Sand v. Cade

77 N.W.2d 169, 247 Minn. 362, 1956 Minn. LEXIS 581
CourtSupreme Court of Minnesota
DecidedMay 18, 1956
DocketNo. 36,725
StatusPublished
Cited by13 cases

This text of 77 N.W.2d 169 (Sand v. Cade) is published on Counsel Stack Legal Research, covering Supreme Court of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sand v. Cade, 77 N.W.2d 169, 247 Minn. 362, 1956 Minn. LEXIS 581 (Mich. 1956).

Opinion

Thomas Gallagher, Justice.

Appeal from a judgment wherein the district court reversed an order of the probate court of Wabasha County and determined that respondents here, cousins of Henry Hartz, deceased, and contestants of his last will, were entitled to bequests of f1,000 each as provided for therein. The order of the probate court, which was made on petition for allowance of final account and for a decree of distribution in the Hartz estate, had nullified such specific bequests to said respondents on the strength of a clause in the will which provided that:

“* * * Should any legatee herein directly or indirectly contest the validity of this Will and Testament in any manner, then any bequest, legacy and devise * * * hereinbefore made in favor of such person or persons shall be void and of no effect and such bequest, legacy and devise shall go to the St. Peter’s and St. Paul’s Catholic Church of Mazeppa, Minnesota, * *

Respondents had contested the will described, which left the residue and major portion of the estate to Anna Hoff, decedent’s housekeeper, on the grounds of undue influence and lack of testamentary [364]*364capacity. They were unsuccessful in this contest, and the will was duly admitted to probate. See, In re Estate of Hartz, 238 Minn. 558, 58 N. W. (2d) 57; In re Estate of Hartz, 237 Minn. 313, 54 N. W. (2d) 784.

In the present proceedings, the district court found:

“That appellants [respondents here] did not prevail in their contest [of the will]; but that said contest was nevertheless begun and prosecuted in good faith and with probable cause. That it was not frivolous, vexatious nor actuated by malice.

* * * * *

“That * * * [the] Decree of Distribution provided for the final distribution of the estate; and that it ordered the payment of the several legacies provided for in the Will * * * excepting, * * * the legacies of these appellants [respondents here].”

Based upon such findings, the court decided that the probate court order disallowing such bequests be reversed and that respondents were each entitled to receive the amounts specified for them in the will. It ordered the case remanded to the probate court with directions to proceed in conformity with its decision. It is the contention of appellants — the executor, the residuary legatee, and the alternate beneficiary under the forfeiture clause — that under such clause respondents’ actions in contesting the will nullified or voided the specific bequests made in their favor therein.

Prior hereto this court has not had occasion to consider the application and effect of a forfeiture clause such as here involved. Examination of the decisions of the appellate courts of other jurisdictions, however, is indicative that the majority of them have adopted the rule that such a clause is valid and enforceable, subject to the exception that it will not be held effective as to a bequest for a beneficiary who has unsuccessfully contested the will if it appears that the contest was instituted by such beneficiary in good faith and with probable cause to believe that the will was invalid. South Norwalk Trust Co. v. St. John, 92 Conn. 168, 101 A. 961; Matter of Kirkholder, 171 App. Div. 153, 157 N. Y. S. 37; Matter of Smyth, 246 App. Div. 820, 284 N. Y. S. 470, affirmed, 271 N. Y. 623, 3 N. E. [365]*365(2d) 453; Whitehurst v. Gotwalt, 189 N. C. 577, 127 S. E. 582; Wadsworth v. Brigham, 125 Ore. 428, 259 P. 299, 266 P. 875; Friend’s Estate, 209 Pa. 442, 58 A. 853, 68 L. R. A. 447; Rouse v. Branch, 91 S. C. 111, 74 S. E. 133, 39 L.R.A.(N.S.) 1160; Sherwood v. McLaurin, 103 S. C. 370, 88 S. E. 363; Tate v. Camp, 147 Tenn. 137, 245 S. W. 839, 26 A. L. R. 755; In re Chappell’s Estate, 127 Wash. 638, 221 P. 336; Dutterer v. Logan, 103 W. Va. 216, 137 S. E. 1, 52 A. L. R. 83; Will of Keenan, 188 Wis. 163, 205 N. W. 1001, 42 A. L. R. 836; Powell v. Morgan, 2 Vern. Ch. 90, 23 Eng. Rep. 668; Morris v. Burroughs, 1 Atk. 398, 26 Eng. Rep. 253; In re Estate of Cocklin, 236 Iowa 98, 17 N. W. (2d) 129, 157 A. L. R. 584; see, Annotation, 125 A. L. R. 1135.

