process, the birthing mother is a joint victim of the malpractice and can recover for emotional distress arising from her traumatic experiences during and immediately following that process, and the mother’s recovery is not limited to damages arising from her own physical injuries.

Accordingly, C was not precluded from asserting a medical malpractice claim against the state for damages based on purely emotional distress.

2. In light of the plaintiffs’ allegations in the second count of the complaint and consistent with the obligation to construe pleadings in the light most favorable to the plaintiffs, this court concluded that the second count could be read to allege a medical malpractice claim on behalf of C, and, accordingly, the trial court properly denied the state’s motion to dismiss that count of the complaint:

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