San Francisco Patrol Special Police Officers v. City of San Francisco

13 F. App'x 670
Court of Appeals for the Ninth Circuit·Decided July 12, 2001·No. No. 99-17192; D.C. No. CV-98-02461-SBA·Published·Cited by 5 cases

Opinion

MEMORANDUM **

Appellants San Francisco Patrol Special Police Officers and various individual members of this organization (together, the “Patrol Specials”), brought suit in federal district court against the San Francisco Police Commission (the “Commission”), the City and County of San Francisco, the San Francisco Police and Sheriffs Departments, unions representing the Police and Sheriffs Departments (the “Union Defendants”), and a number of individual members of these entities. The Patrol Specials allege that the Commission’s rules regulating the Patrol Specials’ activities violate federal antitrust law and 42 U.S.C. § 1983. The district court dismissed the Patrol [672] Specials’ claims under Rule 12(b)(6), and we affirm.

I.

The Patrol Specials are a public/private security force sanctioned by the San Francisco City Charter. They are not city employees, but sell their services directly to businesses and individuals in San Francisco. The Commission defines a patrol special police officer as a “private patrol-person, who contracts to perform security duties of a private nature for private persons and businesses within the geographic boundaries set forth by the Police Commission.”

On November 30, 1994, the Commission adopted new rules and procedures to govern patrol special police officers, which: (1) state that patrol special police officers are not “peace officers” as defined in the penal code, and are not city employees; (2) limit the ability of patrol special police officers to carry weapons; (3) require that patrol special police officers provide proof of workers’ compensation insurance for themselves and their employees, and acquire comprehensive liability insurance naming the City of San Francisco as an additional assured; (4) prohibit patrol special police officers from advertising themselves as members or employees of the San Francisco Police Department; and (5) prohibit patrol special police officers from advertising or soliciting accounts by stating that there are crime conditions in any area “beyond the ability of the Police Department to control.” On July 15, 1998, the Commission adopted additional rules requiring patrol special police officers to: (1) change their uniform color from dark blue to light blue; (2) submit to vehicle inspections; (3) submit all advertisements to the Chief of Police for approval; (4) annually provide information regarding clients to the Commission; (5) pay for their own uniforms and equipment; and (6) pre-pay the fee for their own annual training, which the rules increased from sixteen to twenty-four hours.

In June 1998, the Patrol Specials brought suit against the Commission, the City and County of San Francisco, the San Francisco Police and Sheriffs Departments, the Union Defendants, and a number of individuals in these entities. The Patrol Specials challenged the Commission’s November 30, 1994 rules, as well as rules allegedly adopted on November 30, 1997, under (1) the Sherman and Clayton Acts and (2) 42 U.S.C. § 1983, alleging violations of the First Amendment and various torts. On November 2, 1998, District Judge Thelton E. Henderson dismissed the Patrol Specials’ initial complaint, but granted leave to amend. Judge Henderson warned the Patrol Specials: “My present intent is to give you one careful motion to amend ... we are not going to amend every now and then until we get it right.”

The Patrol Specials filed an amended complaint on November 16, 1998. Judge Henderson subsequently disqualified himself, transferring the case to District Judge Saundra Brown Armstrong. The Commission, the City and County of San Francisco, the San Francisco Police and Sheriffs Departments, and the individual defendants in these entities (together, the “City Defendants”) filed a motion to dismiss. The Union Defendants filed a separate motion to dismiss. On September 16, 1999, Judge Armstrong granted both Rule 12(b)(6) motions, dismissing the Patrol Specials’ claims.

In granting the City Defendants’ motion to dismiss, Judge Armstrong first held that legislative immunity protected the individual defendants from liability under the Patrol Specials’ antitrust claims. The district court next held that the Commission’s rules were facially valid and thus were not preempted by the Sherman Act. [673] Alternatively, the court held that the state action immunity doctrine immunized the City Defendants from liability.

Judge Armstrong then turned to the Patrol Specials’ second cause of action against the City Defendants under 42 U.S.C. § 1983. The court examined the declaration of Lieutenant Manuel Barretta, the Commission Secretary, who stated that the Commission did not conduct any business on November 30, 1997, as the Patrol Specials alleged, and did not adopt any rules regarding patrol special police officers in 1997. Since the Commission did not adopt rules on November 30, 1997, and the only remaining allegation was the Commission’s adoption of the 1994 rules, the court dismissed the § 1983 claims as time-barred.

Alternatively, the district court held that res judicata barred the Patrol Specials’ § 1983 claims against the City Defendants. In a prior state court action, a group of patrol special police officers, including several of the Appellants here, challenged the 1994 rules in a suit naming some of the defendants in this case. The state trial court denied the plaintiffs’ petition in all relevant respects, and the California Court of Appeals affirmed. Hart v. City & County of San Francisco, No. A068916 (Cal.Ct.App. Nov. 23, 1998).

The district court dismissed the Patrol Specials’ antitrust claim against the Union Defendants because the relief sought interfered with the right of San Francisco police officers and sheriffs to choose their own bargaining representative. The court dismissed the § 1983 claims against the Union Defendants because the Union Defendants are private parties and do not act under color of state law.

II.

A. The Antitrust Claim

The Patrol Specials argue that the district court erred in basing its dismissal of their antitrust claim on the state action immunity doctrine. This Court reviews de novo a district court’s dismissal under Rule 12(b)(6). Williamson v. General Dynamics Corp., 208 F.3d 1144, 1149 (9th Cir.), cert. denied, 531 U.S. 929, 121 S.Ct. 309, 148 L.Ed.2d 247 (2000). We must determine if it is beyond doubt that the Patrol Specials could prove no set of facts entitling them to relief. See id.

The district court dismissed the Patrol Specials’ antitrust claim for three independent reasons: (1) federal antitrust law does not preempt the Commission’s rules; (2) the state action immunity doctrine bars the claim; and (3) the legislative immunity doctrine bars the claim against the individual defendants. The Patrol Specials’ appellate brief focuses exclusively on the district court’s resolution of the state action immunity issue, ignoring the district court’s independent bases for dismissing the claim.

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San Francisco Patrol Special Police Officers v. City of San Francisco, 13 F. App'x 670 (9th Cir. 2001).

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