The reason generally given in support of the majority viewpoint is that, if a will is actually invalid, a strict and literal interpretation of such a forfeiture clause might prevent establishment of its invalidity and thus thwart the course of justice. Thereby, it is logically argued, the persons who may have been instrumental in the creation of the invalid document and who are to profit most by its admission to probate are provided a helpful cover for their wrongful acts or designs. South Norwalk Trust Co. v. St. John, 92 Conn. 168, 101 A. 961. As stated in In re Estate of Cocklin, 236 Iowa 98, 112, 17 N. W. (2d) 129, 135, 157 A. L. R. 584, 593:

“* * * if a will were executed as the result of fraud, would not a legatee, who knew of the fraud but stood silently by fearing to risk loss of his legacy and accepted the fruits of the fraud, be morally a party to it? Also, a will executed by an incompetent is legally no more his will than if it were forged, and a will secured by undue influence is as repugnant to the law as one secured by fraud. Public policy forbids that one should be tempted to let such wills prevail. The administration of justice should not be frustrated in such a manner.”

Courts holding the opposite viewpoint generally base their decisions upon the grounds that public policy does not invite or encourage the extensive litigation which might arise from a liberal construction of such forfeiture clauses; and that such a construction [366]*366would permit public disclosure of matters relating to tbe private life of a testator when he is no longer to be beard in explanation or denial thereof, and wbicb, by tbe forfeiture provision, be presumably intended to beep from public scrutiny. Estate of Miller, 156 Cal. 119, 103 P. 842, 2 L.R.A.(N.S.) 868; In re Kitchen, 192 Cal. 384, 220 P. 301, 30 A. L. R. 1008; Rudd v. Searles, 262 Mass. 490, 160 N. E. 882, 58 A. L. R. 1548; Schiffer v. Brenton, 247 Mich. 512, 226 N. W. 253; Rossi v. Davis, 345 Mo. 362, 133 S. W. (2d) 363, 125 A. L. R. 1111; see, Matter of Bratt, 10 Misc. 491, 32 N. Y. S. 168; Bender v. Bateman, 33 Ohio App. 66, 168 N. E. 574; Barry v. American Security & Trust Co. 77 App. D. C. 351, 135 F. (2d) 470, 146 A. L. R. 1204; Provident Trust Co. v. Osborne, 133 N. J. Eq. 518, 33 A. (2d) 103; see, also, Annotation, 125 A. L. R. 1135.

After due consideration of these opposing viewpoints, we have determined to adopt tbe rule now followed by the majority of jurisdictions wbicb to us seems more in conformity with tbe interests of justice and tbe dictates of public policy. Its application here would make tbe trial court’s finding that tbe present will contest was instituted and prosecuted by respondents in good faith, and with probable cause to believe that tbe will was invalid, determinative of tbe ultimate issue relative to tbe specific bequests in respondents’ favor. Tbe finding appears to have adequate support in tbe evidence. At the trial it was stipulated that tbe evidence to be submitted be limited to files and proceedings, and to tbe briefs submitted by counsel, in the various bearings in tbe will contest, including tbe appeals to this court. The basic facts relative thereto may be found in our previous decisions herein. In re Estate of Hartz, 238 Minn. 558, 58 N. W. (2d) 57; In re Estate of Hartz, 237 Minn. 313, 54 N. W. (2d) 784.

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Bluebook (online)
77 N.W.2d 169, 247 Minn. 362, 1956 Minn. LEXIS 581, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sand-v-cade-minn-1956.