Sanchez-Munoz v. State ex rel. Oklahoma Horse Racing Commission

2015 OK CIV APP 87, 360 P.3d 1267, 2015 Okla. Civ. App. LEXIS 85, 2015 WL 6951198
CourtCourt of Civil Appeals of Oklahoma
DecidedMarch 13, 2015
DocketNo. 112,330
StatusPublished

This text of 2015 OK CIV APP 87 (Sanchez-Munoz v. State ex rel. Oklahoma Horse Racing Commission) is published on Counsel Stack Legal Research, covering Court of Civil Appeals of Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sanchez-Munoz v. State ex rel. Oklahoma Horse Racing Commission, 2015 OK CIV APP 87, 360 P.3d 1267, 2015 Okla. Civ. App. LEXIS 85, 2015 WL 6951198 (Okla. Ct. App. 2015).

Opinion

BRIAN JACK GOREE, Presiding Judge.

1 1 Plaintiffs/Appellants, Roberto Sanchez, Munoz and Alejandro Sanchez-Munoz (collectively the Sanchez Brothers), seek review of the district court's order affirming a decision of the Oklahoma Horse Racing Commission that suspended the Sanchez Brothers' trainer licenses and imposed fines. At issue is whether the agency properly admitted and relied on a novel scientific technique for detecting doping and whether it violated the Sanchez Brothers' due process rights We hold the Commission properly admitted and relied on the expert testimony regarding a novel testing technique and its order was neither made upon unlawful procedure, affected by error of law, clearly erroneous, nor arbitrary and capricious.

112 Roberto was licensed by the Commission as an Owner/Trainer and Alejandro was licensed as an Assistant Trainer. The Commission's Board of Stewards notified the Sanchez Brothers of a disciplinary hearing before the Stewards based on ten of their horses testing positive for dermorphin, a pro[1269]*1269hibited substance. The notice stated that punishment for the violation might be "denial, refusal or suspension of the occupation license of the accused for not more than one year per violation;: or a fine not to exceed $2,500.00 per violation; or exelusion from all enclosures in the state; or suspension and fine and/or exclusion; or ineligibility for li-censure; and/or referral to the Commission for suspension or revocation of the occupation license of the accused or imposition of fines not to exceed $10,000.00."

18 The Sanchez Brothers elected to have split sample testing performed. All of the split samples tested. positive for dermorphin. After the Stewards held an evidentiary hearing on the doping allegations, they entered an order finding the Sanchez Brothers in violation of OAC 325:85-1-5 Trainer Responsibility and OAC 8325:45-1-4 Drugs or Medication, because ten horses under their care and custody tested positive for the drug der-morphin following wins in races at Reming ton Park. The Stewards concluded that the level of discipline that they were authorized to impose was not a sufficient penalty. They referred the matter to the Commission with the recommendation that the Commission assess a suspension greater than one year and a fine greater than $2,500.00, The Stewards ordered the horses disqualified and any trophies or awards returned. :

T4 The Sanchez Brothers appealed the Stewards' order to the Commission, asserting that the testing method for dermorphin had not been validated by the Racing Medication and Testing Consortium and was unreliable. The Commission set the matter for hearing, and sent a notice of the hearing to the Sanchez Brothers. The notice stated that the Stewards had referred the matter with the recommendation that the Commission impose a suspension greater than one year and a fine of more than $2,500.00 in each case.

1 5 After hearing oral argument, the Commission entered its order affirming the Stew ards' order. In considering punishment, the Commission reasoned that the use of der-morphin was a serious offense because its use in a race horse could cause the horse to overrun an injury or pain, leading to injury or death to the horse or jockey, as well as defrauding of the betting public. The Commission concluded that the use of the drug was deserving of severe sanctions. Accordingly, as to Roberto, it imposed a fine of $10,000.00 and suspended his license for ten years in each of the ten cases. It ordered that the first two suspensions be served consecutively and the remaining eight be served concurrently with the first two suspensions, for a total punishment of a twenty-year suspension and a $100,000.00 fine. As to Alejandro, the Commission- imposed a fine of $5,000.00 and a suspension of ten years in each of two cases, for a total fine of $10,000,00 and total suspension of twenty years.

T6 The Sanchez Brothers petitioned for judicial review by the district court of Oklahoma County pursuant to 75 O.S. 2011 § 318(B)(2). They sought to have the Commission's orders set aside on the grounds that the Stewards erred in (1) accepting the testing methodology of Industrial Laboratories Co., Inc. (Industrial Labs) because it had not been sufficiently validated, (2) accepting the split sample testing from Louisiana State University Laboratory as confirming the positive results when the methods were disparate, (8) failing to afford due process to Alejandro as assistant trainer in that he was not allowed notice of the medication violations, (4) imposing double jeopardy on Alejandro, and (5) imposing excessive punishment on both Sanchez Brothers.

T7 After the district court heard oral argument, it issued its order affirming the decisions of the Commission. It held that the orders were not arbitrary and capricious and were supported by the evidence. It found that the Commission did not abuse its diseretion in relying on the test results from Industrial Labs, and the split sample test results from Equine Medication Surveillance Laboratories of Louisiana State University, because there was ample evidence of the accuracy and reliability of the testing methodologies used by both labs. The district court also held that Alejandro's due process rights were not violated and he was not subjected to double jeopardy.

1 8 The Sanchez Brothers appeal from this order. In a proceeding for the review of an [1270]*1270agency order, we may set aside or modify the order, or reverse it and remand it to the agency for further proceedings, if we determine that the petitioner's rights have been prejudiced because the agency's order is: (a) unconstitutional; (b) in excess of the agen-ey's authority;" (c) made upon unlawful procedure; (d) affected by other error of law; (e) clearly erroneous in view of the reliable, material, probative and substantial competent evidence; () arbitrary or-eapricious; or (g) because the agency failed to make findings of fact upon request. 75 0.8. 2011 § 822.

I

T9 The Sanchez Brothers' first contention is the agéney erred in relying. on testing methodology that failed to meet the minimum standard for reliability set forth in Daubert v. Merrell Dow Pharmaceuticals, Inc, 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993). In Daubert, the Court set forth factors for the trial court to consider in determining whether scientific testimony was sufficiently reliable, including (1) whether a theory or technique can be and has been tested, (2) whether it has been peer reviewed, (8) the known or potential rate of error, (4) the existence and maintenance of standards controlling the technique's operation, and (5) general acceptance in the relevant scientific community. 509 U.S. at 598-594, 113 S.Ct. 2786. The inquiry as to relia- . bility is a flexible one. 509 U.S. at 594, 118 S.Ct. 2786. No single factor is definitive, and other factors may bear on the inquiry. 509 U.S. at 598, 118 S.Ct. 2786. |

110 Oklahoma adopted Daubert in Christian v. Gray, 2008 OK 10, 14, 65 P.3d 591, 600. In reviewing an admissibility determination under Daubert, we will not disturb the lower tribunal's ruling absent a clear abuse of discretion. Id. at $42. An abuse of discretion occurs when the tribunal bases its decision on an erroneous conclusion of law or when there is no rational basis in evidence for the ruling. Id. at 1 48.

111 Petra Hartmann, the director of drug testing services at Industrial Labs, testified that her lab developed the test for dermorphin in racehorses.

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Related

Daubert v. Merrell Dow Pharmaceuticals, Inc.
509 U.S. 579 (Supreme Court, 1993)
Hudson v. United States
522 U.S. 93 (Supreme Court, 1997)
Bailey v. Campbell
862 P.2d 461 (Supreme Court of Oklahoma, 1992)
Bittle v. Bahe
2008 OK 10 (Supreme Court of Oklahoma, 2008)
Christian v. Gray
2003 OK 10 (Supreme Court of Oklahoma, 2003)

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2015 OK CIV APP 87, 360 P.3d 1267, 2015 Okla. Civ. App. LEXIS 85, 2015 WL 6951198, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sanchez-munoz-v-state-ex-rel-oklahoma-horse-racing-commission-oklacivapp-2015.